Hans-Joachim Petsche Hermann Graßmann Biography Translated by Mark Minnes Scientific Consultants: Lloyd Kannenberg and Steve Russ Birkhäuser Basel · Boston · Berlin Author: Hans-Joachim Petsche Hessestraße 18 D-14469 Potsdam Germany e-mail: [email protected] Library of Congress Control Number: 2009929497 Bibliographic information published by Die Deutsche Bibliothek Die Deutsche Bibliothek lists this publication in the Deutsche Nationalbibliographie; detailed bibliographic data is available in the internet at http://dnb.ddb.de ISBN 978-3-7643-8859-1 Birkhäuser Verlag AG, Basel - Boston - Berlin This work is subject to copyright. All rights are reserved, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, re-use of illustrations, recitation, broadcasting, reproduction on microfilms or in other ways, and storage in data banks. For any kind of use, permission of the copyright owner must be obtained. © 2009 Birkhäuser Verlag AG Basel · Boston · Berlin P.O. Box 133, CH-4010 Basel, Switzerland Part of Springer Science+Business Media Printed on acid-free paper produced from chlorine-free pulp. TCF ∞ Cover figure: Hermann Günther Graßmann, xylograph after a photograph from 1874. Source: Hermann Graßmann. Gesammelte mathematische und physikalische Werke. Bd. 1.1. Herausgeg. von Fr. Engel unter Mitwirkung von E. Study, Leipzig 1894; background: see p. 60. Cover design and typeset: K. Uplegger, Birkhäuser, Basel Printed on acid-free paper produced from chlorine-free pulp Printed in Germany ISBN 978-3-7643-8859-1 e-ISBN 978-3-7643-8860-7 9 8 7 6 5 4 3 2 1 www.birkhauser.ch Contents Translator’s note ....................................................................................................VII Foreword .................................................................................................................IX Introduction ........................................................................................................XIII Notes .........................................................................................................................................XIX 1 Graßmann’s life .................................................................................................1 1.1 The historical context .......................................................................................................1 1.2 The family: traditions and relatives ...............................................................................9 1.3 Graßmann’s youth and university years ......................................................................15 1.4 The path to independent mathematical achievements (1830 – 1840) .................26 1.5 Mathematical productivity and the struggle for recognition (1840 – 1848) ......33 1.6 The Revolution comes to Germany (1848) ...............................................................45 1.7 Renewed struggles for recognition as a mathematician ..........................................58 1.8 Farewell to mathematics, success as a philologist and late acclaim in mathematics .................................................................................................................77 Notes .............................................................................................................................................89 2 Graßmann’s sources of inspiration ..............................................................101 2.1 Justus Graßmann: Father and precursor of his son’s mathematical and philosophical views ..............................................................................................101 2.2 Robert Graßmann (1815 – 1901): Brother and collaborator .............................117 2.3 Friedrich Schleiermacher’s impact on Graßmann and fundamental thoughts from his lectures on dialectics ..................................................................130 VI Contents Notes ..........................................................................................................................................155 3 Hermann Günther Graßmann’s contributions to the development of mathematics and their place in the history of mathematics ....................165 3.1 Some basic aspects concerning the development of geometry from the 17th to the 19th century ...............................................................................166 3.2 Graßmann’s examination thesis on the theory of tides.........................................171 3.3 The 1844 Extension Theory and Graßmann’s theory of algebraic curves ..........175 3.4 The prize-winning treatise on geometric analysis (1847) ....................................193 3.5 The Extension Theory of 1862 ....................................................................................196 3.6 Work on the foundations of arithmetic (1861) .....................................................198 3.7 The impact of Graßmann’s ideas on the development of mathematics .............205 Notes ..........................................................................................................................................212 4 The genesis and essence of Hermann Günther Graßmann’s philosophical views in the Extension Theory of 1844 ..................................221 4.1 The genesis of Extension Theory’s basic principles ..................................................222 4.2 Hermann Graßmann’s basic philosophical principles concerning his determination of the essence of mathematics ...................................................227 4.3 Hermann Graßmann’s views on restructuring mathematics and on locating Extension Theory ......................................................................................235 4.4 Hermann Graßmann’s views on the essence of the mathematical method and its relation to the method of philosophy .........................................................241 4.5 Graßmann’s Extension Theory and Schleiermacher’s Dialectic ............................244 Closing remarks .......................................................................................................................248 Notes ..........................................................................................................................................249 Chronology of Graßmann’s life ............................................................................257 Abbreviations........................................................................................................263 Bibliography .........................................................................................................265 List of illustrations ................................................................................................293 List of persons mentioned ....................................................................................295 Translator’s note Prof. Hans-Joachim Petsche’s Graßmann is a book on mathematics and German cul- tural history. As a translator, I have attempted to make the text as accessible as possible to the English-speaking readership. Some decisions should not go unmentioned. Hermann Graßmann’s mathematical terminology is often quite extravagant and unusual. In many cases, the translation also gives Graßmann’s original German concepts. With his permission and generous cooperation, I have used Dr. Lloyd Kannenberg’s ter- minology from his translations of Graßmann, e. g. displacement (“Strecke”), magnitude (“Größe”), conjunction (“Verknüpfung”), evolution (“Änderung”), etc. As many German-language books in the original bibliography as possible have been cited from their English translations. In many cases, however, quotations had to be translated and the footnotes still refer to the German originals. The Graßmann brothers used an early edition of Schleiermacher’s Dialectic of which there is no English transla- tion. Of course, the same is true of many other works and letters. All titles of books and journal articles have been translated into English. The origi- nal titles and the corresponding bibliographical references appear in parentheses and quotation marks. In these cases, dates refer to the year of publication of the text quoted in the bibliography. Finally, we should not forget that today the formerly Prussian town of Stettin is the Polish city of Szczecin. The use of the German name Stettin should not be construed as questioning that historical fact. This translation was a collaborative process. I would like to thank Dr. Steve Russ (University of Warwick) and Dr. Lloyd Kannenberg (University of Massachusetts Lowell) for sharing their expertise and doing the hard work of proofreading the manu- script. I thank them for many pleasant discussions and their supportive approach to the project. The author, Hans-Joachim Petsche, kept our little research team together and showed warm and stimulating appreciation of our efforts. Mark Minnes Foreword In Wilhelm Traugott Krug’s General Handbook of the Philosophical Sciences of 1827 (“Allgemeines Handwörterbuch der philosophischen Wissenschaften”), we find the fol- lowing entry for the terms “mathematics” and “mathematical”: “Mathematics … only [deals with] magnitudes which appear in time and space and which therefore can be represented, counted and measured as numbers or figures… A philosopher should familiarize himself with mathematics and a mathematician with philosophy, as far as their talent, interests, time and surroundings will permit. But one should not confuse and throw into one pot what the progress of scientific knowledge has separated, and rightly so. …mathematical philosophy and philosophical mathemat- ics – in the commonly accepted sense of the terms, namely as a mixture of both – are scientific or, rather, unscientific monsters. They no more satisfy and please the educated mind than could a human body consisting of a mixture of man and woman.”1 But this view did not prevent Hermann Graßmann2, a 35 year-old secondary school teacher from the Prussian town of Stettin, from publishing a work of mathemat- ics which, as he later remarked, “is certain to be more pleasing to more philosophically inclined readers”.3 Graßmann’s book also claimed to have founded a new branch of sci- ence “which extends and intellectualizes the sensual intuitions of geometry into gen- eral, logical concepts, and, with regard to abstract generality, is not simply one among the other branches of mathematics, such as algebra, combination theory, and func- tion theory, but rather far surpasses them, in that all fundamental elements are unified under this branch, which thus as it were forms the keystone of the entire structure of mathematics.”4 Hermann Graßmann, a novice in mathematics whose name was completely unknown in the mathematical community of his day, did not hesitate to send his book – Linear Extension Theory, A New Branch of Mathematics (1844) – to the most famous math- X Foreword ematicians of his time. But their assessment of his work remained completely within the framework of the Kantian view of mathematics, which we find in the quotation above. This was a disaster for Graßmann. Among German mathematicians, August Ferdinand Möbius was closest to Graßmann’s scientific perspective. Möbius told Apelt in a letter that he had repeatedly attempted to understand Graßmann’s book, “…but I never got beyond the first pages … since [the book] … lacks all intuitive clarity, which is the es- sential characteristic of mathematical insight.”5 In a letter to Gauß, Möbius wrote that Graßmann had “strayed from the firm foundations of mathematics”6. Johann August Grunert wrote Graßmann: “I also would have hoped that you would have refrained from getting so involved in philosophical reflections.”7 Ernst Friedrich Apelt, a friend of Möbius, remarked that “Graßmann’s peculiar Extension Theory … seems to be built on a wrong understanding of the philosophy of mathematics. …The abstract extension theory he is looking for could only be developed from concepts. Concepts are not the source of mathematical knowledge, but intuition.”8 Finally, Richard Baltzer came to the following conclusion: “…I begin to feel dizzy in the head and disoriented when I read it.”9 Moritz Cantor summed up the fate of Extension Theory in one simple sentence: “The book was published in 1844 by O. Wigand in Leipzig, nobody reviewed it, nobody bought it, and therefore the publisher destroyed the entire first edition!”10 Half a century later, nobody doubted the importance of Graßmann’s mathematical work. On Felix Klein’s initiative, a six-volume collection of Graßmann’s writings in mathematics and physics was pub- lished between 1894 and 1911.11 Thanks to mathematicians such as Hermann Hankel, Alfred Clebsch, Felix Klein and Friedrich Engel, Graßmann’s achievements concerning the foundations of vector and tensor calculus, the development of n-dimensional affine and projective geometry and his fundamental work in algebra and in other areas were recognized in retrospect. Today, Graßmann has become a familiar name in mathemat- ics. Nevertheless, many mathematicians are quite unfamiliar with his magnum opus in mathematics. Even though “a general feeling of respect for this mathematician from Stettin has spread in the scientific community”, as F. Engel remarked in 1911, “this feel- ing of respect usually does not arise from knowledge of Graßmann’s writings but, rather, is based on hearsay.”12 Graßmann’s Extension Theory of 1844 was ignored for over a quarter of a century. Among other reasons, the general rejection of its philosophical approach and its philosophical mode of presentation led to this lack of recognition. Unhappily, this anti-philosophical attitude blinded mathematicians to the true value of Extension Theory. A closer analysis of the book will show that Graßmann’s philosophical and, to put it more precisely, dialectical approach to mathematical problems is exactly what gave him the inspiration he needed to create and elaborate a new mathematical discipline, namely vector and tensor calculus. What is more: Graßmann was capable of building an unheard-of vector-algebraic theory of n dimensions because he was familiar with the philosophical thinking of his time and because he consciously used dialectics, Foreword XI the philosophy of the increasingly dominant German bourgeoisie, as a method for es- tablishing and presenting new insights. The present book aims to critically appreciate and explain the life and work of Hermann Graßmann (1809 – 1877). Notwithstanding the fact that Graßmann has entered into the history of mathe- matics as the founder of vector algebra, he still remains a relatively unknown figure. The hundredth anniversary of his death in 1977 passed almost completely unnoticed. A conference held in Germany on the occasion of the 150th anniversary of the publication of Linear Extension Theory in May 1994 was one of the last major attempts to save his name from oblivion. In September 2009 the Graßmann Bicentennial Conference in Potsdam will commemorate the 200th anniversary of Graßmann’s birth and attempt to contextualize his work from a present-day perspective. The 19th century, in which Graßmann’s scientific creativity blossomed, is still a highly promising area for future research. Few scholars have attempted to analyze the historical interactions between philosophy and mathematics. Very much remains to be done.13 These are plenty of reasons to have another look at Graßmann. Introduction Hermann Graßmann, born 200 years before the publication of the English edition of this book, was one of the most extraordinary personalities in 19th century science. The circumstances of his scientific achievements are no less remarkable than the results to which he came. Graßmann, who had originally aspired to become a theologian and remained an autodidact in mathematics and the natural sciences, was over 30 years old when he turned to scientific research. With the exception of three years in B erlin as a student, he spent virtually his entire life within the walls of his Pomeranian home- town, Stettin, where he worked as a teacher in a “Gymnasium”, or secondary school. He had literally no contact to the leading scientists and mathematicians of his time and lived far away from the most important centers of scientific research. His personal library contained only a few scientific works. Nevertheless, he was extraordinarily pro- lific in his scientific work. Graßmann has gone down in history for his discoveries in the theory of electricity, the theory of colors and of vowels. He was also among the pi- oneers of comparative philology and of Vedaic research. In 1996, his dictionary of the vocabulary of the Rig-Veda, a collection of pre-Buddhist religious hymns from India (12th – 6th century BC), was reprinted for the sixth time.14 Nonetheless, Graßmann’s main achievements lie in the field of mathematics. His two “Ausdehnungslehren”, or Extension Theories (A1, A2), of 1844 and 1861 make him one of the founders of vector and tensor calculus. Remarkably, he made these discoveries without having any con- nection to the English mathematician W. R. Hamilton. A decade before B. Riemann, Graßmann was the first mathematician to create a theory of n-dimensional manifolds by generalizing traditional three-dimensional geometry. Even though the results of his mathematical projects were not officially recognized for almost 30 years, they had an enduring scientific impact on mathematicians such as Felix Klein, Giuseppe Peano, Alfred North Whitehead, Élie Cartan, Hermann Hankel, Walter von Dyck, Josiah