UPTEC X 10 022 Examensarbete 30 hp Oktober 2010 Implementation and evaluation of a text extraction tool for adverse drug reaction information Gunnar Dahlberg Bioinformatics Engineering Program Uppsala University School of Engineering UPTEC X 10 022 Date of issue 2010-10 Author Gunnar Dahlberg Title (English) Implementation and evaluation of a text extraction tool for adverse drug reaction information Title (Swedish) Abstract A text extraction tool was implemented on the .NET platform with functionality for preprocessing text (removal of stop words, Porter stemming and use of synonyms) and matching medical terms using permutations of words and spelling variations (Soundex, Levenshtein distance and Longest common subsequence distance). Its performance was evaluated on both manually extracted medical terms (semi-structured texts) from summary of product characteristics (SPC) texts and unstructured adverse effects texts from Martindale (i.e. a medical reference for information about drugs and medicines) using the WHO-ART and MedDRA medical term dictionaries. Results show that sophisticated text extraction can considerably improve the identification of ADR information from adverse effects texts compared to a verbatim extraction. Keywords Text extraction, Adverse drug reaction, Permutation, Soundex, Levenshtein distance, Longest common subsequence distance, Porter stemming Supervisors Tomas Bergvall Niklas Norén Uppsala Monitoring Centre Uppsala Monitoring Centre Scientific reviewer Mats Gustafsson Uppsala University Project name Sponsors Language Security English Classification ISSN 1401-2138 Supplementary bibliographical information Pages 66 Biology Education Centre Biomedical Center Husargatan 3 Uppsala Box 592 S-75124 Uppsala Tel +46 (0)18 4710000 Fax +46 (0)18 471 4687 Implementation and evaluation of a text extraction tool for adverse drug reaction information Gunnar Dahlberg Sammanfattning Inom ramen för Världshälsoorganisationens (WHO:s) internationella biverk- ningsprogram rapporterar sjukvårdspersonal och patienter misstänkta läkemedels- biverkningar i form av spontana biverkningsrapporter som via nationella myn- digheter skickas till Uppsala Monitoring Centre (UMC). Hos UMC lagras rap- porterna i VigiBase, WHO:s biverkningsdatabas. Rapporterna i VigiBase analy- seras med hjälp av statistiska metoder för att hitta potentiella samband mellan läkemedel och biverkningar. Funna samband utvärderas i flera steg där ett tidigt steg i utvärderingen är att studera den medicinska litteraturen för att se om sam- bandet redan är känt sedan tidigare (tidigare kända samband filtreras bort från fortsatt analys). Att manuellt leta efter samband mellan ett visst läkemedel och en viss biverkan är tidskrävande. I den här studien har vi utvecklat ett verktyg för att automatiskt leta efter medicinska biverkningstermer i medicinsk litteratur och spara funna samband i ett strukturerat format. I verktyget har vi implementerat och integrerat funktion- alitet för att söka efter medicinska biverkningar på olika sätt (utnyttja synonymer, ta bort ändelser på ord, ta bort ord som saknar betydelse, godtycklig ordföljd och stavfel). Verktygetsprestandaharutvärderatspåmanuelltextraherademedicinska termer från SPC-texter (texter från läkemedels bipacksedlar) och på biverknings- texter från Martindale (medicinsk referenslitteratur för information om läkemedel och substanser) där WHO-ART- och MedDRA-terminologierna har använts som källa för biverkningstermer. Studien visar att sofistikerad textextraktion avsevärt kan förbättra identifieringen av biverkningstermer i biverkningstexter jämfört med en ordagrann extraktion. Examensarbete 30hp—Oktober 2010 Civilingenjörsprogrammet i Bioinformatik Uppsala Universitet Implementation and evaluation of a text extraction tool for adverse drug reaction information Gunnar Dahlberg Abstract Background: Initial review of potential safety issues related to the use of medicines involves reading and searching existing medical literature sources for known associations of drug and adverse drug reactions (ADRs), so that they can be excluded from further analysis. The task is labor demanding and time consuming. Objective: TodevelopatextextractiontooltoautomaticallyidentifyADRinforma- tionfrommedicaladverseeffectstexts. Evaluatetheperformanceofthetool’sunderlying text extraction algorithm and identify what parts of the algorithm contributed to the performance. Method: A text extraction tool was implemented on the .NET platform with func- tionality for preprocessing text (removal of stop words, Porter stemming and use of synonyms) and matching medical terms using permutations of words and spelling vari- ations (Soundex, Levenshtein distance and Longest common subsequence distance). Its performance was evaluated on both manually extracted medical terms (semi-structured texts) from summary of product characteristics (SPC) texts and unstructured adverse effects texts from Martindale (i.e. a medical reference for information about drugs and medicines) using the WHO-ART and MedDRA medical term dictionaries. Results: For the SPC data set, a verbatim match identified 72% of the SPC terms. The text extraction tool correctly matched 87% of the SPC terms while producing one false positive match using removal of stop words, Porter stemming, synonyms and per- mutations. The use of the full MedDRA hierarchy contributed the most to performance. Sophisticated text algorithms together contributed roughly equally to the performance. Phonetic codes (i.e. Soundex) is evidently inferior to string distance measures (i.e. Lev- enshtein distance and Longest common subsequence distance) for fuzzy matching in our implementation. The string distance measures increased the number of matched SPC terms, but at the expense of generating false positive matches. Results from Martindale showthat90%oftheidentifiedmedicaltermswerecorrect. Themajorityoffalsepositive matches were caused by extracting medical terms not describing ADRs. Conclusion: Sophisticated text extraction can considerably improve the identifica- tion of ADR information from adverse effects texts compared to a verbatim extraction. KEY WORDS: Text extraction, Adverse drug reactions, Permutation, Soundex, Lev- enshtein distance, Longest common subsequence distance, Porter stemming Master Thesis 30hp—October 2010 Master of Science Bioinformatics Engineering Uppsala University CONTENTS Contents 1 Introduction 6 1.1 Adverse Drug Reaction Surveillance . . . . . . . . . . . . . . . . . . 6 1.2 Text Extraction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 1.3 Objective . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 1.4 Outline . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 2 Background—Algorithms 10 2.1 Removal of Stop Words . . . . . . . . . . . . . . . . . . . . . . . . . 10 2.2 Synonyms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 2.3 Stemming . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 2.4 Permutation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 2.5 Approximate String Matching . . . . . . . . . . . . . . . . . . . . . 12 2.5.1 Soundex . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 2.5.2 Levenshtein Distance . . . . . . . . . . . . . . . . . . . . . . 14 2.5.3 Longest Common Subsequence . . . . . . . . . . . . . . . . . 15 3 Materials & Methods 16 3.1 Text Sources . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 3.1.1 Martindale: the Complete Drug Reference . . . . . . . . . . 17 3.1.2 Extracted SPC Texts . . . . . . . . . . . . . . . . . . . . . . 18 3.1.3 WHO-ART . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 3.1.4 MedDRA . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 3.2 Text Extraction Algorithm . . . . . . . . . . . . . . . . . . . . . . . 20 3.2.1 Function to determine "best" match . . . . . . . . . . . . . . 21 3.3 Text Extraction Algorithm Performance Analysis . . . . . . . . . . 21 3.3.1 SPC Data Set . . . . . . . . . . . . . . . . . . . . . . . . . . 23 3.3.2 Martindale Data Set . . . . . . . . . . . . . . . . . . . . . . 24 3.4 Implementation Methods for TextMiner . . . . . . . . . . . . . . . . 24 3.4.1 High-level Architecture . . . . . . . . . . . . . . . . . . . . . 25 4 Results 25 4.1 Text Extraction Algorithm Performance Analysis . . . . . . . . . . 25 4.1.1 Summary of Product Characteristics Data Set . . . . . . . . 26 4.1.2 Martindale . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 4.2 Technical Solution - TextMiner Application . . . . . . . . . . . . . . 44 4.2.1 Functionality . . . . . . . . . . . . . . . . . . . . . . . . . . 44 4.2.2 Architecture . . . . . . . . . . . . . . . . . . . . . . . . . . . 44 4.2.3 Data Model . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 4.2.4 Parallelization . . . . . . . . . . . . . . . . . . . . . . . . . . 46 3 CONTENTS 4.2.5 Graphical User Interface . . . . . . . . . . . . . . . . . . . . 47 5 Discussion 47 6 Conclusion 52 7 Acknowledgements 52 A Classical Permutation Algorithm 55 B Algorithm Parameters 57 C Used Stop Words and Synonyms 59 D TextMiner - Graphical User Interface 60 E Code Example Using TextMiningTools.dll 63 4 VOCABULARY Vocabulary API Application Programming Interface ADR Adverse Drug Reaction CSV Comma-Separated Values DBMS Database Management System DLL Dynamically Linked Library EMA European Medicines Agency GUI Graphical User Interface IC Information Component ICSR Individual Case Safety Report LCS Longest Common Subsequence MedDRA Medical Dictionary for Regulatory Activities SPC Summary of Product Characteristics TextMiner TextMiner is the name of the application developed as part of this master thesis project. UMC Uppsala Monitoring Centre VigiBaseTM The world’s largest database of spontaneous individual case reports of suspected adverse drug reactions (contains over 5 million reports). WHO World Health Organization WHO-ART World Health Organization Adverse Reaction Terminology XML eXtensible Markup Language 5 1 INTRODUCTION 1 Introduction This master thesis in medical bioinformatics has been conducted at Uppsala Mon- itoring Centre (UMC), the WHO Collaborating Centre for International Drug Monitoring in Uppsala. Supervisors for the project are Tomas Bergvall, research engineer, and Niklas Norén, manager of the research department. The project is about implementing and evaluating the performance of a text extraction tool that can isolate adverse drug reaction (ADR) information from free texts. Such a tool would provide valuable support in the initial review of potential drug safety signals at UMC. 1.1 Adverse Drug Reaction Surveillance Pre-market clinical trials are limited in both time and scope. The post-market monitoring of drugs is therefore vital for establishing drug safety [25]. The WHO Programme for International Drug Monitoring was established in 1968 aiming to assess and monitor risks of drugs and other substances used in medicine to improve public health worldwide. Since 1978, UMC has the scientific and technical responsibility for the WHO programme. UMC is responsible, on behalf of WHO, forcollecting,monitoring,analyzingandcommunicatingdrugsafetyinformationto member countries of the WHO programme [19]. The network of member countries has steadily grown from 10 in 1968 to 100 full member countries as of September 2010 [20]. The global individual case safety report (ICSR) database, VigiBaseTM, is the world’s largest ICSR database [25] and contains reports submitted to the center since the WHO programme was initiated in 1968. The case reports are provided by physicians, other health care professionals and patients from member countries of the WHO programme [3]. As of September 2010, there are more than 5 million reports in VigiBaseTM. One of the main responsibilities of UMC is to detect and communicate drug safety issues to all the national centers participating in the WHO programme [20]. On a quarterly basis UMC performs routine data mining of VigiBaseTM to find new safety signals according to the WHO definition of a signal: "Reported information on a possible causal relationship between an adverse event and a drug, the relation being unknown or incompletely documented previously. Usually more than one report is required to generate a signal, depending on the seriousness of the event and the quality of the information"[8]. The large size of the data set requires automatic methods for finding asso- ciations effectively. UMC uses a range of data mining and medical rule-based algorithms to mine pharmacovigilance data in order to find new potential drug- ADR signals [3, 25, 28]. The data mining systems allow for an automated way of highlighting those drug-ADR associations in VigiBaseTM that require further 6
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