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Human Evolution: Trails from the Past PDF

446 Pages·2007·8.8 MB·English
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Human Evolution This page intentionally left blank Human Evolution Trails from the Past Camilo J. Cela-Conde and Francisco J. Ayala 1 1 GreatClarendonStreet,OxfordOX26DP OxfordUniversityPressisadepartmentoftheUniversityofOxford. ItfurtherstheUniversity’sobjectiveofexcellenceinresearch,scholarship, andeducationbypublishingworldwidein Oxford NewYork Auckland CapeTown DaresSalaam HongKong Karachi KualaLumpur Madrid Melbourne MexicoCity Nairobi NewDelhi Shanghai Taipei Toronto Withofficesin Argentina Austria Brazil Chile CzechRepublic France Greece Guatemala Hungary Italy Japan Poland Portugal Singapore SouthKorea Switzerland Thailand Turkey Ukraine Vietnam OxfordisaregisteredtrademarkofOxfordUniversityPress intheUKandincertainothercountries PublishedintheUnitedStates byOxfordUniversityPressInc.,NewYork #OxfordUniversityPress2007 Themoralrightsoftheauthorshavebeenasserted DatabaserightOxfordUniversityPress(maker) Firstpublished2007 Allrightsreserved.Nopartofthispublicationmaybereproduced, storedinaretrievalsystem,ortransmitted,inanyformorbyanymeans, withoutthepriorpermissioninwritingofOxfordUniversityPress, orasexpresslypermittedbylaw,orundertermsagreedwiththeappropriate reprographicsrightsorganization.Enquiriesconcerningreproduction outsidethescopeoftheaboveshouldbesenttotheRightsDepartment, OxfordUniversityPress,attheaddressabove Youmustnotcirculatethisbookinanyotherbindingorcover andyoumustimposethesameconditiononanyacquirer BritishLibraryCataloginginPublicationData Dataavailable LibraryofCongressCataloginginPublicationData Dataavailable TypesetbyNewgenImagingSystems(P)Ltd.,Chennai,India PrintedinGreatBritain onacid-freepaperby AntonyRowe,Chippenham,Wiltshire ISBN978–0–19–856779–0 978–0–19–856780–6(Pbk.) 10 9 8 7 6 5 4 3 2 1 Contents Preface: Homosapiens,therationalanimal vii Chapter1 Evolution, genetics,andsystematics 1 1.1 Thetheoryofevolution 1 1.2 Population andevolutionarygenetics 9 1.3 Theclassification oflivingbeings 33 Chapter2 The evolutionofhominoids 44 2.1 Hominoidtaxonomy 44 2.2 EarlyMiocene hominoids 54 2.3 MiddleMiocene:the migrationofapes outofAfrica 61 2.4 LateMiocene:thedivergence ofgreatapes 70 Chapter3 The homininlineage 81 3.1 Theoriginofhominins 81 3.2 Bipedallocomotion 92 Chapter4 MioceneandPliocenegeneraandspecies 106 4.1 Thefirsthominins 106 4.2 Australopithecus 117 Chapter5 Pliocene hominins:SouthAfricaandtheRiftValley 135 5.1 SouthAfricansites 135 5.2 SouthAfricanhominins ofthePliocene 145 5.3 The‘‘gracile’’and‘‘robust’’alternatives inEastAfrica 156 Chapter6 The Pliocenecladogenesis: Paranthropusversus Homo 166 6.1 EvidencefromKoobiFora 166 6.2 Alternativesinthe evolutionofrobustandgracileclades 181 Chapter7 The radiationofHomo 194 7.1 AsianHomoerectus 194 7.2 Theerectusgrade inAfrica 205 Chapter8 Evolutionary characteristics oftheerectusgrade 216 8.1 Culturalpatternsinthemigrationout ofAfrica 216 8.2 Theearliestcultures 228 8.3 HomoinEurope 241 v vi CONTENTS Chapter9 Thelate-Pleistocene transition 253 9.1 ArchaicHomosapiens 253 9.2 Neanderthals 271 9.3 Molecular data 287 9.4 Theoriginofmodern humans 300 Chapter10 Theuniquenessofbeinghuman 314 10.1 Cultureandmental traitsduring thelatePaleolithic 314 10.2 Theoriginsofsymbolism 326 10.3 Theoriginoflanguage 339 10.4 Theevolutionofmoralbehavior 353 Glossary 367 References 377 Index 419 Homo sapiens Preface: , the rational animal Questions about human nature, about what it is Inthemidstofthedramaticadvancesofcurrent that makes us distinctively human, have been paleoanthropology,weareawarethatmanyques- raised since antiquity, at least since the dawn of tionsremainunanswered.Howmanygenera,and the philosophical way of thinking in Classical which ones, belong to the human lineage? And Greece, four centuries before the Christian Era. which among the hominid species are our direct Aristotle, the greatest biologist of antiquity, iden- ancestors?Howdidtheycomeabout?Whatarethe tifiedhumansfirstandforemostas‘‘animals,’’but critical adaptive events in humankind’s evolu- he called them ‘‘rational animals’’: the power of tionarysojourn?Whoweretheveryfirstancestors reason as the distinctive feature that separates us of the human lineage and what were their most from the rest of the living world. It would be prominent features? And what about the first only many centuries later, with the publication migrants out of Africa? What lithic tools had they ofDarwin’stheoryofevolutionbynaturalselection, and how were they modified as they wandered that an understanding could emerge of why we through other continents? What about the Nean- sharesomuchofwhatwearewithotheranimals, derthals?WeretheyHomosapiens,membersofour particularlywiththoseclosesttous,theprimates. species?Didtheyspeak?Didtheyappreciateart? Oneandahalfcenturiesafterthepublicationof Stepbystepthesequestionswillbeansweredor, Darwin’s The Origin of Species we know much at least, formulated more precisely. These ques- about the evolutionary history that brought about tions and the partial answers available are part of the distinctive features that make us human. thisbook,whichtellsthestoryofhumanevolution Surely, Darwin would have been pleased by the as it is known today, with as many questions, or numerousdiscoveriesofhominidancestorsandby more, as there are answers. This is how we must the progress of knowledge concerning human approach our evolutionary lineage, by exploring origins. We now know that Darwin’s conjectures with rigor the medley of fossil and archeological were correct about the fundamental anatomical records, the complexity of the genetic data, and event in human origins, namely the evolution of takingadvantageofallsortsofavailabletools,con- bipedalism, and about the place, Africa, where ceptualandtechnical,whichmaycastsomelighton humanity came about. We also know the time the understanding of our origins. We must for- when our lineage separated from the chimpanzee mulate testable theories and explore the empirical lineage, some 7millionyears ago. Scientists are observationsthatcorroborateorfalsifythem. currently hard and fast at work, chromosome by The resulting panorama will not be simple, but chromosome, and nucleotide by nucleotide, seek- need not be confusing. If we are rational beings, ing to ascertain the features of our genetic code wemayaswelluseourpowersofrationalitytothe thatmakeusdifferentfrom,aswellasverysimilar maximum extent possible as we seek to discover to,oursimianrelatives.Further,workisunderway the history of our own evolution. todeciphertheDNAofourclosestfossilrelatives, Camilo J. Cela-Conde the Neanderthals. Francisco J. Ayala vii This page intentionally left blank CHAPTER 1 Evolution, genetics, and systematics (1200–1280) and his student Thomas Aquinas 1.1 The theory of evolution (1224–1274). Aquinas concluded, after detailed All organisms are related by descent from com- discussion, that the development of living crea- mon ancestors. Humans and other mammals des- tures, such as maggots and flies, from nonliving cend from shrewlike creatures that lived more matter, such as decaying meat, was not incom- than 150millionyears ago (Ma); mammals, birds, patible with Christian faith or philosophy. But he reptiles, amphibians, andfishes share asancestors leftittoothers(toscientists,incurrentparlance)to aquatic worms that lived 600Ma; and all plants determine whether this actually happened. and animals derive from bacteria-like micro- The first broad theory of evolution was pro- organismsthatoriginatedmorethan3billionyears posed by the French naturalist Jean-Baptist de ago. Biological evolution is a process of descent Monet, chevalier de Lamarck (1744–1829). In his with modification. The process consists of two Philosophiezoologique(1809;translatedasZoological components. Lineages of organisms change Philosophy), Lamarck held the enlightened view, through the generations (anagenesis or phyletic shared by the intellectuals of his age, that living evolution); diversity arises because the lineages organisms represent a progression, with humans that descend from common ancestors diverge asthehighestform.Lamarck’stheoryofevolution through time (cladogenesis or lineage splitting, the assertsthatorganismsevolvethrougheonsoftime process by which new species arise). from lower to higher forms, a process still going Humancultureshaveadvancedexplanationsfor on, always culminating in human beings. The the origin of the world and of humans and other remote ancestors of humans were worms and creatures. Traditional Judaism and Christianity other inferior creatures, which gradually evolved explain the origin of living beings and their into more and more advanced organisms, ultim- adaptationstolifeintheirenvironments—legsand ately humans. wings, gills and lungs, leaves and flowers—as the The inheritance of acquired characters is the handiwork of the Creator. Myths proposing that theory most often associated with Lamarck’s different kinds of organisms can be transformed name. Yet this theory was actually a subsidiary one into another are found in diverse cultures constructofhistheoryofevolution:thatevolution sinceantiquity.Amongthephilosophersofancient isacontinuousprocesssothattoday’swormswill Greece,Anaximanderproposedthatanimalscould yield humans as their remote descendants. As metamorphose from one kind into another, and animals become adapted to their environments Empedoclesspeculatedthatorganismsweremade through their habits, modifications occur by up of various combinations of preexisting parts. ‘‘use and disuse.’’ Use of an organ or structure The notion that organisms may change by reinforcesit;disuseleadstoobliteration.Thechar- natural processes was considered, usually inci- acteristicsacquiredbyuseanddisuse,accordingto dentally, as a possibility by Christian scholars Lamarck, would be inherited. This assumption of the Middle Ages, such as Albertus Magnus that would later be called the inheritance of 1

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Human Evolution provides a comprehensive overview of hominid evolution, synthesizing data and approaches from fields as diverse as physical anthropology, evolutionary biology, molecular biology, genetics, archaeology, psychology, and philosophy. The book begins with chapters on evolution, population
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