Impact of the World Trade Organisation TRIPS Agreement on the Intellectual Property Laws of Nigeria by TEMITOPE OREDOLA OLOKO Thesis submitted in partial fulfilment of the requirements for the degree DOCTOR LEGUM in the FACULTY OF LAW UNIVERSITY OF PRETORIA OCTOBER 2014 Supervisor: Prof S J Cornelius Co-supervisor: Prof E du Plessis Declaration of Originality I, the undersigned, hereby declare that this thesis, which I submit for the degree Doctor Legum in the Faculty of Law at the University of Pretoria, is my own work and has not previously been submitted for a degree at another university. I have correctly cited and acknowledged all my sources. SIGNED: __________________________________ TEMITOPE OREDOLA OLOKO DATE: __________________________________ SUPERVISOR: __________________________________ PROF STEVE CORNELIUS DATE: __________________________________ i Abstract The primary purpose of this study is to determine the consequence of the Agreement on Trade Related Aspects of Intellectual Property Rights (TRIPS Agreement) on the intellectual property laws in Nigeria. The discussion centers on the examination for compliance of the three main laws on intellectual property in Nigeria, as well as the enforcement mechanism for these laws. As the field of intellectual property continues to expand and impact on vital spheres, such as health care, foreign direct investment, technology transfer and access to information, there is a need to safeguard and sustain a beneficial response to concerns about the impact of the relevant provisions of the TRIPS Agreement and its application to intellectual property in Nigeria. The impact of the TRIPS Agreement on developing countries has been a subject of extensive and intense debate, however very little has been focused on Nigeria. The thesis demonstrates, despite the fact that the Nigerian intellectual property laws have not been reviewed since Nigeria‘s adoption of the TRIPS Agreement, that the laws are mostly compliant and capable of being adapted to encourage the vital spheres. However, it is noted in this study that the flexibilities provided in the TRIPS Agreement are glaringly absent but are needed to tolerate and sustain a beneficial response to the queries on the impact of the TRIPS Agreement and its implication for intellectual property in Nigeria. The challenges facing intellectual property from a legal, educational and developmental perspective were highlighted as having a great effect on the growth of intellectual property. The thesis concludes that although the present legal framework provides a measure of compliance, the benefit of a reformed legal frame work to Nigeria cannot be overstated. ii Dedication To the Almighty God & Luqman Oloko (For your immeasurable sacrifice) iii Acknowledgements This journey was undertaken with the help and support of God and so many loved ones. I feel blessed for having such people around me. I am most grateful. My profound gratitude goes to my supervisor Prof Steve Cornelius, who has been extremely supportive throughout this humbling experience and for his scholarly leadership. It has been my greatest pleasure to work with you. To my co-supervisor Prof. Esme Du Plessis, despite her other responsibilities still found time to unswervingly attend to my manuscripts. I say thank you. I wish to thank my mother Hon. Justice Bolarinde Fadoju, for her never wavering love, her unquantifiable support and her absolute believe in me. I also thank my father, Prof. Olusegun Yerokun for his love and encouragement. To my mother-in-law Alhaja Adunni Oloko your contribution to the completion of this journey is no small measure, thank you for the love and for standing by me. To my astounding husband Luqman and my children Kiitan, Tito and Taayo who have persevered my absence from normal family life for so long, I say a big thank you. Luqman your sacrifice is much, you took on the role of father and mother for all the years of my absence without complaint and you were only always filled with encouraging words when my enthusiasm waned. You impressed upon me the need to keep going, when I was struggling. Kiitan, Tito and Taayo who make me feel missed whenever I go home, God bless you. To my wonderful family, Mrs C.M Yerokun, Kunle Adeoye, Ronke Oluwadiya, Tolulope Yerokun, Seyi Yerokun I say thanks for the support. To my fabulous sister in law, Bolajoko Aboderin for your support and love, your ata suesue is much appreciated! To my family in Pretoria, Remi, Dayo, mama K and mama T thanks for the support. You made my stay in South Africa beautiful. To my inspiring and adorable Ajoke! (Oluremi Oyekunle) We came, we saw and we conquered. You made the journey easy to go through, your support is immense, you are much appreciated. I would also like to appreciate the amazing people I had the privilege of being with during this program: Demola Jegede, Ngwaru Magbembe, Ally Posi, Beredugo, Alabo, Azubike and Luqman. This acknowledgement will not be complete if I fail to mention the amiable Jeanne-Kay Gooddale who is ever so helpful. Thank you JK! I owe a debt of gratitude to the University of Pretoria to giving me the opportunity to study here. My gratitude also goes to Lagos State University for granting me leave from teaching, iv without which this study would not have been possible and for all the necessary support given. Post-humously, I would like to acknowledge my brother in-law Habeeb Oloko for laying the foundation for this journey. I boast of no strength of my own, all the glory must be unto the LORD who is worth of my praise. JESUS IS LORD! v Table of Contents Declaration of Originality ......................................................................................................... i Abstract ..................................................................................................................................... ii Dedication ................................................................................................................................ iii Acknowledgements .................................................................................................................... iv Table of Contents ...................................................................................................................... vi Abbreviations and Acronyms .................................................................................................. xix CHAPTER 1:General Introduction ...................................................................................... 1 1.1 Background ............................................................................................................. 1 1.2 Research Problem and Statement ........................................................................... 8 1.3 Purpose of the Research ....................................................................................... 10 1.4 Research Question ................................................................................................ 11 1.5 Significance of the Research ................................................................................ 16 1.6 Existing Studies .................................................................................................... 11 1.7 Research Methodology ......................................................................................... 16 1.8 Limitation of Research ......................................................................................... 18 1.9 Chapter Overview ................................................................................................. 19 CHAPTER 2: Intellectual Property in International Context ......................................... 22 2.1 Introduction .......................................................................................................... 22 2.2 Theories on the Recognition and Reception of International Law ....................... 24 2.3 World Intellectual Property Organisation............................................................. 27 2.4 World Trade Organisation (WTO) ....................................................................... 31 2.4.1 Background: The General Agreement on Tariffs and Trade ................................ 31 2.4.2 The Uruguay Round ............................................................................................. 33 2.4.3 The Emergence of the WTO ................................................................................. 34 2.4.4 Summary ............................................................................................................... 38 2.5 World Health Organisation ................................................................................... 39 2.6 United Nations Educational, Scientific and Cultural Organisation (UNESCO) .. 42 2.7 Conclusion ............................................................................................................ 45 vi CHAPTER 3: Substantive Provisions of the TRIPS Agreement ..................................... 48 3.1 Introduction .......................................................................................................... 48 3.2 Agreement on Trade Related Aspects of Intellectual Property ............................ 49 3.2.1 Preamble ............................................................................................................... 54 3.2.2 Objectives and Principles ..................................................................................... 55 3.2.2.1 Objectives of the TRIPS Agreement Article 7 ..................................................... 57 3.2.2.2 Article 8: Principles .............................................................................................. 60 3.2.2.3 Applicability of the Objectives and Principles ..................................................... 62 3.3 Substantive Provisions of the TRIPS Agreement ................................................. 65 3.3.1 Copyright and Related Rights ............................................................................... 65 3.3.1.1 Article 9.1: Rights or Obligations in respect of Copyrights ................................. 66 3.3.1.2 Article 10: Computer Programs ............................................................................ 67 3.3.1.3 Article 11: Rental Rights ...................................................................................... 68 3.3.1.4 Article 12: Term of Protection of Copyrights ...................................................... 68 3.3.1.5 Article 13: Limitations and Exceptions to Copyright ........................................... 69 3.3.1.6 Article 14.1: Right of Protection of Performers ................................................... 71 3.3.1.7 Article 14.2: Right of Producers of Phonograms ................................................. 72 3.3.1.8 Article 14.3: Broadcasting Organisations ............................................................. 73 3.3.1.9 Article 14.4: Rental Rights ................................................................................... 74 3.3.1.10 Article 14.5: Term of Protection........................................................................... 75 3.3.1.11 Article 14.6: Conditions, Limitations, Exceptions and Reservations ................... 75 3.3.1.12 Conclusion ............................................................................................................ 76 3.3.2 Trade Marks .......................................................................................................... 77 3.3.2.1 Article 15: Protectable Subject Matter ................................................................. 77 3.3.2.2 Article: 15.2: Denial Grounds .............................................................................. 79 3.3.2.3 Article 15.3: Use ................................................................................................... 79 3.3.2.4 Article 15.4: Nature of the Goods or Services...................................................... 80 3.3.2.5 Article 15.5: Publication ....................................................................................... 81 3.3.2.6 Article 16: Rights Conferred ................................................................................ 81 3.3.2.7 Article 16.2: Well Known Marks ......................................................................... 82 3.3.2.8 Article 16.3: Application of Well-Known marks to Different Goods and Services ............................................................................................................................. 84 vii 3.3.2.9 Article 17: Exception ............................................................................................ 85 3.3.2.10 Article 19: Requirement of Use ............................................................................ 85 3.3.2.11 Article 19.2 and 21: Licensing and Assignment................................................... 86 3.3.2.12 Article 20: Other Requirements ............................................................................ 86 3.3.2.13 Conclusion ............................................................................................................ 87 3.3.3 Geographical Indications ...................................................................................... 87 3.3.3.1 Article 22: Protection of Geographical Indications .............................................. 88 3.3.3.2 Article 23: Additional Protection for Geographical Indications for Wines and Spirits .................................................................................................................... 89 3.3.3.3 Article 24: International Negotiations; Exceptions .............................................. 90 3.3.4 Patent .................................................................................................................... 92 3.3.4.1 Article 27.1: Patentable Subject Matter ................................................................ 92 3.3.4.2 Article 27.2: Excludable Subject Matter .............................................................. 94 3.3.4.3 Article 27.3 (b): Biotechnology Clause ................................................................ 95 3.3.4.4 Article 28: Patent Rights Conferred ..................................................................... 98 3.3.4.5 Article 29: Conditions on Patent Applicants ........................................................ 98 3.3.4.6 Article 30: Exceptions to Patent Rights Conferred .............................................. 99 3.3.4.7 Article 31: Compulsory Licences ....................................................................... 100 3.3.4.8 Conclusion .......................................................................................................... 105 3.4 Doha Declaration on the TRIPS Agreement ...................................................... 105 3.4.1 Basic Principles of the Doha Declaration ........................................................... 105 3.4.2 The Politics on the way to Doha Declaration on TRIPS. ................................... 107 3.4.3.1 Article 31bis 1: An Exporting Member and Eligible Importing Member .......... 113 3.4.3.2 Article 31bis 2: Adequate Remuneration ........................................................... 113 3.4.3.3 Article 31bis 3: Predominantly Domestic Use ................................................... 113 3.4.3.4 Article 31bis 4: Challenge .................................................................................. 114 3.4.3.5 Article 31bis: Rights and Obligations ................................................................ 114 3.5 Other Substantive Provisions of the TRIPS Agreement. .................................... 114 3.5.1 Enforcement of Intellectual Property Rights ...................................................... 115 3.51.1 Article 41: General Obligations .......................................................................... 115 3.5.1.2 Article 42: Fair and Equitable Procedures .......................................................... 116 3.5.1.2 Article 43: Evidence ........................................................................................... 117 viii 3.5.1.4 Article 44: Injunctions ........................................................................................ 118 3.5.1.5 Article 45: Damages ........................................................................................... 119 3.5.1.6 Article 46: Other Remedies ................................................................................ 120 3.5.1.7 Article 47: Right of Information ......................................................................... 120 3.5.1.8 Article 48: Indemnification of the Defendant.................................................... 121 3.5.1.9 Article 49: Administrative Procedures ............................................................... 122 3.6.1.10 Article 50: Provisional Measures ....................................................................... 122 3.5.1.11 Criminal Procedures ........................................................................................... 125 3.6 Conclusion .......................................................................................................... 125 CHAPTER 4: Copyrights and Related Rights ................................................................. 128 4. 1 Introduction ........................................................................................................ 128 4.2 Copyright in Nigeria ........................................................................................... 129 4.2.1 Historical Overview of Copyright ...................................................................... 129 4.2.2 Overview of the Copyright Act, 1988 ................................................................ 131 4.2.2.1 Works Protected ................................................................................................ 131 a. Literary Works .................................................................................................... 132 b. Musical Works .................................................................................................... 133 c. Artistic Works ..................................................................................................... 134 d. Cinematograph Works ........................................................................................ 136 e. Sound Recording ................................................................................................ 136 f. Broadcasts ........................................................................................................... 137 4.2.2.2 Eligibility for Protection ..................................................................................... 137 a. Originality ........................................................................................................... 138 b. Fixation ............................................................................................................... 140 c. Supplementary Requirement .............................................................................. 141 i. Individual or Corporate Qualification ................................................................ 141 ii. Publication .......................................................................................................... 142 iii. Official Works .................................................................................................... 142 iv. Treaty Obligations .............................................................................................. 142 4.2.2.3 Authorship and Ownership of Copyright ........................................................... 144 a. Authorship .......................................................................................................... 144 ix
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