IN THE UNITED STATES COURT OF APPEALS FOR THE FIRST CIRCUIT APPEAL NO. 16-6001

1124 Pages·2017·37.14 MB·English

Case: 16-6001 Document: 00117382112 Page: 1 Date Filed: 12/27/2018 Entry ID: 6221864
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
APPEAL NO. 16-6001
UNITED STATES,
Appellee
v.
DZHOKHAR A. TSARNAEV,
Defendant-Appellant
______________________________________________________________
ON APPEAL FROM THE UNITED STATES DISTRICT
COURT FOR THE DISTRICT OF MASSACHUSETTS
__________________________________________________________________
ADDENDUM FOR DEFENDANT-APPELLANT
__________________________________________________________________
DAVID PATTON, ESQ.
Court of Appeals #1173507
DEIRDRE D. VON DORNUM, ESQ.
Court of Appeals #1173158
DANIEL HABIB, ESQ.
Court of Appeals #1173462
MIA EISNER-GRYNBERG, ESQ.
Court of Appeals #1186916
ANTHONY O’ROURKE, ESQ.
Court of Appeals #1186915
Federal Defenders of New York, Inc.
52 Duane Street, 10th Floor
New York, NY 10007
[phone]
Case: 16-6001 Document: 00117382112 Page: 2 Date Filed: 12/27/2018 Entry ID: 6221864
[email protected]
[email protected]
[email protected]
[email protected]
ANTHONY_O’[email protected]

CLIFFORD GARDNER, ESQ.
Court of Appeals #1178109
Law Offices of Cliff Gardner
1448 San Pablo Avenue
Berkeley, CA 94702
[phone]
[email protected]

GAIL K. JOHNSON, ESQ.
Court of Appeals #1173144
Johnson & Klein, PLLC
1470 Walnut Street, Suite 101
Boulder, CO 80302
[phone]
[email protected]
Case: 16-6001 Document: 00117382112 Page: 3 Date Filed: 12/27/2018 Entry ID: 6221864
Addendum
Indictment, DE 58, 6/27/13 ……………………………………………………….1
Guilt Phase Jury Verdict, DE 1261, 4/8/2015 …………………………………..74a
Penalty Phase Jury Verdict, DE 1434, 5/15/15 …………………………………..75
Judgment, DE 1480, 6/24/15 ……………………………………………………..99

TRANSCRIPTS
Jury Selection Transcripts
1/15/15 (Day 4) Tr. 29, 35–42, 71–75 …………………………………………..107
1/16/15 (Day 5) Tr. 7–18 ……………………………………………….....…….122
1/21/15 (Day 7) Tr. 16–24 ….…………………………………………………...135
1/23/15 (Day 9) Tr. 10–13, 15–38, 198 ….……………………………...………145
1/29/15 (Day 11) Tr. 98-99 ….………………………………………………......175
2/4/15 (Day 13) Tr. 112–126, 184 ….……………………………………….......178
2/6/15 (Day 15) Tr. 160–79, 219–25 …...……………………………………….195
2/17/15 (Day 19) Tr. 81 ….……………………………………………………...223
Guilt Phase Transcripts
3/4/15 (Day 27) Tr. 6, 10–11 ….………………………………………………...225
3/5/15 (Day 28) Tr. 6–10 ….…………………………………………………….229
3/23/15 (Day 37) Tr. 4–5, 134–38, 153-54, 173–74 …....………………….……235
4/6/15 (Day 43) Tr. 94–95, 154–59 ……………………………………………..247
Penalty Phase Transcripts
4/21/15 (Day 47) Tr. 6, 64–68 ….……………………………………………….256
4/22/15 (Day 48) Tr. 45–50 ….………………………………………………….263
5/13/15 (Day 59) Tr. 9, 20–21, 25, 28, 41–43, 54–59, 176–181 ….…………….270
Conference and Hearing Transcripts
4/16/14 (Motion Hearing) Tr. 18–23 ….………………………………………...291
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8/14/14 (Status Conference) Tr. 5 ………………………………………………298
10/20/14 (Status Conference) Tr. 7 ………………………………………..……300
12/30/14 (Lobby Conference) Tr. 47–60 ….…………………………………….302
1/2/15 (Lobby Conference) Tr. 7–8 ….………………………………………….317
3/3/15 (Lobby Conference, 10:10 AM) Tr. 3–4 .………………………………..320
3/12/15 (Lobby Conference) Tr. 21–25 ….……………………………………...323
3/31/15 (Lobby Conference, 9:04 AM) Tr. 5 ….………………………………..329
4/13/15 (Motion Hearing) Tr. 3–20 ….………………………………………….331
4/17/15 (Lobby Conference) Tr. 3–4 ….………………………………………...350
4/21/15 (Lobby Conference) Tr. 3–6, 10–20, 25–26 ….………………………...353
4/23/15 (Lobby Conference) Tr. 14–17, 25–26 ….……………………………...371
5/7/15 (Lobby Conference, 12:38 PM) Tr. 18 ….……………………………….378
5/12/15 (Lobby Conference) Tr. 4–10 ….……………………………………….380

PLEADINGS AND OTHER DOCUMENTS
Opinion and Order Regarding Defendant’s Motion to Compel
(DE 112), DE 151, 11/27/13 ………………………………………..........388
Order Regarding Defendant’s Discovery Motions (DE 233, 235),
DE 255, 4/17/14 ………………………………………………………….397
Defendant’s Motion to Suppress Statements, DE 295, 5/7/14 at 1–6 ….…….....398
Government’s Opposition to Defendant’s Motion to Suppress
Statements, DE 327, 5/23/14 at 5–7 …..……………………………….....404
Opinion and Order Denying Motion for Change of Venue (DE 376),
DE 577, 9/24/14 ………………………………………………………….407
Order Denying Defendant’s Motion to Dismiss Indictment
and Stay Proceedings (DE 506), DE 608, 10/17/14 ….…………...……...417
Order Denying Defendant’s Motion to Compel Discovery, DE 675,
11/25/14 …..………………………………………………………………428
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Motion to Supplement Agreed-upon Questionnaire Under Seal,
DE 715, 12/8/14 ….………………………………………………………431
Opinion and Order Denying Second Motion for Change of Venue,
(DE 684), DE 887, 1/2/15 …..……………………………………………435
Defense Follow-up Voir Dire Questions (Second Request), 1/16/15 …..………447
Defendant’s Requested Voir Dire Questions (General), DE 951-2,
1/13/15 …..………………………………………………………………..450
General Questions RE: Support For Death Penalty (Morgan v. Illinois),
DE 951-3, 1/13/15 …..……………………………………………………453
Defense Follow-up Voir Dire Questions (Third Request), DE 979,
1/21/15 …..………………………………………………………………..457
Opinion and Order Denying Third Motion for Change of Venue
(DE 980), DE 1021, 2/06/15 ….…………………………………….........462
Defendant’s Motion to Excuse Juror 138 for Cause Based on New
Discovered Information, DE 1100-1, 2/27/15 …..………………………..469
Defendant’s Motion to Excuse Juror 286 for Cause Based on New
Discovered Information, DE 1100-3, 2/27/15 …..………………………..472
Opinion and Order Denying Defendant’s Second Motion to Dismiss
Indictment (DE 1080), DE 1149, 3/13/15 …..……………………………477
Opinion and Order Denying Defendant’s Motion for a New Trial
(DE 1490), DE 1620, 1/15/16 at 1-23 ……………………………………483
Juror Questionnaire, Juror 138 …..……………………………………………...506
Juror Questionnaire, Juror 286 …..……………………………………………...534

EXHIBITS
Government Exhibit 1595, Still From Cell Block Video on 7/10/2013 ………...562

STATUTES AND REGULATIONS
Federal Rules and Regulations
Fed. R. App. Pro. 4(b)(3)(A)(ii) ………………………………………………...563
Fed. R. Crim. Pro. 12.2 …..………………………………………………….…..563
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Fed. R. Crim. Pro. 21 ……………………………………………………………565
Fed. R. Crim. P. 24(b)(1) ………………………………………………………..565
Fed. R. Crim. Pro. 32(i)(4)(B) …..………………………………………………565
Fed. R. Evid. 104(a) ……………………………………………………………..566
Fed. R. Evid. 401 ………………………………………………………………..566
Fed. R. Evid. 403 ………………………………………………………………..566
Fed. R. Evid. 801(c) ……………………………………………………………..566
Massachusetts Statutes
Mass. Gen. Laws ch. 234A, § 10 ………………………………………………..567
Federal Statutes
18 U.S.C. § 3231 ………………………………………………………………..567
18 U.S.C. § 3432 …..……………………………………………………………567
18 U.S.C. § 3501(a) ……………………………………………………………..568
18 U.S.C. § 3501(b) ……………………………………………………………..568
18 U.S.C. § 3501(c) …..…………………………………………………………568
Federal Death Penalty Act (18 U.S.C. § 3591-3595) …..……………………….569
18 U.S.C § 3771 …..…………………………………………………………….579
28 U.S.C. § 1291 ………………………………………………………………..583
28 U.S.C. § 1861 …..……………………………………………………………583
28 U.S.C. § 1863(b)(2) ………………………………………………………….584
28 U.S.C. § 1867(a) ……………………………………………………………..584

VIDEO AND MEDIA1
Defense Exhibit 4000, Excerpt from Cell Block Video from 7/10/2013,
11:08:17 – 11:10:36………………………………………Add.CD.DX4000

1 On accompanying USB drive.
Case: 16-6001 Document: 00117382112 Page: 7 Date Filed: 12/27/2018 Entry ID: 6221864
Defense Exhibit 4001, Excerpt from Cell Block Video from 7/10/2013,
11:23:03 – 11:23:39……..…………………………………Add.CD.DX4001
Defense Exhibit 4002, Excerpt from Cell Block Video from 7/10/2013,
11:24:58 – 11:26:01…………………………………….…Add.CD.DX4002
Government’s Guilt Phase Closing Slideshow……………..………Add.CD.FullPP
Excerpt from Government’s Guilt Phase Closing Slideshow…..Add.CD.ExcerptPP
Case: 16-6001 Document: 00117382112 Page: 8 Date Filed: 12/27/2018 Entry ID: 6221864
Case: 16-6001 C a Dseo c1u:1m3e-ncrt:- 1000210107-3G8A2O11 2 D o cPuamgeen: t9 5 8 DFaileted F0i6le/2d7: 1/123/2 7P/2a0g1e8 2 o f E7n4try ID: 6221864

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Case: 16-6001 C aDsoec 1u:m13e-nctr: -01001210703-G82A1O1 2 D o Pcuamgee:n 1t 05 8 FDilaetde 0F6ile/2d7: /1123/ 2 P7/a2g0e1 83 o f 7E4ntry ID: 6221864

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