f<;;' " . -. . - ( ' ! ( IMPACT OF A FOURTEENTH CENTURY EL NINO FLOOD ON AN INDIGENOUS POPULATION NEAR ILO, PERU BY DENNIS RAY SATTERLEE A DISSERTATION PRESENTED TO THE GRADUATE SCHOOL OF THE UNIVERSITY OF FLORIDA IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY UNIVERSITY OF FLORIDA 1993 UNIVERSITY OF FLORIDA LIBRARIES © Copyright 1993 by Dennis Ray Satterlee « * • " - * * J To Carole (D.L.)--The Wind Beneath My Wings ACKNOWLEDGMENTS -'^ • . A dissertation is large undertaking which can never be accomplished by a single individual. Many important contributions were made to this study by a number of people, and I wish to extend to each of them my most heartfelt thanks and deepest appreciation. I wish to thank all my Peruvian friends who either directly helped me in the field or who graciously imparted knowledge about Peruvian prehistory. In particular I am indebted to some of my fellow Programa Contisuyu members, Shawn Penmann, Rick Reycraft, Bruce Owen, David Jessup, Elva Torres, Nene Lozada, and Jorge Tapia, who help to make fieldwork pleasurable, most of the time. Special thanks go to Dr. Karen Wise, curator at the Los Angeles Natural History Museum, not only for the use of her slides of Miraflores Quebrada in making some figures used in Chapter 5, but also because she is a very good archaeologist and helpful friend. I also wish to thank the other Peruvians, Walter, Helbert, and Felipe, who helped me in the field, and who were always kind to the large Gringo who speaks the not-so-good Spanish. I would be remiss if I did not generously thank the personnel of S.P.C.C., such as Ernie, Wayne, Ralph, Eduardo at Campamentos, and Rick, and a myriad of other unknown personnel who do the fabrication of anything that we need, and who also perform the maintenance on our venerable field vehicles. I wish to thank a few of my fellow UP graduate students who helped me, and who took the time to listen to me. In particular, I iv M'3 f ^ ?- , -J^^^- ; j^ ^ .1 want to thank Tom Eubanks, who was always a pleasure to be associated with, and who helped me immensely in learning the Illustrator computer program which I use to make my maps, etc. Also some helpful suggestions were made from time to time by Steve Kryzton. I wish to thank Greg Smith for being one of the most friendly graduate students in the UF anthropology department. I wish to thank George Avery and Ryan Wheeler, who were always willing to help when any was needed. Special thanks go to the "Maestro," Prof. Michael E. Moseley, for being my major professor for these last four years and helping me to realize my life-time dream of becoming a real archaeologist. A number of figures were adapted from the works of others including the following: Figure 1-5 was adapted from Clement and Moseley 1991; Figure 2-2 was adapted from Dillon 1985; Figure 2-3 was adapted from S.P.C.C. 1985; Figure 3-2 was adapted from Moseley 1992; Figure 3-5 was adapted from Silgado 1978; Figures 5- 14 and 7-26 were adapted from original drawings made by Nikki Clark, with additional interpretations by Michael E. Moseley and Jorge Tapia. Figures 7-11 and 7-12 were adapted from original field drawings made by Karen Wise and myself in 1990. Of course, any errors in translations and interpretations are solely my responsibility. ^ Lastly, I wish to thank profusely Carole, my wife and chief field assistant, for enduring the hardships and the loneliness while I was in Florida and in Peru doing field work. It was not an easy task for either of us. yn TABLE OFCONTENTS ACKNOWLEDGMENTS iv ABSTRACT xii CHAPTERS INTRODUCTION 1 1 Purpose of Study 1 Physical Setting 5 Far-Southern Peru 5 The Coastal Quebradas 9 Introduction 9 Catchment Area 1 1 Carrizal Quebrada 1 2 Total Agricultural Area 1 2 Settlement Size 1 3 Miraflores Quebrada 1 3 Agricultural Area 1 3 Settlement Size 1 4 Pocoma Quebrada 4 1 Agricultural Area 4 1 Settlement Size 1 5 Chapter Summaries 1 5 2 EL NINO-SOUTHERN OSCILLATION 1 5 Introduction 2 Background Information 2 3 The Cause ofEl Niiios 2 4 The Peruvian (Humboldt) Current 2 7 Southern Oscillation 2 9 Climatic Changes Associated with ENSOs 3 Exceptional Rainfall 3 Drought Conditions 3 3 Correlations Between Volcanic Activity and El Nino Phenomena 3 4 VI Correlation Between Global Warming and the Frequency of El Niiio 3 6 Effects of Strong El Niiios 3 7 Flooding 3 8 Disease and Pestilence 4 1 Impact on Coastal Agriculture 4 3 Impact on Highland Agriculture 4 4 Domesticated Animals 4 5 Marine Life 4 6 Guano Birds 4 9 Economic Impact 5 Positive Consequences of an El Niiio Event 5 1 Lomas 5 1 Applying Modern El Niiio Data to Prehistoric Settings 5 3 ARCHAEOLOGICALBACKGROUND 3 5 6 Initial Period 5 6 Early Horizon 5 7 Early Intermediate Period 5 9 Middle Horizon 5 9 Late Intermediate Period 6 Cultural History of the Ilo Region 6 5 Lithic Period 6 5 Preceramic Period 6 7 Initial Period 6 8 Early Horizon 6 9 Early Intermediate Period 7 Middle Horizon 7 1 Late Intermediate Period 7 2 Intensification and Development of Irrigated Agriculture 7 6 Introduction 7 6 Water Management 8 3 Development of Agriculture 8 3 Social Change Associated with Agriculture 8 5 Motivating Factors for the Development of Agriculture 8 8 Advantages of Agricultural Terracing 8 9 Use of Fertilizers 9 Risk Management 9 1 vii Contribution of Agriculture to the Prehistoric Diet 9 5 Religion and Agriculture 9 6 Background 9 6 Role of the Gods in Agriculture 9 7 Adoration ofHuacas 9 8 Oracles and Religious Centers 102 Environmental Stress 109 Constant Stress 09 1 Tectonics 110 Earthquakes 1 1 1 Tectonic Uplift 1 1 6 Volcanic Eruptions 7 1 1 El Nirio Rains and Floods 120 Flood Studies Conducted in Peru 125 Introduction 2 5 1 Previous Flood Studies 1 2 5 The Prehistoric Flood Record in Northern Peru 127 The Prehistoric Flood Record in the Ilo Valley and in the Coastal Quebradas Near Ilo, Far-Southern Peru 13 Conclusions 1 3 7 METHODS 4 4 1 Introduction 40 1 Field Survey 1 4 1 Unit Excavations 143 Trenches 44 1 Shovel Testing 4 6 1 Unit Profiles and Floor Plans 14 8 Quebrada Geologic Columns 1 5 Mapping 15 2 Laboratory Analysis 15 3 Recovery of Carbon 15 3 Computer Methods 15 4 Creating Computer Maps, Profiles, and Illustrations 1 5 4 Producing a Three Dimensional Model of the Ilo Valley 1 5 6 Discussion 160 Vlll 5 SITE EXCAVATIONS 1 6 3 Introduction 16 3 Choosing the Locations of Units 164 Carrizal Quebrada 164 Miraflores Quebrada 169 Pocoma Quebrada 7 1 1 Excavations at Carrizal Quebrada 173 Introduction 17 3 Location and Descriptions of Units 173 Location and Descriptions of Geologic Columns 178 Location and Description of the Prehistoric Canal 18 2 .... Agricultural Terraces 18 3 Shovel Testing at Carrizal Quebrada 185 Introduction 1 8 5 Location and Description of the Shovel Tests 185 Cultural Area North of the Carrizal Quebrada 187 Excavations at Miraflores Quebrada 188 Introduction 18 8 Sunken Features at Miraflores Quebrada 188 Location and Description of Units and Geologic Columns 19 3 Survey of the Upper Miraflores Quebrada 197 Excavations at Pocoma Quebrada 199 Introduction 99 1 Location and Description of Units and Profiles 199 Location and Description of Shovel Tests 203 Prehistoric Terraces 205 1982-83 Run-off Channel 205 Irrigation Canals 206 Geologic Columns 2 7 Location and Description of Shovel Tests 208 Investigations in the Ilo Valley 2 1 1 Introduction 2 1 1 The Ilo Valley Flood Sequence 2 1 1 Agricultural Terraces 2 1 2 What do Excavations Indicate about the Flood Severity? 2 1 3 Introduction 2 1 3 Impact at Carrizal Quebrada 213 Impact at Miraflores Quebrada 216 Impact at Pocoma Quebrada 217 ix Impact in the Ilo Valley 2 1 8 Evidence of the Survival or the Demise of The Chiribaya 2 2 Post-Miraflores Cultural Activity 2 20 Carrizal Quebrada 2 20 Pocoma Quebrada 2 2 1 The Ilo Valley 222 Irrigated Agricultural in the Study Area 2 24 Introduction 2 24 Types of Terraces Used in the Study Area 2 24 Types of Canals Used in the Study Area 2 27 Irrigation Reservoirs 2 2 8 Discussion 229 6 EXCAVATED DATA 191 Introduction 2 3 1 "= Types and Quantities of Material Expected from Each Locality 2 3 1 Excavated Data from the Carrizal Quebrada 23 3 Excavated Data from the Miraflores 24 3 Excavated Data from Pocoma Quebrada 2 69 What Recovered Artifacts Indicate about the Strength of the Flood 27 7 What Recovered Artifacts Indicate about a Cultural Response or Change Caused by the Impact of the Miraflores Flood 28 5 Why were the Agricultural Terraces near Ilo Abandoned 28 6 7 PROFILE AND COLUMN DATA 2 9 2 Introduction 2 9 2 Carrizal Quebrada 292 Unit Profiles 29 2 Quebrada Geologic Columns 29 9 Miraflores Quebrada 3 1 Unit Profiles 301 Quebrada Geologic Columns 3 1 8 ,.i^ Pocoma Quebrada 3 2 3 Unit Profiles 3 2 3 Canal Profiles 3 2 7 x