H R uman igHts COURSE AUTHOR Jessica C. Lawrence, J.D. UPEACE COURSE COORDINATOR Dina Rodríguez, MEd. SERIES EDITOR Harvey J. Langholtz, Ph.D. H R uman igHts COURSE AUTHOR Jessica C. Lawrence, J.D. UPEACE COURSE COORDINATOR Dina Rodríguez, MEd. SERIES EDITOR Harvey J. Langholtz, Ph.D. H R uman igHts FOREWORD. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .vii METHOD.OF.STUDY. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . viii LESSON.1:.HISTORY.AND.PHILOSOPHICAL.FOUNDATIONS.OF. HUMAN.RIGHTS. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .9 1.1 Human Rights: Conceptual and Philosophical Foundations . . . . . . . . . . 11 1.2 Human Rights Before World War II . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 1.3 The Universal Declaration and the Age of Norm-Setting and Codification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 Annex A: Universal Declaration of Human Rights . . . . . . . . . . . . . . . . . . . . . . . . 25 LESSON.2:.DEVELOPING.LEGALLY.BINDING.HUMAN.RIGHTS. TREATIES.I:.THE.ICCPR. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .33 2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 © 2012 Peace Operations Training Institute. All rights reserved. 2.2 The International Covenant on Civil and Political Rights (ICCPR) . . . . . 37 2.3 Other Instruments dealing with Civil and Political Rights. . . . . . . . . . . . . 44 Peace Operations Training Institute 1309 Jamestown Road, Suite 202 . . . . . . . . . . . . . . 47 Annex A: International Covenant on Civil and Political Rights Williamsburg, VA 23185 USA www.peaceopstraining.org LESSON.3:.DEVELOPING.LEGALLY.BINDING.HUMAN.RIGHTS. First edition: February 2012 TREATIES.II:.THE.ICESCR. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .59 Cover: UN Photo #428063 by Olivier Chassot 3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 The material contained herein does not necessarily reflect the views of the Peace Operations Training Institute, the Course 3.2 Economic, Social, and Cultural Rights . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 Author(s), or any United Nations organs or affiliated organizations. Although every effort has been made to verify the 3.3 Other Instruments dealing with Economic, Social, and Cultural Rights . . 68 contents of this course, the Peace Operations Training Institute and the Course Author(s) disclaim any and all responsibility for facts and opinions contained in the text, which have been assimilated largely from open media and other independent 3.4 Theoretical and Practical Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69 sources. This course was written to be a pedagogical and teaching document, consistent with existing UN policy and doctrine, but this course does not establish or promulgate doctrine. Only officially vetted and approved UN documents may Annex A: International Covenant on Economic, Social, and Cultural Rights . . . . 73 establish or promulgate UN policy or doctrine. Information with diametrically opposing views is sometimes provided on given topics, in order to stimulate scholarly interest, and is in keeping with the norms of pure and free academic pursuit. LESSON.4:.ENFORCEMENT.MECHANISMS.I:.THE.UN.SYSTEM. . . . .83 LESSON.9:.HUMAN.RIGHTS.OF.VULNERABLE.PERSONS.AND. GROUPS.II:.CHILDREN’S.RIGHTS.AND.THE.RIGHTS.OF.PERSONS. 4.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85 WITH.DISABILITIES. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .193 4.2 Charter Bodies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87 9.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 195 4.3 Treaty Bodies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95 9.2 Children’s Rights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 195 LESSON.5:.ENFORCEMENT.MECHANISMS.II:.REGIONAL. 9.3 The Rights of Persons with Disabilities . . . . . . . . . . . . . . . . . . . . . . . . . 201 AND.OTHER.ACTORS. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .103 Annex A: Convention on the Rights of Persons with Disabilities . . . . . . . . . . . . 208 5.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105 LESSON.10:.HUMAN.RIGHTS.OF.VULNERABLE.PERSONS.AND. 5.2 The European System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106 GROUPS.III:.THE.RIGHTS.OF.MINORITIES,.INDIGENOUS.PEOPLES,. 5.3 The Inter-American System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111 AND.REFUGEES. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .217 5.4 The African System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 114 10.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 219 5.5 Other Regional Efforts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118 10.2 The Rights of Ethnic, Religious, and Linguistic Minorities . . . . . . . . . . . 219 5.6 Other Actors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 120 10.3 Indigenous Peoples’ Rights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 224 10.4 The Protection of Refugees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 229 LESSON.6:.COLLECTIVE.RIGHTS.I:.THEORETICAL.PERSPECTIVES. AND.THE.RIGHT.TO.SELF-DETERMINATION. . . . . . . . . . . . . . . . . . . .127 LESSON.11:.HUMAN.RIGHTS.DURING.ARMED.CONFLICT.I:.. 6.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 199 JUS AD BELLUM.AND.THE.RESPONSIBILITY.TO.PROTECT. . . . . . . .239 6.2 Theoretical Perspectives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 130 11.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 241 6.3 The Right to Self-Determination . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 133 11.2 Jus ad Bellum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 244 LESSON.7:.COLLECTIVE.RIGHTS.II:.THE.RIGHTS.TO.DEVELOPMENT,. LESSON.12:.HUMAN.RIGHTS.DURING.ARMED.CONFLICT.II:. ENVIRONMENT,.AND.PEACE. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .143 INTERNATIONAL.HUMANITARIAN.LAW. . . . . . . . . . . . . . . . . . . . . . . .257 7.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 145 12.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 259 7.2 The Right to Development . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 145 12.2 International Humanitarian Law . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 259 7.3 The Right to a Healthy Environment . . . . . . . . . . . . . . . . . . . . . . . . . . . 151 12. 3 Law and War . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 269 7.4 The Right to Peace . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 157 LESSON.13:.HUMAN.RIGHTS.DURING.ARMED.CONFLICT.III:. LESSON.8:.HUMAN.RIGHTS.OF.VULNERABLE.PERSONS.AND. INTERNATIONAL.CRIMINAL.LAW. . . . . . . . . . . . . . . . . . . . . . . . . . . . .275 GROUPS.I:.WOMEN’S.RIGHTS. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .165 13.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 277 8.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 167 13.2 International Criminal Law . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 277 8.2 Theoretical Perspectives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 168 Annex A: Rome Statute of the International Criminal Court . . . . . . . . . . . . . . . 290 8.3 Women’s Rights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 171 Annex A: Convention on the Elimination of All Forms of Discrimination Against Women . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 182 Foreword LESSON.14:.CONTEMPORARY.DEBATES.ON.HUMAN.RIGHTS.I:.. NON-STATE.ACTORS.AND.TERRORISM. . . . . . . . . . . . . . . . . . . . . . . .305 14.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 307 14.2 Non-State Actors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 308 Over a mere 60 years, the international human rights system has become an important part of the 14.3 Human Rights and Terrorism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 316 legal, moral, and political landscape. Human rights talk is everywhere: it is the language we use to express our needs, our desires, and what we see as our entitlements. It provides a way for us to think about tragic events, a lens through which to view and critique our society, and a set of aspirations LESSON.15:.CONTEMPORARY.DEBATES.ON.HUMAN.RIGHTS.II:. that make up the core of liberal ideology. LGBT.RIGHTS,.TECHNOLOGY,.AND.EFFECTIVENESS. . . . . . . . . . . .327 15.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 329 This course is intended to be a short guide through the “babble of international instruments” that make up the text of human rights theory and practice.1 We will cover the main international 15.2 LGBT Rights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 329 legal events, a little history, a little philosophy, and examine the ways in which human rights have 15.3 Human Rights and Technology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 334 and have not been used for the protection of individuals and groups. We will focus primarily on international materials, but will also look at some regional practice. Domestic systems of human 15.4 Effectiveness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 343 rights protection, despite their importance, will not be covered here. APPENDIX.A:.TABLE.OF.ACRONYMS. . . . . . . . . . . . . . . . . . . . . . . . . .349 Along the way, we will explore multiple perspectives on human rights (liberal, feminist, post-colonial), and ask critical questions about how the international human rights movement has APPENDIX.B:.LIST.OF.UN.PEACEKEEPING.OPERATIONS. . . . . . . .352 articulated and pursued its goals. Throughout the course, students are encouraged to think of themselves “not as novices within an END-OF-COURSE.EXAM.INSTRUCTIONS. . . . . . . . . . . . . . . . . . . . . . .355 established, even frozen framework of ideas and institutions, but rather as moulders and architects of the movement’s ongoing development.”2 ABOUT.THE.AUTHOR. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .356 The international system for the protection of human rights continues to grow and change, and there are important new developments every year. As such, it is important that students take the initiative to keep up with their research, and seek to use the background and critical thinking skills that they gain in this course to analyse events in the coming years. Jessica C. Lawrence February 2012 1 Patrick Thornberry, “An Unfinished Story of Minority Rights”, in Diversity in Action, A.M. Bíró and P. Kovács, eds. (Budapest, Central European University Press, 2001), p. 47. 2 Henry J. Steiner, Philip Alston, and Ryan Goodman, International Human Rights in Context: Law, Politics, Morals (Third Edition) (Oxford, Oxford University Press, 2007), preface. To view a video introduction of this course by the course author Jessica C. Lawrence, you can either log in to your virtual classroom, go to www. peaceopstraining.org/users/media_page/373/ introduction, or use your mobile device to scan the QR code to the left. HUMAN RIGHTS | vii Method of Study The following are suggestions for how to proceed with this course. Though the student may have alternate approaches that are effective, the following hints have worked for many. • Before you begin actual studies, first browse • When you finish a lesson, take the through the overall course material. Notice the End-of-Lesson Quiz. For any error, go back to LESSON 1 lesson outlines, which give you an idea of what the lesson section and re-read it. Before you will be involved as you proceed. go on, be aware of the discrepancy in your HISTORY AND PHILOSOPHICAL understanding that led to the error. • The material should be logical and FOUNDATIONS OF HUMAN RIGHTS straightforward. Instead of memorizing • After you complete all of the lessons, take time individual details, strive to understand concepts to review the main points of each lesson. Then, and overall perspectives in regard to the United while the material is fresh in your mind, take the Nations system. End-of-Course Examination in one sitting. • Set up guidelines regarding how you want to • Your exam will be scored, and if you acheive schedule your time. a passing grade of 75 per cent or higher, you will be awarded a Certificate of Completion. If • Study the lesson content and the learning you score below 75 per cent, you will be given objectives. At the beginning of each lesson, one opportunity to take a second version of the orient yourself to the main points. If you are able End-of-Course Examination. to, read the material twice to ensure maximum understanding and retention, and let time elapse • One note about spelling is in order. This course between readings. was written in English as it is used in the United Kingdom. Key features of your course classroom: • Access to all of your courses; • A secure testing environment in which to complete your training; • Access to additional training resources, including Multimedia course supplements; • The ability to download your Certificate of Completion for any completed course; and • Student fora where you can communicate with other students about any number of subjects. Access your course classroom here: http://www.peaceopstraining.org/users/user_login viii | PEACE OPERATIONS TRAINING INSTITUTE 1.1 Human Rights: Conceptual and • Who gains and who loses? Philosophical Foundations • Who makes the rules? Introduction • Who and what is left out? LESSON • Could things have happened differently? How? Human rights are discussed everywhere. On any • Could the story be told in another way? given day, we read news stories about people 1 fighting for human rights around the world; we Definition argue about free speech and religious tolerance; we make claims about what our governments The term human rights describes rights or should and should not be allowed to do. Human entitlements that inherently belong to every human rights is a language we use to express our needs, being by virtue of their personhood. Human rights our goals, and what we see as our entitlements. It are the set of fundamental moral rights that are provides a way for us to think about tragic events considered necessary for a life of human dignity, – a lens through which to view and critique our and are premised on respect for the equality and society – and is a set of aspirations that make up autonomy of individuals. Human rights are: the core of liberal ideology. Human rights have become, in Richard Rorty’s words, “a fact of the •. Universal: they are held by every person, LESSON OBJECTIVES world.”1 everywhere, regardless of race, sex, nationality, religion, language, class, or any other status; But human rights is not just a way of thinking, it is By the end of Lesson 1, the student should be able to meet the following •. Inalienable: they cannot be renounced, lost, or 1.1 Conceptual and also a set of legal and political doctrines. These objectives: forfeited; and Philosophical doctrines limit government power and shape individual expectations. They privilege certain •. Indivisible,.interdependent,.and.interrelated: Foundations behaviors and prohibit others. Their structure they are intrinsically connected and must not be • Define the term “human rights”; 1.2 Human Rights Before reflects the particular historical context out of viewed in isolation from one another.2 • Discuss the conceptual and philosophical foundations of human rights; which they evolved, and their contours have World War II • Describe the historical background of the international human rights stretched and changed with the shifting landscape All human beings hold human rights equally. In 1.3 The Universal system; of global society. practice, however, all people may not enjoy the protection of their rights at all times. For example, Declaration and the • Discuss the role played by state sovereignty in the history of human although all persons have a right to be free from In this introductory lesson, we will define human Age of Norm-Setting rights; and inhuman or degrading treatment, there are people rights and discuss the evolution of the concept and Codification all over the world who are suffering in overcrowded • Understand which rights are contained in the Universal Declaration of from its modern origins to the adoption of the and unsanitary prisons, subjected to humiliating Annex A Human Rights. Universal Declaration of Human Rights (UDHR) punishment, and tortured. These people have not in 1948. We will explore how and why the human The Universal lost their rights, but their rights have been violated. rights system developed as it did, and encounter Declaration of Human some alternative perspectives on what it has meant It is important to distinguish between moral rights Rights for various groups of people. and legal rights. Not all things that are desirable, or “right” in the sense of “good”, are legal human As you read through this lesson, and through the rights. For example, it would be wonderful if rest of the course, try to think critically about the everyone were given the opportunity to learn to “story” that it tells. Ask yourself: play a musical instrument. This would be a moral good, and we may use the language of rights to 1 Richard Rorty, “Human Rights, Rationality, 2 See: A/CONF.32/41, Proclamation of Teheran, and Sentimentality”, in On Human Rights: The Final Act of the International Conference on Oxford Amnesty Lectures 1993, Stephen Shute Human Rights, para. 13; and A/CONF.157/23, To view a video introduction of this lesson by the and Susan Hurley, eds. (New York, BasicBooks, Vienna Declaration and Programme of Action, course author Jessica C. Lawrence, you can either log in to your virtual classroom, go to www. 1993), p. 134. para. 5. peaceopstraining.org/users/media_page/374/ lesson-1, or use your mobile device to scan the QR code to the left. HUMAN RIGHTS | 11 express this desire (a “right” to learn to play), but International human rights law is a set of rules Philosophical.Foundations This new liberal Enlightenment philosophy inspired there is no legal human right that protects this about how governments must act, or refrain from a number of national movements that sought to desirable good. acting, in order to protect and promote the rights While the human rights norms – rules, standards, enforce the rights of individuals against the power and fundamental freedoms of individuals and and principles – that we speak of today are modern of the state: the Glorious Revolution in England, Human rights structure relationships between groups. It is the formal legal codification of human creations, their philosophical origins can be the establishment of a constitutional government people and the state, and, indirectly, between one rights at the international level. traced back all the way back to ancient Greece, in the United States, and the French Declaration person and another. Human rights protect the and some say even further.7 An oft-used starting of the Rights of Man and of the Citizen are all dignity of human beings against intrusions. They Under international human rights law, rights: point is Sophocles’s Antigone, which was written examples of Enlightenment-inspired movements. privilege some actions, and prohibit others. In this in the fifth century B.C. In that play, Antigone’s Documents like the American Declaration of way, they help to define the boundaries between • Belong to a right-holder (the person who has the brother has been killed while traitorously fighting Independence and Bill of Rights, the French individual persons and the state, and also between right); against her kingdom. The king tells Antigone that Declaration of the Rights of Man and of the Citizen, one individual and another. As Karl E. Klare wrote, her brother must remain unburied as punishment and the national constitutions of Mexico9 and Gran • Have an object (what the right-holder has a right “the human rights project is to erect barriers for his treachery, but she defies the commands of Colombia10 placed individual rights at the center of to); and between the individual and the State, so as to her king, and claims the right to give her brother a the political order, establishing that each person protect human autonomy and self-determination • Impose an obligation on an addressee (the proper funeral: has inalienable natural rights and that the primary from being violated or crushed by governmental party that is obliged to do or not do something purpose of a government is to secure those rights Your edict, King, was strong, power.”3 to provide the right-holder with the object of the for its people. right).6 But all your strength is weakness itself against Rights are attached conversely to duties. If a The immortal unrecorded laws of God. Today, our idea of human rights is still tied to the person has the right to freedom from torture, For example, with respect to “the right to life”, They are not merely now: they were, and shall be, ideas of natural law and liberal individualism. then the state has a corresponding duty not to the right-holders are all individuals, the object Operative forever, beyond man utterly.8 “Human rights” is premised on the notion that there torture her. is “life”, and the addressee is the state, which is are certain limits to government power based on a responsible for ensuring that the individual’s life is Antigone’s argument is significant because it set of higher principles that protect the individual. Human rights set rules for behavior that “trump” or protected. appeals to a natural law – a law of the gods or Modern philosophers disagree, however, about outrank the everyday rules established by political of nature – that must prevail over the orders of where these natural laws came from, how they bodies like state and local governments.4 However, the king. This natural law addresses all people were discovered, and whether they are really “law” Now that we know what human rights are, we rights are not absolute. They must be balanced everywhere, and trumps all man-made rules or just a set of pragmatic principles by which we will turn to a second question: Where did human against one another. For example, suppose Johan and customs. have all agreed to abide. In other words, there is rights come from? Who made the rules? How did wants to walk across Angela’s lawn to get to a a lot of disagreement about why we have rights. they become universal obligations that apply to party. Angela, though, has just planted new grass, The idea of natural law persisted through the Different theorists locate the origins or moral everyone, everywhere, all the time? and does not want Johan to walk across it. In next several centuries, waxing and waning in foundations of human rights in: this case, Johan’s right to freedom of movement importance with the changing political times. •. God: the equal creation of human beings by must be balanced against Angela’s right to own During the European Enlightenment of the On the Complexity of God; and protect her property. This balancing is highly seventeenth and eighteenth centuries, however, contextual, and depends to a large extent on the Human Rights it assumed a central role. The ideas of rights •. Nature: the equal creation of human beings in factors of each specific case (for example, if Johan and constitutionalism that infused the philosophies nature; “There is no more ambiguous word in legal were trying to get to the hospital instead of a party, of Locke, Montesquieu, and Rousseau drew and juristic literature than the word right.” •. Human.dignity: the protection of individuals we might be more sympathetic to his desire to walk heavily on this idea of a natural law that from threats to their dignity;11 across Angela’s lawn). In addition, governments protected individual rights against the whims Roscoe Pound may be allowed to infringe on or restrict some from Volume IV of Jurisprudence of the sovereign. •. Human.agency: the protection of human beings human rights for compelling reasons, or during as purposive moral agents;12 periods of emergency.5 3 Karl E. Klare, “Legal Theory and Democratic 7 For an excellent selection of early secular and 9 The Political Constitution of the Mexican United Reconstruction: Reflections on 1989”, University human rights will be discussed in subsequent religious writings on liberty, tolerance, and codes States (1824). of British Columbia Law Review, vol. 25, No. 97 lessons (e.g., Lessons 2, 3, and 12). of justice, see Micheline Ishay’s The Human Rights 10 Constitution of Cúcuta (1821). (1991). 6 James W. Nickel and David A. Reidy, Reader (2007). 11 See: Jack Donnelly, Universal Human Rights in 4 Ronald Dworkin, “Rights as Trumps”, in “Philosophical Foundations of Human Rights”, in 8 Sophocles, “Antigone”, in The Oedipus Cycle: Theory and Practice (1989). Theories of Rights, Jeremy Waldron, ed. (Oxford, International Human Rights Law, Daniel Moeckli et An English Version, Dudley Fitts and Robert 12 See: James Griffin, On Human Rights (2008), Oxford University Press, 1984), p. 153. al., eds. (Oxford, Oxford University Press, 2009), Fitzgerald, trans. (New York, Harcourt, Brace & pp. 33–56; and Alan Gerwith, Human Rights 5 The ability to limit or derogate from certain pp. 39–63. World, 1949). (1983). 12 | PEACE OPERATIONS TRAINING INSTITUTE HUMAN RIGHTS | 13 •. Human.needs: the protection of those things from the European experience. They argue that How, though, did this concept of individual rights and the individual. For example, if the state of that human beings need to survive; or human rights doctrine ignores alternative forms of move from the national to the international sphere? Arcadia imposes a law that prevents blonde-haired knowledge, such as those developed by collectivist How and when did it become the responsibility people from voting, those affected can bring a case •. Collective.prosperity: the need for all people or hierarchical cultures, and question why some of the international community to ensure the against the government in Arcadia’s courts, and to follow certain rules in order to prosper as a rights, but not others, have been included in protection of individual human rights? get a judgment saying that they must be allowed to group.13 international human rights law. Others see human vote. The police of Arcadia would then be obliged rights as a means for capitalist states to paper over to enforce this ruling. None of these foundations has ever been 1.2 Human Rights Before World the dark side of liberal individualism and hide the universally accepted across all cultures. This War II reality of class struggle behind a false screen of Unfortunately, not every country has strong police inexhaustive list of moral groundings ranges egalitarianism. and judiciary systems. Laws may be unclear widely across the philosophical spectrum, and Human.Rights,.the.State,.and.International.Law or inadequate; police and judges may lack the even people from similar philosophical traditions Agreement on a single moral foundation, however, resources to act; officials may demand bribes disagree strongly about which of these foundations The history of human rights is inextricably bound is not necessarily indispensable for the practice before proceedings can begin; or the courts should serve as the basis for human rights. up with the history of the modern state. On the one and application of human rights. Indeed, many may not be independent from the legislative and Jeremy Bentham, for example, famously rejected hand, the state is the organization best suited to, scholars argue that having plural groundings executive branches of government. Even when the the idea that rights were grounded in natural and primarily responsible for, protecting the human actually makes the system more legitimate by police and judiciary are strong, state governments law in favour of a pragmatic utilitarian vision: rights and fundamental freedoms of its citizens. allowing it to appeal to a broader range of may ignore their responsibility to protect the human “Natural rights is simple nonsense: natural and Indeed, protections for individual freedoms were groups than insistence on a single foundation rights of individuals. When this happens, how can imprescriptible rights, rhetorical nonsense – first introduced and codified in the context of the would permit.15 human rights be enforced? nonsense upon stilts.”14 state. On the other hand, states have often been the perpetrators of human rights abuses, and are One way is through intervention by other states or Disagreements about the moral foundations Foundations of Human Rights frequently the very organizations against which by the international community under the aegis of of human rights are important because these individual rights must be protected. international law. foundations can have an impact on both the scope “People may not agree why we have rights, of human rights and its claims to universality. but they can agree that they need them.” Human rights mediate this distinction between the Traditionally, international law was defined as the state as protector and the state as abuser. They set law that governed relations between and among These disagreements can lead to conflict about the Michael Ignatieff the boundary between legitimate and illegitimate sovereign states. Sovereignty, in this context, scope or content of human rights. For example, if from Human Rights as Politics and Idolatry (2003) intrusions by the state on individual dignity and referred to the idea that states are autonomous “human rights” means “things that human beings autonomy, drawing the line between acceptable political units that recognize no higher authority. need to survive”, then protecting a “right to culture” and unacceptable exercises of state power. In Under this system, sovereign states had total might seem superfluous. However, if “human other words, they are a way for individuals to control of what happened within their borders, and rights” means “the things people need to prosper”, One thing is certain: whether their foundations enforce their own power against their government other states had an obligation not to intervene then the “right to culture” becomes much more are single or plural, questionable or not, human and its laws and actions. in their domestic affairs (known as the principle fundamental. rights are now indisputably a global political of nonintervention). The states imagined by this phenomenon. States all over the world, from the In an open society with an established and system are sometimes compared to billiard balls: The lack of a consensus with respect to the most democratic to the most oppressive, feel independent judiciary system, individuals can solid, opaque and impenetrable spheres that moral foundations of human rights also calls compelled to express their support for human enforce their human rights against the state by interact with one another only as unified wholes. the universality of human rights into question. rights, and many incorporate human rights bringing claims before national courts. The court This international order based on the principles of Because the current system of international principles as integral parts of their national hears the case and makes a judgment on whether sovereignty and nonintervention is known as the human rights law grew out of Western European ideologies. As scholar John Tasioulas notes: the state’s action was permissible or not. This Westphalian system, because many scholars trace Enlightenment philosophy, some people argue “discourse of human rights in recent times judgment is then enforceable against the state its origins to the 1648 Peace of Westphalia, which that human rights is a Eurocentric idea that [has been elevated] to the status of an ethical p. 75. See also: Jürgen Habermas, Religion and ended the Thirty Years’ War in Europe. is biased against non-Western countries and lingua franca.”16 Rationality: Essays on Reason, God, and Modernity, cultures. These “cultural relativists” believe that The “Billiard Ball” Model: Eduardo Menieta, ed. (Cambridge, The MIT Press, far from being universal, liberal individualism and 15 Michael Ignatieff, Human Rights as Politics and 2002), p. 153–4.: “Notwithstanding their European human rights are philosophies drawn exclusively Idolatry, Amy Gutmann, ed. (Princeton, Princeton origins, … in Asia, Africa, and South America, 13 See: John Rawls, The Law of Peoples (1999). University Press, 2003). [human rights now] constitute the only language State B 14 Jeremy Bentham, “Anarchical Fallacies”, 16 John Tasioulas, “The Moral Reality of Human in which the opponents and victims of murderous in Nonsense Upon Stilts: Bentham, Burke and Rights,” in Freedom from Poverty As a Human regimes and civil wars can raise their voices against Marx on the Rights of Man, Jeremy Waldron, ed. Right: Who Owes What to the Very Poor? Thomas violence, repression, and persecution, against (London, Methuen Publishing, 1987), p. 53. Pogge, ed. (Oxford, Oxford University Press, 2007), injuries to their human dignity.” State A State C 14 | PEACE OPERATIONS TRAINING INSTITUTE HUMAN RIGHTS | 15 Under this system of state sovereignty, only states, One of the earliest human rights movements was •. Article.23 obliged states, amongst other things, not individuals, could be the subjects of, or the the effort to abolish the slave trade, and later the to “endeavour to secure and maintain fair and right-holders under, international law. Individuals holding of slaves, in Europe and the Americas. humane conditions of labour for men, women, existed only as objects of international law: any Beginning with the 1815 Congress of Vienna, the and children, both in their own countries and obligations owed to them were deemed to be major powers of Europe18 worked together to draft in all countries to which their commercial and obligations to their state of nationality. A state treaties that called for an end to the international industrial relations extend.” It also called for the could bring a claim against another state on behalf slave trade. Even with respect to slavery, however, establishment of an international organization of its own mistreated citizens, but these claims the early treaties dealt only with the international to promote this objective, which led to the were made under the legal theory that an injury trade of slaves – that is, the transportation of establishment of the International Labour Office done to a citizen of a state was an injury done to slaves between states – and not with slavery per (now the International Labour Organization). that state, not under any theory of direct protection se, or the treatment of slaves within states. It would of individuals. How a state treated its own nationals take more than a hundred years before a major In addition to these two articles, the League of or stateless persons was neither the business of international treaty abolished slavery altogether.19 Nations served as guarantor for the system of international law nor of other states. The veil of so-called Minorities Treaties that were imposed sovereignty was largely impermeable. Under this Modern international human rights law is on the states of Central and Eastern Europe. system, human rights were a domestic political grounded in a number of historical legal doctrines This “minorities system” was established by a matter, and the international community had no and institutions dating from the period before series of post-World War I treaties that included right to intervene. As one scholar put it: World War II. In particular, early international provisions for the protection of ethnic and religious laws governing the protection of minorities, minorities.22 Under these treaties, nations agreed Until World War II, most legal scholars and state responsibility for injuries to aliens, and not to discriminate against protected minorities, governments affirmed the general proposition, humanitarian intervention formed the backbone of and also to grant certain special protections The medallion of the British Society for Abolition of the albeit not in so many words, that international law pre-WWII international human rights practice. necessary for the preservation of minority religious, Slave Trade. (Source: Josiah Wedgwood, 1795) did not impede the natural right of each equal ethnic and linguistic traditions. The League of sovereign to be monstrous to his or her subjects.17 Protection.of.Minorities.and.the.League.of. Nations helped to ensure compliance with these Following World War I there was renewed interest Nations provisions by developing a system for reviewing in protecting the rights of minorities. In his It may seem surprising that it was only very petitions alleging violations of minority rights. “Fourteen Points” and elsewhere, then-United recently that international law began to apply to According to this system, a Committee of Three of Some of the earliest international human rights States President Woodrow Wilson stressed the individuals as well as to states, and that human the League Council would hear the petition as well treaties were designed to protect minority rights. ideals of freeing minorities and self-determination rights became a subject of international concern as arguments by the states, and give its opinion on For example, following the “liberation” of the of peoples as key components of liberal and regulation. In fact, there were exceptions to the the complaint. Balkans from Turkish domination in nineteenth nationalism. He went so far as to propose the hard-and-fast rule of state sovereignty that gave century, nations signed international agreements inclusion of generalized norms of minority nations total control within their borders. These This early protection of group rights was a to protect Christian minorities in the Ottoman protection in the 1920 Covenant of the League exceptions, though, were limited by the nature of significant development.23 Though it faded Empire.20 These treaties were selective in their of Nations, but the other major powers rejected the system of sovereign states to a very narrow quickly and was ultimately incapable of halting application and, some have argued, could be said this approach.21 In the end, the Covenant of the range of issues that could be said to “directly the tragic events of World War II, it represented to have imperialistic rather than altruistic aims. League of Nations did not include any general concern” foreign states in the sense of infringing on a clear incursion on the state’s absolute internal Nevertheless, they represented an internation- provisions on human rights. It did, however, their political or economic interests. control over its citizens.24 These advances were alization of certain human rights issues, allowing contain two articles establishing protections for not made in a purely altruistic spirit, nor did they states to intervene in other states’ affairs on behalf certain groups: International human rights law represented a represent a complete shift from the earlier phase of protected populations. major change from this traditional pattern. In the of intervention only on the grounds of potential •. Article.22 transformed colonies held by states eighteenth and nineteenth centuries, concern damage to a state’s political or economic interest. that lost World War I into “League Mandates” for the rights of individuals and groups began to 18 The “Great Powers” of Europe at the time were In fact, minority rights were promoted by the to be administered by the victorious powers appear in international law, and states began to Austria, France, Russia, the United Kingdom, and victorious states following World War I largely as pursuant to “the principle that the well-being and acknowledge that certain human rights situations Prussia. a strategy to preserve international peace, and development of [native] peoples form a sacred were legitimate targets for international action. 19 Paul Gordon Lauren, The Evolution of trust of civilisation … ” International Human Rights: Visions Seen 22 Treaty of Versailles, 28 June 1919. 17 Tom J. Farer and Felice Gaer, “The UN and (Philadelphia, University of Pennsylvania Press, 23 For more on group rights, see Lessons 6 and 7 Human Rights: At the End of the Beginning”, in 2003), pp. 37–45. 21 Henry J. Steiner, Philip Alston, and Ryan on “collective” rights and Lesson 10 on the rights of United Nations, Divided World (Second Edition), 20 These agreements included the Treaty of Paris Goodman, International Human Rights in Context: minorities. Adam Roberts and Benedict Kingsbury, eds. (30 March 1856) and the Treaty of Berlin (13 July Law, Politics, Morals (Third Edition) (Oxford, 24 Henry J. Steiner, Philip Alston, and Ryan (Oxford, Oxford University Press, 1993), p. 240. 1878). Oxford University Press, 2007), p. 98. Goodman, p. 106. 16 | PEACE OPERATIONS TRAINING INSTITUTE HUMAN RIGHTS | 17
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