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Improving the Understandability of Artifact-centric Workflows using BPMN with extensions Narendra Godha A research thesis submitted in partial fulfilment of the requirements of the degree of Master of Computing 2015 I Declaration Name of candidate: Narendra Godha This thesis entitled “Improving the Understandability of Artifact-centric Workflows using BPMN with extensions” is submitted in partial fulfilment for the requirement for the Unitec degree of Master of Computing. CANDIDATE’S DECLARATION I confirm that:  This thesis represents my own work;  Research for this work has been conducted in accordance with the Unitec Research Ethics Committee Policy and Procedures, and has fulfilled any requirements set for this project by the Unitec Research Ethics Committee. Research Ethics Committee Approval number: Candidate Signature Date Student number: 1391193 II Acknowledgements Gracefully, I insist to express my sincere gratitude to my Principal Supervisor Dr Sira Yongchareon and associate supervisor Mr Hira Sathu for their continuous support and guidance aided with their experienced knowledge in completing of my thesis. I could not have imagined the completion of my thesis without infinite support from Dr. Sira. He is one of the best teachers I have had in my life. I thank him from the depth of my heart for his motivation and perseverance in addressing my queries. I could never forget his timely responses both in person as well as via emails/phones during the weekdays even during weekends. I wish to express my thanks to Dr Xiaohui Zhao, Dr. Aaron Chen, Dr. Guan Yue Hong, and Cynthia Almeida for their moral support and encouragement. I am grateful to Dr. Hossein Sarrafzadeh, Head of the Department of Computing and program leader Dr. Chandimal Jayawardena for providing me with endless encouragement and necessary resources to attain my Masters. Thanks are indisputably not an ample word to express my deep gratitude to my cherished wife Sohini, for her boundless assurance in everything I do. I am indebted to her for making my dream of Master of Computing come true. I am blessed to have been born to such wonderful parents who are my abundant source of energies, love and sparkle. I thank my kids for their constant support. Last but not the least; I would like to thank my relatives and friends for always cheering me up and supporting me. III Abstract Since 2003 the enterprises have accelerated research in this approach through development of methods, tools and other technologies in support of the artifact-centric approach. The artifact- centric approach is expected to become a promising trend for business communities and practitioners, as well as for people working in information technology, to use in business process modelling. Our research provides an approach or method that can help business stakeholders to understand the artifact-centric approach. The artifact-centric modelling is based on business rules and focuses on how business data is changed or updated by certain actions or services throughout the business process. Business rules can create an inter dependency between each artifact in the artifact centric model which makes it necessary to synchronize artifacts in order to maintain a harmony in the business processes. The issue is that the synchronised artifacts become complex and difficult to understand by business users. Therefore, in order to improve the understandability of the artifact-centric model, we propose a model transformation from synchronised artifact-centric process model to an activity-centric process model. In this thesis, we use business process modelling notation (BPMN) with an extension as our activity-centric model. This is because BPMN is the most widely-accepted process modeling standard. To evaluate the proposed approach, we use a case study which demonstrates how a business process can be defined using artifact-centric approach and how to transform it into a BPMN with extensions. The outcome of this research can be used for business communities as they can easily comprehend an artifact-centric model and business requirements/functions during the business process modelling. Better understanding of the artifact-centric approach will help the business communities to respond and communicate more efficiently with the system analysts or information technology experts at the time of modelling business process. Key words: Process Modelling, Activity-centric model, Artifact-centric model, Artifact Life Cycle, Model Transformation, Business Process Modelling Notation. IV Preface This 120-credit thesis is submitted in partial fulfilment of the requirement for the Master of Computing degree at Unitec Institute of Technology. The following thesis is divided into five chapters  Chapter 1: Introduction  Chapter 2: Literature review  Chapter 3: Methodology  Chapter 4: Case study  Chapter 5: Conclusion V Contents Chapter 1 – Introduction ......................................................................................................................... 1 1.1 Enterprise business architecture .............................................................................................. 1 1.2 Business process modelling .................................................................................................... 2 1.2.1 Activity-centric modelling ............................................................................................... 3 1.2.2 Artifact-centric modelling ............................................................................................... 4 1.3 The approach of activity-centric and artifact-centric in modelling business process ............. 5 1.4 Key issues to support the modelling of artifact-centric business process ............................... 6 1.5 Research outcomes .................................................................................................................. 7 1.6 Rationale of this research ........................................................................................................ 8 1.6.1 Purpose of this research ................................................................................................. 8 1.6.2 Significance and relevance of this study ......................................................................... 9 1.7 Thesis organization ............................................................................................................... 11 Chapter 2 – Literature review ............................................................................................................... 13 2.1 Business process modelling .................................................................................................. 13 2.2 Activity-centric business process modelling (AC-BPM) ...................................................... 16 2.2.1 Activity-centric approach in business process modelling ............................................. 17 2.2.2 Business process modelling notation ............................................................................ 18 2.3 Artifact-centric business processes modelling (ArC-BPM) .................................................. 19 2.3.1 Artifact-centric approach in business process modelling ............................................. 19 2.3.2 Artifact-centric business process requirement, business rules and relations .............. 21 2.3.3 Artifact life cycle............................................................................................................ 23 2.3.4 Process change with support of artifacts ...................................................................... 26 2.3.5 Implementation and advantages of artifact-centric business process modelling with respect to communities ................................................................................................................ 27 2.4 Transformation between business process models ............................................................... 30 2.4.1 Transformation from an activity-centric BPM to artifact-centric BPM ........................ 31 2.4.2 Artifact-centric BPM to activity-centric BPM ................................................................ 35 2.5 Key issues, research question and contributions ................................................................... 39 2.6 Summary ............................................................................................................................... 40 Chapter 3 - Methodology ...................................................................................................................... 42 3.1 Overview of Research Methodology and Framework ................................................................ 42 3.2 Phase 1: Analysing business requirements and transforming them to business rules ................. 44 Business Requirements ................................................................................................................. 44 VI Business Rules and ECA ................................................................................................................. 45 3.3 Phase 2: Creating an artifact-centric model by synchronizing the business rules into artifacts . 48 Business Artifacts .......................................................................................................................... 48 Artifact lifecycle ............................................................................................................................ 50 Services ......................................................................................................................................... 51 Service Interactions/Co-ordination ............................................................................................... 52 3.4 Phase 3: Transforming an artifact-centric process model to BPMN with artifact extensions .... 55 Step 1: Composing Artifact life cycles to generate a set of actions for the process model ......... 55 Step 2: Determining the order in which these actions should appear in the process model ...... 55 Step 3: Combining actions into process fragments, where they are additionally connected to decision and merge nodes ............................................................................................................ 55 Step 4: Connecting the process fragments to produce the resultant AC-BPM from ArC BPM .... 57 3.5 Phase 4: Evaluating the approach based on a case study ............................................................ 57 3.6 Summary ..................................................................................................................................... 58 Chapter 4 – Case study ......................................................................................................................... 59 4.1 Background of case study ..................................................................................................... 59 4.2 Applying Phase 1: Analysing business requirements and transforming them to business rules 61 4.2.1 Business requirements ......................................................................................................... 61 4.2.2 Business rules based on business requirement ................................................................... 61 4.3 Applying Phase 2: Creating an artifact-centric model by synchronizing the business rules into artifacts ...................................................................................................................................... 62 4.3.1 Creating artifact-centric life cycles....................................................................................... 62 4.3.2 Artifact-centric modelling based on Synchronization and Composition of Artifact Life Cycles ............................................................................................................................................ 65 4.4 Applying Phase 3: Transforming an artifact-centric process model to BPMN with artifact extensions ......................................................................................................................................... 67 4.4.1 Step 1: Artifact life cycle (composition) is used to generate a set of actions for the process model ............................................................................................................................... 67 4.4.2 Step 2: The order in which these actions should appear in the process model is determined. .................................................................................................................................. 68 4.4.3 Step 3: Actions are combined into process fragments, where they are additionally connected to decision and merge nodes .................................................................................... 69 4.4.4 Step 4: The process fragments are connected to produce the resultant AC-BPM from ArC BPM ............................................................................................................................................... 70 4.5 Applying Phase 4: Evaluating the approach based on a case study ..................................... 73 4.6 Summary ............................................................................................................................... 77 Chapter 5 – Conclusion ......................................................................................................................... 78 5.1 Summary of contribution ............................................................................................................ 78 5.2 Research Limitations ............................................................................................................. 78 VII 5.3 Future work ........................................................................................................................... 79 References ............................................................................................................................................ 81 VIII List of abbreviations Artifact life cycles ALC Activity-centric AC Artifact-centric ArC Activity-centric business process modelling AC-BPM Artifact-centric business process modelling ArC-BPM Activity-centric approach ACA Artifact-centric approach ArCA Business analysts Bas Business Operational Model BOM Business process execution language BPEL Business process modelling BPM Information technology IT IBM Global Finance IGF Purchase order PO Object management group OMG Service-oriented architecture SOA Event conditions actions ECA Business to Business B2B IX Chapter 1 – Introduction This chapter includes seven sections. Section 1.1 is depicts the business enterprise architecture overview. Section 1.2 describes the business processes modelling. Section 1.3 describes the background overview of the Activity-Centric Approach (ACA) and Artifact-Centric Approach (ArCA) to modelling business processes. Section 1.4 describes the background overview of key issues to support ArCA. Section 1.5 provides outcomes of the research. Section 1.6 describes rational of the research. Finally, Section 1.7 outlines the thesis organisation. 1.1 Enterprise business architecture The enterprise business architecture (EBA) consists of three layers, i.e., first layer is business; second layer is information and application, and the third layer is technology. These layers are further decompressed into models that depict the information held in each architecture layer as demonstrated in Figure 1. Figure 1: Layers of enterprise architecture (RAP, 2003) 1

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Activity-centric approach in business process modelling . artifacts A data- centric approach to modelling business operations and processes, 2009). Due.
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