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51 Advances in Polymer Science Fortschritte der Hochpolymeren-Forschung Industrial Developments With Contributionsb y G. D. Bukatov, G. Cecchin,G . Henrici-Oliv6, S.O livC, E A. Shutov,Y I. Yermakov, V A. Zakharov,U . Zucchini With 60 Figures and 52 Tables Springer-Verlag Berlin HeidelbergN ew York Tokyo 1983 ISBN-3-540-12189-7 Springer-Verlag Berlin Heidelberg New York Tokyo ISBN-O-387-12189-7 Springer-Verlag New York Heidelberg Berlin Tokyo Library of Congress Catalog Card Number 61-642 This work is subject to copyright. All rights are reserved, whether the whole or part of the material is concerned, specifically those of translation, reprinting, re-use of illustrations, broadcasting, reproduction by photocopying machine or similar means, and storage in data banks. Under 5 54 of the German Copyriiht Law where copies are made for other than private use, a fee is payable to the publisher, the amount to “Venvertungsgesellschaft Wart”. Munich. 0 Springer-Verlag Berlin Heidelberg 1983 Printed in GDR The use of general descriptive names, trademarks, etc. in this publication, even if the former are not especially identified, is not to be taken as a sign that such names, as understood by the Trade Marks and Merchandise Marks Act. may accordingly be used freely by anyone 2 152/302@-543210 Editors Prof. Hans-Joachim Cantow, Institut fur Makromolekulare Chemie der Uni- versittit, Stefan-Meier-Str. 31, 7800 Freiburg i. Br., BRD Prof. Gino Dall’Asta, SNIA VISCOSA - Centro Studi Chimico, Colleferro (Roma), Italia Prof. Karel D&k, Institute of Macromolecular Chemistry, Czechoslovak Academy of Sciences, 16206 Prague 616, CSSR Prof. John D. Ferry, Department of Chemistry, The University pf Wisconsin, Madison, Wisconsin 53706, U.S.A. Prof. Hiroshi Fujita, Department of Macromolecular Science, Osaka Univer- sity, Toyonaka, Osaka, Japan Prof. Manfred Gordon, Department of Chemistry, University of Essex, Wiven- hoe Park, Colchester C 04 3 SQ, England Dr. Gisela Her&i-Olive, Chemical Department, University of California, San Diego, La Jolla, CA 92037, U.S.A. Prof. Joseph P. Kennedy, Institute of Polymer Science, The University of Akron, Akron, Ohio 44325, U.S.A. Prof. Werner Kern, Institut fur Organische Chemie der Universitat, 6500 Mainz, BRD Prof. Seizo Okamura, No. 24, Minami-Goshomachi, Okazaki, Sakyo-Ku. Kyoto 606, Japan Professor Salvador Olive, Chemical Department, University of California, San Diego, La Jolla, CA 92037, U.S.A. Prof. Charles G. Overberger, Department of Chemistry. The University of Michigan, Ann Arbor, Michigan 48 104, U.S.A. Prof. Takeo Saegusa, Department of Synthetic Chemistry, Faculty of Engineering, Kyoto University, Kyoto, Japan Prof. Giinter Victor Schulz, Institut fur Physikalische Chemie der Universitiit, 6500 Mainz, BRD Dr. William P. Slichter, Chemical Physics Research Department, Bell Tele- phone Laboratories, Murray Hill, New Jersey 07971, U.S.A. Prof. John K. Stille, Department of Chemistry. Colorado State University, Fort Collins, Colorado 80523, U.S.A. Editorial With the publication of Vol. ,15 the editors and the publisher would like to take this opportunity to thank authors and readers for their collaboration and their efforts to meet the scientific requirements of this series. We appreciate our authors concern for the progress of Polymer Science and we also welcome the advice and critical comments of our readers. With the publication of Vol. 5t we should also like to refer to editorial policy: this series publishes invited, critical review articles of new developments in all areas of Polymer Science in English (authors may naturally also include works of their own). The responsible editor, that means the editor who has invited the article, discusses the scope of the review with the author on the basis of a tentative outline which the author is asked to provide. Author and editor are responsible for the scientific quality of the contribution; the editor's name appears at the end of it. Manuscripts must be submitted, in content, language and form satisfactory, to Springer-Verlag. Figures and formulas should be reproducible. To meet readers' wishes, the publisher adds to each volume a "volume index" which approximately characterizes the content. Editors and publisher make efaflolr ts to publish mtahneu scripts as rapidly as possible, i.e., at the maximum, xis months after the submission of an accepted paper. This means that contributions from diverse areas of Polymer occasionally Scjeace.amtst be united in one volume. In such cases a "volume. indei" cahnot meet all expectations, but nevertheless will provide more information than a mere volume number. From Vol. 15 on, each volumceo ntains a subject index. Editors Publisher Table of Contents The Chemistry of Carbon Fiber Formation from Polyacrylonitrile G. Henrici-Oliv6, S. Oliv~ . . . . . . . . . . . . . . On the Mechanism of Olef'm Polymerization by Ziegler-Natta Catalysts V. A. Zakharov, G. D. Bukatov, Y. I. Yermakov . . 16 Control of Molecular-Weight Distribution in Polyolefms Synthesized with Ziegler-Natta Catalytic Systems U. Zucchini, G. Cecchin . . . . . . . . . . . . . . 101 Foamed Polymers. Cellular Structure and Properties F. A. Shutov . . . . . . . . . . . . . . . . . . . 155 Author Index Volumes 1-51 . . . . . . . . . . . . . . 219 Subject Index . . . . . . . . . . . . . . . . . . . . . 226 The Chemistry of Carbon Fiber Formation from Polyacrylonitrile G. Henrici-Oliv6* and S. Oliv6* Monsanto Textiles Company, Pensacola, Florida 32575, U.S.A. The present status of knowledge with regard to the chemical reactions and physicochemical processes, taking place during the transformation of a PAN based precursor fiber to carbon fiberi,s discussed. A large number of precursor fibers has been screened under arbitrarily chosen standard conditions of spinning, stabilization and carbonization. Included are fibers from binary copolymers, terpolymers and blends, as well as fibers containing a variety of additives. The particular case of the AN/VBr precursor, which permits stabilization in 15-20 minutes, giving carbon fibers with excellent properties (sonic modulus close to 003 GN/m z tensile strength dose to 3000 MN/m )2 is described in more detail. Chemical and physicoehemical reasons for the particular situation of this precursor are discussed. 1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 2 Some Characteristics of Acrylic Polymers and Fibers . . . . . . . . . . . 4 2.1 Dipole-Dipole Interactions of Nitrile Groups . . . . . . . . . . . . 4 2.2 Relevant Properties of Copolymers . . . . . . . . . . . . . . . . . 6 2.2.1 Solubility . . . . . . . . . . . . . . . . . . . . . . ... 6 2.2.2 Oxygen Permeation . . . . . . . . . . . . . . . . . . . . . 7 2.2.3 Melting Point ~ression . . . . . . . . . . . . . . . . . . 8 2.3 The Effect of Additives . . . . . . . . . . . . . . . . . . . . . . 10 3 The Chemistry of Stabilization and Carbonization . . . . . . . . . . . . 11 3.10ligomerization of Nitrite Groups . . . . . . . . . . . . . . . . . 11 3.1.1 Initiation of CN Oligomerization and Polymerization in Low Molecular Weight Model Substances . . . . . . . . . . . . . 14 3.1.2 Initiation of CN Oligomerization in PAN and Copolymers .... 17 3.1.3 Intra- versus Intermolecular CN Oligomerization . . . . . . . . 19 3.1.4 The Length of the Cyclized Sequences . . . . . . . . . . . . 22 3.2 Further Reactions During Stabilization . . . . . . . . . . . . . . . 22 3.2.1 The Effect of Oxygen . . . . . . . . . . . . . . . . . . . . 22 3.2.2 Gas Evolution During Stabilization . . . . . . . . . . . . . . 25 3.3 Shrinkage During Stabilization . . . . . . . . . . . . . . . . . . 26 3.4 Characterization of Precursor and Stabilized Fiber . . . . . . . . . . 28 * Present address: Department of Chemistry University of California at San Diego, La Jolla, CA 92037, USA 2 G. Henrici-Oliv6 and S, Oliv~ 3.4.1 Orientation Factor from Sonic Modulus . . . . . . . . . . . . 28 3.4.2 X-Ray Scattering Data as Criteria for Complete Stabilization... 29 3.5 Carbonization . . . . . . . . . . . . . . . . . . . . . . . . . 31 3.5.1 The Chemistry of Carbonization . . . . . . . . . . . . . . . 13 3.5.2 The Structure and Properties of Carbon Fibers . . . . . . . . 34 4 Discussion of Specific PAN Based Precursors . . . . . . . . . . . . . . 36 4.1 The Importance of Type and Concentration of Comonomer ..... 36 4.2 Precursor Screening . . . . . . . . . . . . . . . . . . . . . . . 39 4.2.1 Binary Copolymers . . . . . . . . . . . . . . . . . . . . . 40 4.2.2 Terpolymers and Blends . . . . . . . . . . . . . . . . . . . 41 4.2.3 The Effect of Crosslinking Agents . . . . . . . . . . . . . . . 42 4.3 Influence of Spinning and Stabilization Parameters . . . . . . . . . 44 4,3.1 Stretching . . . . . . . . . . . . . . . . . . . . . . . . . 44 4.3.2 Stabilization Profile (Temperature/Time Regime) . . . . . . . . 44 4.4 Correlation between Precursor and Carbon Fiber Properties ..... 46 4.4.1 Molecular Orientation . . . . . . . . . . . . . . . . . . . 46 4.4.2 Molecular Weight of the Polymer . . . . . . . . . . . . . . . 48 4.4.3 Shrinkage Force . . . . . . . . . . . . . . . . . . . . . . 48 4,5 Correlation between Stabilized Fiber and Carbon Fiber Properties... 49 5 The Particular Case of the AN/VBr Precursor . . . . . . . . . . . . . . 50 5.t Theory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 5.2 Optimization . . . . . . . . . . . . . . . . . . . . . . . . . . 51 5.2.1 Polymerization . . . . . . . . . . . . . . . . . . . . . . . 52 5.2.2 Spinning . . . . . . . . . . . . . . . . . . . . . . . . . 53 5.2.3 Stabilization . . . . . . . . . . . . . . . . . . . . . . . . 53 5.2.4 Carbonization . . . . . . . . . . . . . . . . . . . . . . . 55 6 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56 7 Experimental . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56 7.1 Polymerization . . . . . . . . . . . . . . . . . . . . . . . . . 56 7.2 Spinning . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 7.3 Stabilization . . . . . . . . . . . . . . . . . . . . . . . . . . 57 7.4 Carbonization . . . . . . . . . . . . . . . . . . . . . . . . . 57 7.5 Carbon Fiber Characterization 57 . . . . . . . . . . . . . . . . . . 7.6 Glossary of Abbreviations . . . . . . . . . . . . . . . . . . . . 58 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59 ehT yrtsimehC of nobraC rebiF noitamroF morf elirtinolyrcayloP 1 Introduction The first carbon fibers ever appear to have been made by Edison ,)1 who used them as electrical resistance in light bulbs. Prepared by pyrolysis of cellulose threads, these carbon fibers had but poor mechanical properties. In modern times, the interest in carbon fibers is based mainly on their use as reinforcement in evpoxy or polyester resins (composites). In the early times of the development of composites, in the forties, glass fibers were used to provide tensile strength to the formable matrix, which acts as an agglomerant, and transfers stress to the fiber .)2 Glass fibers have a high tensile strength, but a relatively poor elastic modulus, so their use is confined to applications where high modulus is not required,-e.g, for silos, tanks, boat bodies, etc. As increasingly more demanding end uses for composites were aspired at, e.g. by the automotive and aeronautic industry, other fibrous materials had to be developed, which would offer not only high strength, tensile but also high elastic modulus. consist fibers Such mainly of light elements such as boron, carbon or beryllium, but also of carbides, nitrides, silicides and oxides .~3 Among these, carbon fibers are potentially the most interesting (in particular for the automotive industry) because of their outstanding strength-to- weight and stiffness-to-weight ratios. Carbon fibers consist essentially (>99.5% by weight) of carbon. They can, in principle, be made from many organic, fiber forming materials, however only three such materials have gained industrial importance: rayon, pitch and polyacrylonitrile (PAN). Rayon is injured by a relatively high carbon loss during carbonization (the oxygen contained in rayon fibers tends to be released as CO or CO2); pitch based carbon fibers have relatively poor tensile properties, unless they are prepared from extremely purified (expensive) mesophase pitch. At present, PAN appears to be the most widely used starting material for carbon fibers. Shindo )4 was the first to obtaicna rbon fibers from PAN. In the meantime, carbon fiber properties have markedly been improved, largely due to the work of Watt, Johnson and their co-workers ~5 in England. The high tensile strength and modulus obtainable with carbon fibers from PAN or copolymers thereof are assumed to be due to the fact that the high molecular orientation present in stretched fibers from these materials is, at least in part, maintained through the entire pyrolysis process, provided the fibers are continuously held under stress. In the course of the process, the oriented carbon chains quasi coalesce with neighboring chains into graphitic layers, the extension of which depends mainly on the final temperature of the treatment. On the other hand, a slow controlled thermal oligomerization of nitrile groups, iani r and at moderate temperatures, leads to highly conjugated, crosslinked, oxidized structures which make the fiber non-flammable and infusible. Such fibers are said to be "stabilized." They can be further heat-treated in an inert atmosphere to form the "carbon fibers" (> % 99 carbon). The stabilization process si crucial for the quality of the final carbon fiber. Fusion and other damages to the fiber have to be avoided by applying a carefully balanced regime of time and temperature gradient, For most commercial carbon fiber precursor fibers, stabilization is a time-consuming and costly procedure, 4 G. 6vilO-icirneH and .S evilO We presently report on a broad search for specific acrylic carbon fiber precursors, which should be stabilized in short time (less than one hour), and yet would give carbon fibers with satisfactory tensile properties. In planning the chemistry of such precursors, it was necessary to take into account the chemical reactions and physical processes going on during the heat treatment. In Section 2, some properties and characteristics of PAN and acrylic copolymers, as well as of fibers spun therefrom, are discussed, with particular regard to the stabilization process. Section 3 treats with the chemical and physical processes during stabilization and carbonization. Although literature reports have been heavily consulted, and are duely referenced, the description of the whole process, and of the relative importance of physical and chemical aspects of it, in many instances represents the authors" present opinion. In Section 4 we report on a broad precursor screening with regard to polymer composition, additives, influence of spinning parameters, stabilization andc arbonizat- ion conditions. Section 5, finally, is dedicated to work toward the optimization of the best precursor fiber developed: fibers from copolymers of acrylonitrile with a few % of vinyl bromide. The chemical and physicochemical reasons for the particular situation of this precursor are discussed. 2 Some Characteristics of Acrylic Polymers and Fibers Most PAN based precursor fibers are made from copolymers, the predominant component of which, however, is acrylonitrile (in most cases >95 o~ by weight). Consequently, most physical properties of the fibers are mainly determined by this highly polar monomer. In this Section, we review the relationship between intra- and intermolecular forces in polyacrytonitrile on the one hand, and those macroscopic properties of polymer and fiber, which are relevant to carbon fiber formation, on the other. 2.1 Dipole-Dipole Interaction of Nitrile Groups The dominant characteristic of the PAN molecule is the presence of the strongly polar nitrile groups, at an intramolecular distance of only a few tenths of a nm. The high dipole moment (3.9 Debye) causes strong attraction or repulsion according to the orientation. The energy involved in the interaction of two dipoles, t~ 1 and la2, at a distance r, is generally given by (see e.g. Ref. 6)): E = ~ (cos @ -- 3 cos 16 cos 62) (1) (angles and vectors as defined in Fig. .)1 For parallel side-by-side position, 16 = 2~ = 90°, ~ = 0, and hence the energy has the highest attainable positive

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