HOBBITS, ELVES, AND WIZARDS Michael N. Stanton 01 staunton fm 1 9/18/01 2:36 PM Page i H , O B B I T S E , LVES A N D W I Z A R D S This page intentionally left blank 01 staunton fm 1 9/18/01 2:36 PM Page iii H , O B B I T S E , LVES A N D W I Z A R D S Exploring the Wonders and Worlds of J. R. R. Tolkien’s The Lord of the Rings MICHAEL N. STANTON for St. Martin’s Press 01 staunton fm 1 9/18/01 2:36 PM Page iv HOBBITS, ELVES, ANDWIZARDS Copyright © Michael N. Stanton, 2001. All rights reserved. No part of this book may be used or reproduced in any manner whatsoever without written permission except in the case of brief quotations embodied in critical articles or reviews. First published 2001 by PALGRAVETM 175 Fifth Avenue, New York, N.Y. 10010 Companies and representatives throughout the world. PALGRAVEis the new global publishing imprint of St. Martin’s Press LLC Scholarly and Reference Division and Palgrave Publishers Ltd. (formerly Macmillan Press Ltd.). ISBN 0–312–23826–6 Library of Congress Cataloging-in-Publication Data available at the Library of Congress. Design by Letra Libre, Inc. First PALGRAVE edition: December 2001 10 9 8 7 6 5 4 3 2 1 Printed in the United States of America 01 staunton fm 1 9/18/01 2:36 PM Page v In Memory of My Parents Thomas (1886–1955) and Genevieve (1915–2000) And of My Student and Fellow Lover of Tolkien Christopher J. Hill (1961–1990) This page intentionally left blank 01 staunton fm 1 9/18/01 2:36 PM Page vii Table of Contents Acknowledgements ix Preface xi Part I Chapter 1 Backgrounds 1 Chapter 2 Geography, History, Theme 11 Chapter 3 The Fellowship of the Ring:Prologue and Book I 21 Chapter 4 The Fellowship of the Ring:Book II 33 Chapter 5 A Short Interlude 45 Chapter 6 The Two Towers:Book III 51 Chapter 7 The Two Towers:Book IV 61 Chapter 8 The Return of the King:Book V 73 Chapter 9 The Return of the King:Book VI 83 Part II Introductory Note 95 Chapter 10 The Elves 99 Chapter 11 The Dwarves 107 Chapter 12 The Ents 115 Chapter 13 Humankind 121 Chapter 14 Darkness, Evil, and Forms of the Enemy 133 Chapter 15 On Languages 147 Chapter 16 Mind, Spirit, and Dream in The Lord of the Rings 159 Afterword 171 Notes 173 Bibliography 181 Index 185 This page intentionally left blank 01 staunton fm 1 9/18/01 2:36 PM Page ix Acknowledgements Iwrote the first form of this book during a medical leave from teaching at the University of Vermont in the spring of 1997. I wrote it to enter- tain and instruct myself and sought neither encouragement nor warn- ing; thus, the core of the book has been my responsibility from the start. Since that early draft, however, I have had help in altering the book consid- erably and, I hope, improving it somewhat. For their help in the process, including suggestions, corrections, and words of encouragement, I thank my colleagues at UVM and elsewhere, in- cluding Virginia Clark, David Critchett, Chris Hansen, Mary Lou Kete, Alfred Rosa, Robyn Warhol, and Jamie Williamson. Special thanks go to Spencer Mallozzi, who read an early draft and gave me an honest reaction to it from a student’s point of view; Spencer also helped me prepare a book proposal when the time came. Once the book left my desk, my agent Michael Rosenberg of the Rosen- berg Group helped me greatly and represented me ably. My editor Michael Flamini gave me wise counsel and encouragement in the right proportions. Mark Fowler helped make the book a reality as it now exists, and so in an- other sense did my nephew Alex Weinhagen, who solved a variety of com- puter mysteries for me. In the background are scholars and writers whose work has been useful to me in diverse ways, and acknowledgement of whom in the notes and in the Bibliography can scarcely repay my debt. They include the earlier critics of Tolkien, such as Paul Kocher and Randel Helms, whose ideas are basic and even now important. Humphrey Carpenter’s edition of the Letters, like his biogra- phy of Tolkien, has been a valuable resource. Everyone concerned with Tolkien
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