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Human Behavior Learning and Transfer Human Behavior Learning and Transfer Yangsheng Xu The Chinese University of Hong Kong Ka Keung C. Lee The Chinese University of Hong Kong Boca Raton London New York A CRC title, part of the Taylor & Francis imprint, a member of the Taylor & Francis Group, the academic division of T&F Informa plc. Published in 2006 by CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2006 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group No claim to original U.S. Government works Printed in the United States of America on acid-free paper 10 9 8 7 6 5 4 3 2 1 International Standard Book Number-10: 0-8493-7783-8 (Hardcover) International Standard Book Number-13: 978-0-8493-7783-9 (Hardcover) Library of Congress Card Number 2005049923 This book contains information obtained from authentic and highly regarded sources. Reprinted material is quoted with permission, and sources are indicated. A wide variety of references are listed. Reasonable efforts have been made to publish reliable data and information, but the author and the publisher cannot assume responsibility for the validity of all materials or for the consequences of their use. No part of this book may be reprinted, reproduced, transmitted, or utilized in any form by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying, microfilming, and recording, or in any information storage or retrieval system, without written permission from the publishers. For permission to photocopy or use material electronically from this work, please access www.copyright.com (http://www.copyright.com/) or contact the Copyright Clearance Center, Inc. (CCC) 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400. CCC is a not-for-profit organization that provides licenses and registration for a variety of users. For organizations that have been granted a photocopy license by the CCC, a separate system of payment has been arranged. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Library of Congress Cataloging-in-Publication Data Xu, Yangsheng. Human behavior learning and transfer / Yangsheng Xu, Ka Keung Lee. p. cm. ISBN 0-8493-7783-8 1. Learning, Psychology of. I. Lee, Ka Keung. II. Title. BF318.X8 2006 153.1'54--dc22 2005049923 Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com Taylor & Francis Group and the CRC Press Web site at is the Academic Division of T&F Informa plc. http://www.crcpress.com To Our Families Preface Overthepasttwodecades,rapidadvancesincomputerperformancehavenot been matched with similar advances in the development of intelligent robots and systems. Although humans are quite adept at mastering complex and dynamic skills, we are far less impressive in formalizing our behavior into algorithmic, machine-codable strategies. Therefore, it has been difficult to duplicate the types of intelligent skills and actions we witness every day as humans,inrobotsandothermachines. Thisnotonlylimitsthecapabilitiesof individual robots,but also the extent to which humans and robots can safely interact and cooperate with one another. Nevertheless, human actions are currently our only examples of truly “intelligent” behavior. As such, there exists a profound need to abstract human skill into computational models, capable of realistic emulation of dynamic human behavior. The main focus of this book is the modeling and transfer of human action and reaction behaviors. For human reaction skills, we apply machine learn- ing techniques and statistical analysis towards abstracting models of human behavior. It is our contention that such models can be learnt efficiently to emulate complex human control behaviors in the feedback loop. For human actionskills,themethodspresentedherearebasedontechniquesforreducing the dimensionality of data sets while preserving as much useful information as possible. The research in modeling human behaviors from human data or human demonstration has thus far not addressed a number of important issues, in- cludingmodelingofcontinuousanddiscontinuousbehaviors,modelvalidation, model evaluation, model optimization, and efficient transfer of model chara- teristics. Chapters 2 to 8 of this book will discuss various topics involved in human reaction skill modeling. We propose and develop an efficient con- tinuous learning framework for modeling human controlstrategy (HCS) that combines cascade neural networks and node-decoupled extended Kalman fil- tering. WethenapplycascadelearningtowardsabstractingHCSmodelsfrom experimentalcontrolstrategydata(Chapter3). Next,wepresentastochastic, discontinuousmodelingframeworkformodeling discontinuoushumancontrol strategies. For validation of behavior model, we formulate a stochastic sim- ilarity measure, based on hidden Markov model analysis that is capable of comparing multi-dimensional stochastic control trajectories (Chapter 4). For model evaluation, we propose and develop performance criteria based on inherence analysis (Chapter 5). We also propose an iterative optimiza- tion algorithm, based on simultaneous perturbed stochastic approximation iii iv Human Behavior Learning and Transfer (SPSA), for improving the performance of learnt HCS models (Chapter 6). InChapter7,wedeveloptwoalgorithmsforHCSmodeltransferring. Oneof them is based onthe similarity measure and SPSA. The proposedalgorithms allow us to develop useful apprentice models that nevertheless incorporate some of the robust aspects of the expert HCS models. In Chapter 8, we will present a case study in which human navigational skills are transferred to a wheelchair. In Chapters 9 to 14, issues related to human action skill modeling will be presented. In Chapter 10, we will discuss global parametric modeling of human performance data. Local modeling based on general purpose non- parametric methods is the focus of Chapter 11. Chapter 12 presents adaptations to these non-parametric methods for the specific purpose of modeling human performance, in which we derive a s- plinesmootherthatcanbuildbest-fittrajectoriesofhumanperformancedata through phase space. In Chapters 13 and 14, three case studies in human action modeling are presented. We will model the actions of human on three different levels, namely, facial actions, full-body actions, and walking trajectories. We wish to acknowledge the contributors, who are the past students of the first author, on whose work our presentation is partly based. Michael Nechyba’s work laid the foundation of human reaction modeling and the re- lated work are presented in Chapters 2 to 4. Jingyan Song developed the methodology for the evaluation, optimization and trasfer of human reaction behaviors, which form the contents in Chapters 5 to 7. The work presented in Chapter 8 was mainly performed by Kyle H. N. Chow. Chapters 9 to 12, which discuss the modeling of human action skills, come primarily from the research of Christopher Lee. The first author would also like to thank his students for their supportandfriendshipwhile he workedatCarnegieMellon University and the Chinese University of Hong Kong. Our book reviewers have contributed their advices in making critical sug- gestions. We are also grateful for the effort of the editors and staff at Taylor and Francis throughout the development of this book. This book could not have happened without the support from our fund- ing sources. The research and development work described in this book is partially supported by the grants from the Research Grants Council of the Hong Kong Special Administration Region (Projects No. CUHK4138/97E, CUHK4164/98E, CUHK 4197/00E, CUHK4228/01E, CUHK4317/02E, and CUHK4163/03E), and by the Hong Kong Innovation and Technology Fund under grant ITS/140/01. Yangsheng Xu and Ka Keung Lee The Chinese University of Hong Kong Spring 2005 Authors Yangsheng Xu receivedhis Ph.D. fromUniversity of Pennsylvaniain the area of robotics in 1989. He has been with the Department of Automation and Computer-Aided Engineering at The Chinese University of Hong Kong (CUHK) since 1997, and served as department chairman from 1997 to 2004. Prof. Xu is currently a chair professor in the department and he was a fac- ulty member at the School of Computer Science, Carnegie Mellon University (CMU) from 1989 to 1999. Prof. Xu’s research interests have been in robotics and human interface, and their applications in service, aerospace, and industry. At first he worked on designing and controling robots for space operations. He also made con- tributions in human control strategy modeling and applications in real-time control. Hismorerecenteffortshavebeenconcentratedonwearableinterface, intelligent surveillance, and future space systems. Hehasbeenaprincipalinvestigatorinmorethan30projectsfundedbyboth governments and industries. Based on his research work, he has fortunately published over70 papers in journals,130 papers in internationalconferences, and several book contributions and books. He has been serving or served on advisory boards or panels in various government agencies and industries in the United States, Japan, Korea, Hong Kong, and mainland China. He is a fellow of IEEE, HKIE, and IEAS. v

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