Hibernation and the Hypothalamus Neuroscience Series EDITOR: Arnold Towe, University of Washington PREVIOUS TITLES: Physiological Basis of the Alpha Rhythm by Per Andersen (University of Oslo) and Sven Andersson (University of Gothenburg) The Bisected Brain by Michael S. Gazzaniga (New York University) Hibernation and the Hypothalamus NICHOLAS MROSOVSKY DEPARTMENTS OF ZOOLOGY AND PSYCHOLOGY UNIVERSITY OF TORONTO ApPLETON -CENTURY- CROFTS EDUCATIONAL DIVISION MEREDITH CORPORATION Copyright © 1971 by MEREDITH CORPORATION Softcover reprint of the hardcover ISt edition 1971 Al! rights reserved. This book, or parts thereof, must not be used or reproduced in any manner without written permission. For information address the publisher, Appleton.Century-Crofts, EducationaI Division, Meredith Corporation, 440 Park Avenue South, New York, New York 10016. 721-1 Library of Congress Catalog Card Number: 71-120859 ISBN 978-1-4684-7178-6 ISBN 978-1-4684-7176-2 (eBook) DOI 10.1007/978-1-4684-7176-2 39°-65365-9 Preface Mammalian hibernation is commonly thought of as something completely out of the ordinary, a "unique and unorthodox state." The present book takes the opposite view. It argues that the physiological achievements of hibernators do not deEend on special mechanisms but on special use of ordinary mechanisms. It is precisely this that makes the hibernators important. If the hibernators de pend on some unique physiological principle their study is that of a biological curio. But if they are using basic mammalian systems in a quantitatively extreme way, then they are a naturally occurring preparation of enormous potential. Hibernation involves every aspect of the animal's biology from fat metabo lism to behavior, from thermoregulation to dental caries; every system in the body is affected in some way or other by hibernation. A comprehensive account of hibernation would be almost coextensive with an account of the whole of mammalian biology. The present book does not attempt to describe everything that has been discovered about hibernation. Excellent coverage for that already exists in the proceedings of three recent symposia and in the other major source materials listed on page 233. There is in fact an enormous amount of information already available. But there is a difference between information and understanding. Despite the increasing volume of research and growing interest in mammalian hibernation, there is little appreciation of the essential characteristics of the phenomena. The pieces of the puzzle lie scattered. The present book concentrates on one aspect of hibernation phenomena, the nature and role of central nervous system regulating mechanisms, and attempts to make some coherence out of the facts. As such it is not so much concerned with listing facts as with their interpretation and their relation to mammalian regulation in general. In a number of places I have disagreed with the conclusions and emphases others have placed on their own results. I come from a tradition where disagreement with interpretation of results has no implication about the intelli. gence or worth of an endeavor. It implies only disagreement with interpretation and as such can be a valuable part of the process of sharpening and formulating issues. Indeed, I feel greatly indebted to many people, both in hibernation reo search and outside it, for criticism, ideas, information, and stimulation. v It is not possible here to thank everyone who helped me in some way or other; this endeavor has taken place in a matrix of many other people's goodwill and cooperation and I am most grateful to them. However, I should like to mention Dr. R. V. Short in whose drawing room as a student I first saw an animal in hibernation, a hedgehog brought in from outside to demonstrate J. arousal. I am especially happy to thank Dr. Sara Shettleworth for many con structive suggestions and discussions, and Dr. Ursula Rowlatt for her valuable and sparkling criticisms. Dr. C. P. Lyman and Dr. E. M. Striker kindly com mented on the manuscript. Any errors or misconceptions still remaining are my own responsibility. I am grateful to my colleagues for advice on numerous points and should particularly like to thank Dr. Glenn Macdonald for en couragement. The late Dr. K. C. Fisher gave me generous support. Grants from the National Research Council of Canada and their approach to financing ex perimental work have been much appreciated, and the operation of the Hiberna tion Information Exchange by Dr. Albert Dawe and his staff has been invaluable (see Dawe, 1961). I thank Mrs. Regina Niedra for her patience with the figures and Miss Eileen Asome, Mrs. Kirsteen Lang, Mrs. Anna Dart, Mr. Hugh Craske, Miss Rosemary Crean, Mr. Norman Hatton, Mrs. Janice Sperry, Mr. and Mrs. K. Ponomarev, Miss M. Karlsons, and Miss Janet Baher for help with materials and the preparation of the manuscript. For permission to use illustrations and material (acknowledged in detail on the appropriate page) I thank: J. R. Alcorn, R. K. Andjus, E. D. Bailey, H. Balin ska, G. A. Bartholomew, J. Benoit, T. J. Cade, B. Canguilhem, J. J. Christian, J. D. Corbit, M. Critchley, S. A. D'Angelo, D. E. Davis, D. S. Farner, C. L. Hamilton, H. T. Hammel, G. W. Harris, A. M. Hoffman, R. A. Hoffman, E. C. c. Jaeger, E. W. Jameson, Kayser, G. C. Kennedy, M. Khai'ry, R. Kristoffersson, R. E. MacMillen, J. F. Manery, W. V. Mayer, R. K. Meyer, S. McKeever, N. E. Miller, P. R. Morrison, R. E. Nisbett, E. T. Pengelley, V. D. Ramirez, C. P. Richter, W. W. Roberts, S. S. Schachter, J. H. Smit-Vis, D. Snow, F. Strumwas ser, P. Teitelbaum, D. W. Thomas, P. Q. Tomich, J. W. Twente, O. Wade, L. J. Wells, and the American Association for the Advancement of Science, American Medical Association, American Ornithologists Union, American Physio logical Society, American Psychological Association, American Society of Mam malogists, Bailliere, Tindall and Cassell Ltd., British Ornithologists' Union, Cambridge University Press, Carnegie Institution of Washington, Centre National de la Recherche Scientifique, Duke University Press, Experientia, Federation of American Societies for Experimental Biology, W. H. Freeman and Company, Finnish Academy of Science and Letters, Johns Hopkins Press, Journal of Phys iology, J. B. Lippincott Company, MacMillan (Journals) Ltd., The Marine Biological Laboratory, Woods Hole; Masson et Cie, Museum of Comparative Zoology, Harvard College; National Research Council of Canada, Oliver and Boyd Ltd., The Ottawa Field-Naturalists' Club, Panstwowe Wydawnictwo Na ukowe, Pergamon Publishing Company, Periodica, The Society of the Sigma XI, University of California Press, The University of Chicago Press, University of Illinois Press, The U.S. National Academy of Sciences, The Wistar Institute of Anatomy and Biology. VI Contents Preface / v Frontispiece / viii 1. FUNCTIONAL AND PHYLOGENETIC PERSPECTIVE / I 2. HIBERNATION AND THE HYPOTHALAMUS / 20 3. THE MEDIAL HYPOTHALAMUS AND PRE HIBERNATION OBESITY: A THEORY BASED ON BEHAVIORAL TESTS / 25 4. CONTROL SYSTEMS FOR ANNUAL CYCLES / 103 5. THERMOREGULATION DURING HIBERNATION: THE ADJUSTABLE THERMOSTAT / 147 6. THE CONDITIONS FOR TORPOR / 168 7. HYPOTHALAMIC PLASTICITY / 208 8. IMPLICATIONS AND SPECULATIONS / 215 Bibliography / 233 MAIN SOURCES FOR REFERENCES ON HIBERNATION / 233 REFERENCES / 233 ADDITIONAL REFERENCES / 270 Index / 273 FRONTISPIECE. An obese dormouse, Glis glis. The animal, a female, was kept in a warm laboratory, 25+4°C, on a diet of sunflower seeds, apple, and a standard rodent food. Dormice are somewhat smaller than laboratory rats. The length of this species, excluding the tail, is about 15 cm. When photographed the animal weighed 280 g. Subsequently it put on more than 200 additional grams, reaching a weight of 494 g. (Photo graph by E. Hitchcock. From Mrosovsky. 1968. Scientific American, 218 ( 3 ) : 114. Copyright 1968 by Scientific American, Inc. All rights reserved.) Hibernation and the Hypothalamus 1 Functional and Phylogenetic Perspective Functional definition-hibernation and migration Hibernation is a solution to the problem of seasonal food short age. Essentially, it is a physiological solution. Although behavior such as preparation of the nest and provision of the burrow with food may be important, the lowering of metabolic energy expenditure is central to hibernation. In contrast migration, although accompanied by physiological changes such as premigratory fattening and endocrine involution, is essentially a behavioral solution,a moving of the whole animal to the abundance of other habitats. Hibernation is physiological acceptance of re duced energy sources: migration is behavioral defiance of local conditions. Although hibernation is the more remarkable of these two great biological solutions to the threat of seasonal scarcity, it is migration that stands in the spotlight of scientific and public imagination. There are two main reasons for this, and both are ill-founded. First, there is the tendency to regard a behavioral response as in some sense superior to a physiological response. Second, there is the idea that while hibernation is based on a primitive physiology, migration is a quite exceptional and special example of behavior. But as behavior, migration is no more remarkable than courting and mating or other response sequences. This is not to belittle migration. It is an intricate and valid achievement and seems to depend, in some cases, I