ADDIS ABABA UNIVERSITY COLLEGE OF LAW AND GOVERNANCE STUDIES FEDERALISM AND ENVIRONMENTAL POLICY: THE CASE OF BURAYOU CITY BY MESFIN LEMMA JUNE, 2018 ADDIS ABABA, ETHIOPIA Addis Ababa University College of Law and Governance Studies Center for Federal and Governance Studies Federalism and Environmental Policy: The Case of Burayou City BY Mesfin Lemma Supervisor Ketema Wakjira (PhD) June, 2018 Declaration I the undersigned, declare that this thesis is my original work and has not been presented for a degree in any other university, and that all sources of materials used for this thesis have been duly acknowledged. Declared by: Mesfin Lemma Signature__________________________________ Date______________________________________ Declaration of this thesis has been confirmed by the approval of the advisor. Ketema Wakjira (PhD) Signature___________________________________________ Date______________________________________________ Addis Ababa University Collage of Law and Governance Center for Federalism and Governance Studies Federalism and Environmental Policy: The Case of Burayou City By Mesfin Lemma Approved by Board of Examiners Name Signature Date Advisor ____________________ _________________ _________________ Examiner __________________ __________________ ________________ Examiner ________________ __________________ ________________ Acknowledgments First of all I would like to thank almighty God for helping me throughout my carrier and successful accomplishment of my study. Next, I would like to thank my advisor Dr. Ketema Wakjira (PhD) for his strong, critical evaluation and constructive comment in improving the quality of the study, starting from the beginning to its accomplishment. His assistance, support and inspiration on this study were highly valuable. This study wouldn‟t be realized without his strong contribution and commitment. Next, I would like to thank all my parents, friends and all others for giving me moral and technical support throughout my MA study. My acknowledgment also goes to my friend Mulalem Abebe who gave me moral support and significance suggestion in the process of my study. I have special thank for my friend Asefa Birhanu who was giving me special support during the time of my study. My sincere, acknowledgement also goes to all informants at all levels of government, focused group participants, and respondents of questionnaires for giving me valuable information in the process of my study. Finally, I would like to thank the city administration of Burayou for giving me full sponsorship during my study. i Abbreviations EPA- Environmental Protection Authority CSA- Central Statistics Agency GDP- Growth Domestic Product USD- United States Dollar SME- Small and Micro Enterprises USA- United States of America US - United States EIA- Environmental Impact Assessment UNEP- United Nations Environmental Program IAIA- International Association for Impact Assessment UN- United Nations FDRE- Federal Democratic Republic of Ethiopia ULGDP- Urban Local Government Development Program IGR- Intergovernmental Relation UNESCO- United Nations Educational, Scientific and Cultural Organization FDG- Focused Group Discussion REDD+- Reducing Emission from Deforestation and Forest Degradation GTZ- German Agency for Technical Cooperation ii Abstract The aim this research is to analyze the adequacy of environmental policies and legal frameworks, competencies of the federal, regional state and urban local governments in protection of environment. It particularly examined the implementation of environmental policy in the city of Burayou. In doing so, the study employed a mixed research approach; and primary data were collected using interview, FDG, questionnaire and personal observation. The finding of this research shows that there is inadequate policy and legal frameworks for addressing environmental problems at the local level. Due to lack of significant regulations, directives, procedural guidelines, and lack of standards and baselines to protect the environment, the local communities living around the industries have been vulnerable to environmental hazards. Public participation in environmental decision making hardly exists at the city level; and the environmental accountability is yet to be attained. There is weak intergovernmental coordination among environmental sectors at the three levels. There has been little supervision over the environmental sector at the city level; and the environmental sector in the city of Burayou suffers from capacity constraints. Hence, this study contends that there is a need for empowering urban local governments, strengthen environmental policies, and build the capacity of environmental bodies and to promote IGRs for implementation of environmental policies in rapidly urbanizing cities like Burayou. Key Words: Environmental Federalism, Environmental Policy, Industrial Pollution, Burayou iii Table of Contents Contents Page Acknowledgments............................................................................................................................ i Abbreviations .................................................................................................................................. ii Abstract .......................................................................................................................................... iii Table of Contents ........................................................................................................................... iv List of Tables ............................................................................................................................... viii List of Figures .............................................................................................................................. viii 1.Introduction .................................................................................................................................. 1 1.1.Statement of the Problem ...................................................................................................... 3 1.2.Objectives of the study .......................................................................................................... 5 1.3.The Research Questions ........................................................................................................ 5 1.4.Scope of the study ................................................................................................................. 6 1.5.Significance of the Study ...................................................................................................... 6 1.6.Limitation of the Study ......................................................................................................... 6 1.7.Some Descriptions about the Study Area .............................................................................. 7 1.8.Methods of Research ............................................................................................................. 9 1.8.1.Methodological Approach of the Study .......................................................................... 9 1.8.2.Data sources .................................................................................................................... 9 1.9.Data Collection Instruments .................................................................................................. 9 1.9.1.Questionnaires ................................................................................................................ 9 1.9.2.Key-Informant interview .............................................................................................. 10 1.9.3.Focused Group Discussion ........................................................................................... 10 1.9.4.Observation ................................................................................................................... 11 1.9.5.Document Review ........................................................................................................ 11 iv
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