Industrial Microbiology: An Introduction Michael J. Waites BSc, PhD, CBiol, MIBiol Neil L. Morgan BSc, PhD, MIFST John S. Rockey BSc, MSc, PhD Gary Higton BSc, PhD All: School of Applied Science, South Bank University, London, UK Industrial Microbiology: An Introduction Industrial Microbiology: An Introduction Michael J. Waites BSc, PhD, CBiol, MIBiol Neil L. Morgan BSc, PhD, MIFST John S. Rockey BSc, MSc, PhD Gary Higton BSc, PhD All: School of Applied Science, South Bank University, London, UK © 2001 by Blackwell Science Ltd Editorial Offices: Osney Mead, Oxford OX2 0EL 25 John Street, London WC1N 2BS 23 Ainslie Place, Edinburgh EH3 6AJ 350 Main Street, Malden MA 02148-5018, USA 54 University Street, Carlton Victoria 3053, Australia 10, rue Casimir Delavigne 75006 Paris, France Other Editorial Offices: Blackwell Wissenschafts-Verlag GmbH Kurfürstendamm 57 10707 Berlin, Germany Blackwell Science KK MG Kodenmacho Building 7–10 Kodenmacho Nihombashi Chuo-ku, Tokyo 104, Japan Iowa State University Press A Blackwell Science Company 2121 S. State Avenue Ames, Iowa 50014-8300, USA The right of the Authors to be identified as the Authors of this Work has been asserted in accordance with the Copyright, Designs and Patents Act 1988. All rights reserved. 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QR53 .I522 2001 660.6¢2—dc21 2001025874 For further information on Blackwell Science, visit our website: www.blackwell-science.com The Blackwell Science logo is a trade mark of Blackwell Science Ltd, registered at the United Kingdom Trade Marks Registry Dedication This book is dedicated to the memory of our great friend and co-author Gary Higton who, at the age of only 40 years, died unexpectedly during the final stages of its prepara- tion. Gary was a knowledgeable microbiologist, a fine teacher, supportive colleague and a loyal friend. He is greatly missed by us all. Contents Preface, ix Acknowledgements, xi Introduction to industrial microbiology, 1 Part 1 Microbial physiology 1 Microbial cell structure and function, 7 2 Microbial growth and nutrition, 21 3 Microbial metabolism, 46 Part 2 Bioprocessing 4 Industrial microorganisms, 75 5 Fermentation media, 86 6 Fermentation systems, 94 7 Downstream processing, 109 8 Product development, regulation and safety, 124 Part 3 Industrial processes and products 9 Microbial enzymes, 133 10 Fuels and industrial chemicals, 144 11 Health care products, 165 12 Food and beverage fermentations, 179 13 Food additives and supplements, 210 14 Microbial biomass production, 218 15 Environmental biotechnology, 229 16 Microbial biodeterioration of materials and its control, 247 17 Animal and plant cell culture, 258 Index, 265 vii Preface isms, their ability to grow on a wide range of substrates and to produce an extensive array of products, many of which are commercially available. Part 2 is devoted to bioprocessing. It examines the commercial fermentation operations and requirements for large-scale cultivation of microorganisms. This involves the acquisition and development of suitable production strains that must then be provided with nutrients, especially appropriate carbon and energy sources. The object of any industrial fermentation is then to optimize either growth of the organism or the production of a target microbial product. This is normally achieved by performing fermentations under rigorously controlled conditions in large fermenters with culture capacities often in excess of several thousand litres. The design and operation of these fermentation processes is discussed, along with the downstream processing operations necessary for the re- covery and purification of the target products. Aspects of safety and good manufacturing practices are also examined. Over the last twenty years, many traditional and es- tablished industrial fermentation processes have been advanced through the contribution of genetic engineer- ing (in vitro recombinant DNA technology). This tech- nology has also facilitated the development of many novel processes and products. It not only accelerates strain development, leading to improvements in the production microorganisms, but can aid downstream processing and other elements of the process. Initially, it involved the manipulation of bacteria, but has moved to cloning in yeasts, filamentous fungi, and plant and animal cells. Developments in this field continue to grow rapidly. There are several good texts that cover the fundamen- tal aspects of genetic manipulation of microorganisms. Consequently, we have not attempted to give a detailed account of such techniques here, they are merely intro- duced and further reading is suggested. Nevertheless, many examples of the application and potential of Industrial microbiology is primarily associated with the commercial exploitation of microorganisms, and involves processes and products that are of major economic, environmental and social importance throughout the world. There are two key aspects of in- dustrial microbiology, the first relating to production of valuable microbial products via fermentation processes. These include traditional fermented foods and bever- ages, such as bread, beer, cheese and wine, which have been produced for thousands of years. In addition, over the last hundred years or so, microorganisms have been further employed in the production of numerous chemi- cal feedstocks, energy sources, enzymes, food ingredi- ents and pharmaceuticals. The second aspect is the role of microorganisms in providing services, particularly for waste treatment and pollution control, which uti- lizes their abilities to degrade virtually all natural and man-made products. However, such activities must be controlled while these materials are in use, otherwise consequent biodeterioration leads to major economic losses. This textbook is intended to be an introduction to in- dustrial microbiology. In writing it, the authors have drawn on their experience teaching industrial micro- biology and other aspects of applied microbiology to undergraduates and masters students on a range of applied biology, microbiology, biotechnology, food sci- ence and chemical engineering courses. It is assumed that the reader will have an elementary knowledge of microbiology and biochemistry. Nevertheless, even those students with only a basic knowledge of chemistry and cell biology, and those who are not specialist micro- biologists, should find the material accessible. The book is divided into three sections. Part 1 is designed to underpin the main content. Its aim is to provide a sufficient, albeit brief, overview of microbial structure, physiology and biochemistry to enable the student to fully appreciate the diversity of microorgan- isms and their metabolic capabilities. The reader should soon come to recognize the versatility of microorgan- ix genetically engineered microorganisms within industri- al processes are discussed. Part 3 explores the wide range of industrial microbial processes and products, including human food and animal feed production, the provision of chemical feedstocks, alternative energy sources, enzymes and products for application in human and animal health. We consider that the economic and scientific impor- tance of traditional and long-established fermentation processes can be somewhat overlooked, as attention is often dominated by more recent developments. There- fore we have aimed to give a balanced and comprehen- sive coverage of current industrial processes and their products. The production of valuable commodities from animal and plant cell culture is also included, primarily because the culture and handling of such cells involves techniques similar to those used for the propagation of microorganisms. An additional aspect of industrial microbiology, ex- amined here, is the application of extensive degradative abilities of microorganisms, particularly the harnessing of these properties in waste treatment and pollution control. The necessity to limit these activities in inap- propriate situations, i.e. the prevention of biodeteriora- tion of materials while still in use, is also discussed. x Preface Acknowledgements We would like to thank the following authors and the publishers for allowing us to use figures and tables from their publications: Figs 1.1 and 3.12 are from Dawes, I. W. & Sutherland, I. W. (1992) Microbial Physiology, 2nd Edition. Blackwell Scientific Publications. Fig. 1.2 is from Poxton, I. R. (1993) Journal of Applied Bacteriology Supplement 74, 1S–11S. Figs 4.3, 7.8 and 7.9 are from Brown, C. M., Campbell, I. & Priest, F. G. (1987) Introduction to Biotechnology. Blackwell Scientific Publications. Fig. 12.7 is from Lewis, M. & Young, T. W. (1995) Brewing. Chapman & Hall. Tables 12.3 and 12.4 are based on tables in Bamforth, C. W. (1985) The use of enzymes in brewing. Brewers’ Guardian 114, 21–26. In addition, we wish to thank our colleague Dr Tom Coultate for his advice and enthusiastic support. xi Traditional fermentation processes, such as those involved in the production of fermented dairy products and alcoholic beverages, have been performed for thousands of years. However, it is less than 150 years ago that the scientific basis of these processes was first examined. The birth of industrial microbiology largely began with the studies of Pasteur. In 1857 he finally demonstrated beyond doubt that alcoholic fermenta- tion in beer and wine production was the result of microbial activity, rather than being a chemical process. Prior to this, Cagniard-Latour, Schwann and several other notable scientists had connected yeast activities with fermentation processes, but they had largely been ignored. Pasteur also noted that certain organisms could spoil beer and wine, and that some fermentations were aerobic, whereas others were anaerobic. He went on to devise the process of pasteurization, a major contribu- tion to food and beverage preservation, which was orig- inally developed to preserve wine. In fact, many of the early advances of both pure and applied microbiology were through studies on beer brewing and wine making. Pasteur’s publications, Études sur le Vin (1866), Études sur la Bière (1876) and others, were important catalysts for the progress of industrial fermentation processes. Of the further advances that followed, none were more important than the development of pure culture techniques by Hansen at the Carlsberg Brewery in Denmark. Pure strain brewing was carried out here for the first time in 1883, using a yeast isolated by Hansen, referred to as Carlsberg Yeast No. 1 (Saccharomyces carlsbergensis, now classified as a strain of Saccha- romyces cerevisiae). During the early part of the 20th century, further progress in this field was relatively slow. Around the turn of the century there had been major advance- ments in the large-scale treatment of sewage, enabling significant improvement of public health in urban communities. However, the first novel industrial-scale fermentation process to be introduced was the acetone–butanol fermentation, developed by Weiz- mann (1913–15) using the bacterium Clostridium ace- tobutylicum. In the early 1920s an industrial fermenta- tion process was also introduced for the manufacture of citric acid, employing a filamentous fungus (mould), Aspergillus niger. Further innovations in fermentation technology were greatly accelerated in the 1940s through efforts to produce the antibiotic penicillin, stimulated by the vital need for this drug during World War II. Not only did production rapidly move from small-scale surface culture to large-scale submerged fermentations, but it led to great advances in both media and microbial strain development. The knowledge ac- quired had a great impact on the successful development of many other fermentation industries. More recent progress includes the ability to produce monoclonal antibodies for analytical, diagnostic, thera- peutic and purification purposes, pioneered by Milstein and Kohler in the early 1970s. However, many of the greatest advances have followed the massive develop- ments in genetic engineering (recombinant DNA tech- nology) over the last 20 years. This technology has had, and will continue to have, a tremendous influence on traditional, established and novel fermentation process- es and products. It allows genes to be transferred from one organism to another and allows new approaches to strain improvement. The basis of gene transfer is the in- sertion of a specific gene sequence from a donor organ- ism, via an expression vector, into a suitable host. Hosts for expression vectors can be prokaryotes such as the bacterium Escherichia coli; alternatively, where post-translational processing is required, as with some human proteins, a eukaryotic host is usually required, e.g. a yeast. A vast range of important products, many of which were formerly manufactured by chemical processes, are now most economically produced by microbial fermen- tation and biotransformation processes. Microorgan- isms also provide valuable services. They have proved to be particularly useful because of the ease of their mass cultivation, speed of growth, use of cheap substrates Introduction to industrial microbiology 1