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538 Pages·1970·5.324 MB·English
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Immune Surveillance Edited by Richard T. Smith University of Florida School of Medicine and Maurice Landy National Institute of Allergy and Infectious Diseases Proceedings of an International Conference Held at Brook Lodge Augusta, Michigan May 11 -13,1970 Academic Press New York · London — 1970 COPYRIGHT © 1970, BY ACADEMIC PRESS, INC. ALL RIGHTS RESERVED NO PART OF THIS BOOK MAY BE REPRODUCED IN ANY FORM, BY PHOTOSTAT, MICROFILM, RETRIEVAL SYSTEM, OR ANY OTHER MEANS, WITHOUT WRITTEN PERMISSION FROM THE PUBLISHERS. ACADEMIC PRESS, INC. Ill Fifth Avenue, New York, New York 10003 United Kingdom Edition published by ACADEMIC PRESS, INC. (LONDON) LTD. Berkeley Square House, London W1X 6BA LIBRARY OF CONGRESS CATALOG CARD NUMBER: 73-138439 PRINTED IN THE UNITED STATES OF AMERICA C O N F E R E ES William H. Adler, University of Florida, Gainesville, Florida Peter Alexander, Chester Beatty Research Institute, Sutton, Surrey, England Anthony C. Allison, National Institute for Medical Research, London, England Barry R. Bloom, Albert Einstein College of Medicine, Bronx, New York Edward A. Boyse, Sloan-Kettering Institute, New York, New York Ruggero Ceppellini, University of Turin, Turin, Italy Melvin Cohn, Salk Institute, La Jolla, California Vittorio Defendi, The Wistar Institute, Philadelphia, Pennsylvania Richard W. Button, University of California, La Jolla, California James Ebert, Carnegie Institution of Washington, Baltimore, Maryland Robert A. Good, University of Minnesota, Minneapolis, Minnesota Geoffrey Haughton, University of North Carolina Chapel Hill, North Carolina Karl-Erik Hellström, University of Washington, Seattle, Washington Richard Huemer, Veterans Administration Hospital, Sepulveda, California Niels K. Jerne, Basel Institute for Immunology, Basel, Switzerland David Keast, University of Western Australia, Perth, Australia Maurice Landy, National Institute of Allergy and Infectious Diseases, Bethesda, Maryland H. Sherwood Lawrence, New York University, New York, New York Jean Lindenmann, University of Zurich, Zurich, Switzerland Charles F. McKhann, University of Minnesota, Minneapolis, Minnesota ix CONFEREES N. Avrion Mitchison, National Institute for Medical Research, London, England Goran Möller, Karolinska Institute, Stockholm, Sweden Richmond T. Prehn, The Institute for Cancer Research, Philadelphia, Pennsylvania Ivan M. Roitt, The Middlesex Hospital Medical School, London, England Robert S. Schwartz, New England Medical Center, Boston, Massachusetts Morten Simonsen, University of Copenhagen, Copenhagen, Denmark Richard T. Smith, University of Florida, Gainesville, Florida Osias Stutman, University of Minnesota, Minneapolis, Minnesota Lewis Thomas, Yale University, New Haven, Connecticut Roy L. Walford, University of California, Los Angeles, California Darcy B. Wilson, University of Pennsylvania, Philadelphia, Pennsylvania χ PREFACE The proposition that malignant tumors encounter in the host some measure of resistance is an old and venerable one. However, it was not until 1957 that this idea was given scientific validation by Prehn and Main when they dem- onstrated unequivocally that experimental tumors evoke in the host immu- nologically specific resistance via the expression of unique neoantigens. This epochal discovery provided the firm foundation of and the impetus for the present renaissance of tumor immunology. The subsequent application of this principle to the autochthonous host by Klein and colleagues extended its relevance to cancer as it occurs in humans. A decade of highly energetic amplification of these principles in laboratories all over the world has yielded an astonishing depth of understanding of the immunologic aspects of host- tumor interactions, and has led to appreciation that the occurrence of tumor- specific antigenicity is essentially universal. Both humoral and cell-mediated expression of the immune response specifically directed toward these tumor- in vitro membrane neoantigens are now established, being demonstrable both and in vivo. From this decade of accelerating experimental efforts stimulated by these original discoveries, four essentially unresolved central issues have emerged: ( 1 ) the cellular mechanisms governing the generation, production, and expres- sion of tumor-specific transplantation antigens in the cell membrane remain unclear; (2) the paradox implicit in the fact that tumor-bearing hosts have demonstrable evidence of both cellular and antibody-mediated immunity specific for their own tumors, even as the tumor itself continues to enjoy un- retarded growth oblivious of this immunologic army; (3) much uncertainty remains regarding the actual mechanisms for generation of the capacity to sort out and perceive on membranes structures including the antigens on tumor cells which are to be attacked and at the same time distinguish these from similarly presented structures which are self and therefore to be ignored; (4) there is an implicit but as yet not validated role for the lymphoreticular system in surveillance — the early identification of and immunologically mediated disposal not only of newly transformed cells but also cells which are senescent, those that have inappropriate embryonic characteristics, and xi PREFACE those with intracellular parasites which signal their presence through a mem- brane change. This volume is the tangible expression of the editors' conviction that the time was appropriate for review and assessment of the basic surveillance concept in the context of the Brook Lodge Immunology Conferences. However, as the reader will readily discern, each of these central issues that currently dominate tumor immunology was also extensively explored by the conferees, and this deployment of efforts is reflected in the organization of this conference volume. The first section deals largely with the origin and expression of membrane antigens, and considers this area in the light of a new concept of membrane organization developed by Boyse. The second and third analyze, sort out, and evaluate alternatives for the requisite recognition and destruction mechanisms in the light of present knowledge of cell cooperation and requirements for immune recognition. The fourth presents a fruitful attempt to resolve the in vitro paradox of thriving tumors in the presence of demonstrable host im- munity. The fifth is based on the first presentation and critique of Jerne's comprehensive theory to account for the generation of immunologic diversity. The final section is devoted to the surveillance hypothesis and emerges as a weighted evaluation of the evidence. Central to the theme of surveillance is the recognition that the life span of the mammalian host is spent in an environment replete with mutagenic agents and situations. It is, however, evident that despite the major pressures directed toward transformation represented by normal cell mutation, chem- ical carcinogens, oncogenic viruses, and still other mutagenic situations, the great majority of mammals complete most of their life span quite free of overt malignancy. This happy situation can hardly be fortuitous; it can more logically be interpreted as an expression of a superbly functioning host system of surveillance. It is thus of paramount importance to understand the genetic and immunologic factors that may be compromised and circumvented and thus render impotent what is normally an extraordinarily efficient and effec- tive mechanism. This mechanism has the capacity of selecting out and elimi- nating all cells with surface membrane characteristics deviating significantly from self. To obtain incontrovertible evidence for the surveillance of host cell alterations is apparently not possible at present. However, as an operation- ally useful guiding concept for future research in this fascinating area of cell biology, it appears to sustain its promise after searching criticism. xii PREFACE Both the conference and this volume have amply fulfilled our high expecta- tions, for which we are greatly indebted to several people who played a key role behind the scenes: Mr. Eugene Wallach whose now immunologically oriented stenotypy expertise provided an accurate transcript of the volatile discussions with their exotic terminology ; our secretarial assistants Mrs. Penny Marquette and Mrs. Evelyn Rosenstein whose devotion to this task and effec- tiveness in coping with the numerous, varied arrangements and all stages of the editorial process did so much to assure this final product; Dr. Norman Marshall and the Upjohn Research Organization for their warm cooperation in arranging for the continued association of Brook Lodge with these Im- munology Conferences. Richard T. Smith Maurice Landy xiii INTRODUCTORY NOTE As a hybrid discipline, immunology has had distinctive problems in effecting the transition from descriptive phenomenology to comprehension of underly- ing mechanisms. There nonetheless continues to be impressive growth in understanding and inexorable movement toward integrating data and findings into basic operational concepts. Also developing in a parallel fashion is per- ception of the way in which the multifaceted capability of the immune ap- paratus evolved and its probable role in the evolution of the vertebrates to their present state. The concept of immune surveillance, so central to this theme, and the immune mechanism as we presently know it were, therefore, logical topics for the third of this series of conferences organized by the National Institute of Allergy and Infectious Diseases. The small multidisciplinary conference of specialists is becoming more widely accepted because of its exceptional informational benefits. On the basis of the experience gained thus far in organizing three Brook Lodge conferences it may be appropriate to mention some of the factors that have guided the plans for and the conduct of these meetings, so useful for conferees and, hopefully, for immunologists generally. These include the selection of subject areas or issues that are timely and appropriate to the very considerable investment of effort, time, funds, and the extensive involvement of committed colleagues; the selection of conferees, focusing particularly on specialists and generalists who have ideas, experience, points of view, and concepts to contribute; the dis- tinctively loose-structured programs and their prevailing informality, with assignments limited to the handful of discussion introducers; the use of expert stenotypy to capture the dynamic flow of the discussions, providing partici- pants with an opportunity to correct their remarks while they are still fresh and vivid. This is crucial for the overall speed and effectiveness of the sub- sequent editorial process. Last, but by no means least, is the great natural beauty and tranquility of Brook Lodge — the conference site itself. As an ideal environment favoring interactions and information exchange, it con- tributes greatly to the quality and character of these immunology colloquia. xv INTRODUCTORY ΝΟΤΕ The underlying philosophy of these conferences is that only under conditions which truly facilitate interactions among experts and generalists in immu- nology and allied fields does there develop cross-fertilization of ideas, con- cepts, and assessment of the state of our information, with consequent pro- jection of needs and opportunities. In the course of dissecting and evaluating findings and points of view, and then integrating new ones, the interplay of personalities is nothing short of remarkable. The sorting out process - for each conferee offers his work or ideas to critical analysis - is extremely effec- tive and represents peer judgment at its very best. Effecting the transition from the stenotyped proceedings of these intensive and lively discussions to the final publication involves application of special criteria on behalf of the reader. The entire thrust of the editorial process has been to adhere faithfully to the essential message and, insofar as possible, to the style and personal quality of the individual contributors while increasing the level of readability. In this manner it is sought to make the proceedings a permanent record that is understandable and stimulating for a large and diverse audience. The products that have emerged have been original assessments and syntheses of knowledge in major segments of immunology. It will be noted that although the subjects discussed at these conferences ranged from tolerance to mediators of cellular immunity and immune surveillance, what emerged has been a con- tinuing, more probing assessment of our knowledge of the immune response itself. Maurice Landy Chief, Allergy and Immunology Branch Extramural Programs, National Institute of Allergy and Infectious Diseases xvi I ORGANIZATION AND MODULATION OF CELL MEMBRANE RECEPTORS Definition and scope of surveillance — Phenotypic diversity of struc- tures of cells — Inter and intra species variations in surface antigens — Surface structures peculiar to lymphoid cells — Coded arrangement of membrane units confer cell surface individuality — Hypothesis of the cell membrane grid — Application to tumor surveillance — Clarifi- cation of the grid concept - Mechanisms by which changes in the grid are effected — Antigenic modulation — Relationship between histocompatibility and tumor antigens — Expression of HL-A antigens on tumor cells — Density of grid units versus configuration — Turnover of grid components. 1

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