00Heat Treatments 22/6/07 12:05 Page i H T P P EAT REATMENTS FOR OSTHARVEST EST C : T P ONTROL HEORY AND RACTICE 00Heat Treatments 22/6/07 12:05 Page ii 00Heat Treatments 22/6/07 12:05 Page iii H T EAT REATMENTS FOR P P OSTHARVEST EST C : T ONTROL HEORY AND P RACTICE Edited by Juming Tang Elizabeth Mitcham Shaojin Wang and Susan Lurie 00Heat Treatments 22/6/07 12:05 Page iv CABI is a trading name of CAB International CABI Head Office CABI North American Office Nosworthy Way 875 Massachusetts Avenue Wallingford 7th Floor Oxon OX10 8DE Cambridge, MA 02139 UK USA Tel: +44 (0)1491 832111 Tel: +1 617395 4056 Fax: +44 (0)1491 833508 Fax: +1 617354 6875 E-mail: [email protected] E-mail: [email protected] Website: www.cabi.org © CAB International 2007. All rights reserved. No part of this publication may be reproduced in any form or by any means, electronically, mechanically, by photocopying, recording or otherwise, without the prior permission of the copyright owners. A catalogue record for this book is available from the British Library, London, UK. A catalogue record for this book is available from the Library of Congress, Washington, DC. ISBN 978 1 84593 252 7 Typeset by Columns Design Ltd, Reading, UK Printed and bound in the UK by Cromwell Press, Trowbridge 00Heat Treatments 22/6/07 12:05 Page v Contents Preface ix Contributors xi Reviewers xiii 1 Introduction 1 J.D. Hansen and J.A. Johnson 1.1 History and Purpose of Quarantine and 1 Phytosanitation Requirements 1.2 Review of Treatments 4 1.3 Survey of Heat Treatments 8 1.4 Heat Treatments for Microbial Control 16 1.5 Tolerance of Commodities to Heat Treatments 16 1.6 Conclusions 16 1.7 References 17 2 Fundamental Heat Transfer Theory for Thermal Treatments 27 J. Tang and S. Wang 2.1 Introduction 27 2.2 Conventional Heat Transfer Theory 28 2.3 Dielectric Heating 41 2.4 Case Studies to Demonstrate the Differences between Conventional and Dielectric Heating 47 2.5 Closing Remarks 51 2.6 References 53 3 Temperature Measurement 56 J. Tang and S. Wang 3.1 Introduction 56 v 00Heat Treatments 22/6/07 12:05 Page vi vi Contents 3.2 Principles and Properties 56 3.3 Sensor Calibration, Precision and Response Time 68 3.4 Application of Temperature Sensors 70 3.5 Temperature Control 76 3.6 Closing Remarks 76 3.7 References 77 4 Physiological Responses of Agricultural Commodities to 79 Heat Treatments S. Lurie and E.J. Mitcham 4.1 Introduction 79 4.2 Effects on Physiology 79 4.3 Types of Heat Damage 83 4.4 Responses of Dried Commodities to Heat Treatment 90 4.5 Factors Affecting Response to Heat Treatment 92 4.6 Conclusions 97 4.7 References 97 5 Experimental and Simulation Methods of Insect Thermal 105 Death Kinetics S. Wang, J. Tang and J.D. Hansen 5.1 Introduction 105 5.2 Experimental Methods for Obtaining Thermal Kinetic Response Information 107 5.3 Insect Mortality Models 112 5.4 Model Comparisons 124 5.5 Model Applications 126 5.6 Closing Remarks 128 5.7 References 128 6 Biology and Thermal Death Kinetics of Selected Insects 133 J. Tang, S. Wang and J.A. Johnson 6.1 Introduction 133 6.2 Biology and Economic Impact of Target Species 134 6.3 Thermal Death Data 144 6.4 Influence of Life Stages and Species on Thermal Mortality 149 6.5 Activation Energies for Thermal Kill of Insect Pests 154 6.6 Preconditioning Effects on Thermotolerance of Pests 155 6.7 Effect of Heating Rates in Thermal Treatments 157 6.8 Closing Remarks 158 6.9 References 159 7 Thermal Control of Fungi in the Reduction of Postharvest Decay 162 E. Fallik and S. Lurie 7.1 Introduction 162 7.2 Responses of Fungi to Thermal Heat: in Vitro Studies 162 7.3 Methods of Thermal Treatment 165 7.4 Conclusions 174 00Heat Treatments 22/6/07 12:05 Page vii Contents vii 7.5 Acknowledgements 177 7.6 References 177 8 Disinfestation of Stored Products and Associated 182 Structures Using Heat S.J. Beckett, P.G. Fields and Bh. Subramanyam 8.1 Introduction 182 8.2 The Use of Heat for Insect Management 190 8.3 Effects of High Temperatures on Stored-product Insects 193 8.4 Heat Tolerance in Stored-product Insects 194 8.5 Survey of Current Thermal Kinetic Data: Empirical Methods and Common Models 195 8.6 Current Status of Research and Development in Heat Disinfestation of Stored Products 212 8.7 Heat Disinfestation of Structures 220 8.8 Conclusions 228 8.9 References 229 9 Considerations for Phytosanitary Heat Treatment Research 238 G.J. Hallman 9.1 Introduction 238 9.2 Source of Research Organisms 239 9.3 Rearing Conditions 240 9.4 Methods of Infesting Commodities for Disinfestation Research 241 9.5 Determination of Disinfestation Policy 245 9.6 Commodity Conditioning 246 9.7 Commercial Possibilities 246 9.8 Conclusions and Recommendations 247 9.9 References 248 10 Heat with Controlled Atmospheres 251 E.J. Mitcham 10.1 Introduction 251 10.2 Mode of Action of Controlled Atmospheres on Insects 252 10.3 Effects of Controlled Atmospheres on Commodities 254 10.4 Effects of Heat and Controlled Atmospheres on Arthropod Pests 255 10.5 Commodity Response to High-temperature Controlled Atmospheres 260 10.6 Synergistic Effects of Heat and Controlled Atmospheres 262 10.7 Promising Treatments 264 10.8 Summary 264 10.9 References 265 00Heat Treatments 22/6/07 12:05 Page viii viii Contents 11 The Influence of Heat Shock Proteins on Insect Pests and 269 Fruits in Thermal Treatments S. Lurie and E. Jang 11.1 Introduction 269 11.2 Heat Shock Proteins 271 11.3 Heat Shock Responses and Heat Shock Proteins in Plant Tissue 273 11.4 Heat Shock Responses and Heat Shock Proteins in Insects 276 11.5 Discussion 282 11.6 References 285 12 Thermal Treatment Protocol Development and Scale-up 291 J. Tang, S. Wang and J.W. Armstrong 12.1 Introduction 291 12.2 Strategies for Thermal Treatment Development 291 12.3 Systematic Development of RF 295 Treatment for In-shell Walnuts 12.4 Developing RF Treatments for Fresh Fruits 304 12.5 Conclusions 308 12.6 References 308 13 Commercial Quarantine Heat Treatments 311 J.W. Armstrong and R.L. Mangan 13.1 Introduction 311 13.2 Definitions and Concepts 312 13.3 Quarantine Heat Treatments 313 13.4 Quarantine Treatment Protocols 315 13.5 Quarantine Security Statistics 316 13.6 Developing Quarantine Heat Treatments 318 13.7 Commodity Quality 325 13.8 Experimental Heat Treatment Equipment 329 13.9 Heat Treatment Research 330 13.10 Commercial Heat Treatment Equipment and Facilities 332 13.11 Approved Commercial Heat Treatments 334 13.12 Summary 334 13.13 References 336 Index 341 00Heat Treatments 22/6/07 12:05 Page ix Preface With increasing globalization facilitated by World Trade Organization agreements and other treaties, the international trade of agricultural commodities has increasingly become an important part of the global economy. Unlike manufactured goods, agricultural commodities are natural carriers of exotic pests. Unintended introduction of these pests to new areas may cause major losses to native crops. Importing countries or regions have thus imposed quarantine or phytosanitary measures against several economically important insect pests. Methyl bromide has been the most effective pest control fumigant for host commodities structures; however, it is now listed as an ozone-depleting chemical under the Montreal Protocol of 1992 and other related international agreements. As such, there are severe restrictions against its use, creating an urgent need to find environmentally friendly and effective alternatives. Thermal treatments have drawn increasing attention because they are environmentally friendly, leave no chemical residues and have already been successfully used for some commodities structures. The purpose of this book is to provide fundamental and up-to-date published information on thermal treatments managing postharvest pests associated with agricultural commodities structures. Specific topics of this book include: (i) regulatory issues for quarantine and phytosanitory treatments; (ii) basic information on temperature measurement, heat transfer and thermal death kinetics of insects; (iii) biological responses of agricultural commodities and insect pests; (iv) biological responses of plants, insects and pathogens to heat; and (v) an introduction to current and potential quarantine treatments based on hot air, hot water and radio frequency energy. The book is divided into 13 chapters written by leading experts with extensive research experience in their relevant fields. The contributors are affiliated with research universities or government research institutes in the USA, Israel, Australia and Canada. The contributors of this book bring expertise from three different disciplines that are highly relevant to this subject, ix 00Heat Treatments 22/6/07 12:05 Page x x Preface namely, engineering, entomology and plant physiology. From this perspective, it is the most comprehensive book yet on the subject of thermal treatments for pest control. Through a multidisplinary book, we hope to establish a sound basis for further development and implementation of thermal control methods for pests of harvested agricultural commodities structures. It should serve as an important resource for readers who are interested in knowledge, methods and strategies used in the development of environmentally friendly pest control processes based on thermal energy. This book may also be suited for readers worldwide at different levels in academia, industry and government. The editorial team thanks the contributors for sharing their valuable experiences and knowledge. Each chapter has been reviewed by two internal or two external reviewers. We, therefore, thank those reviewers (see the list of reviewers) for helping us maintain a high standard throughout the book’s content. We appreciate grant support from the US Department of Initiative for Future Agriculture and Food Systems (IFAFS), National Research Initiative (NRI) and Cooperative State Research, Education, Extension Service (CSREES) Methyl Bromide Transitions programs, and from other grant agencies, including BARD (USA–Israel Binational Agricultural Research and Development), California Department of Food andAgriculture (CDFA), Washington State University IMPACT Centre and commodity commissions from the States of California and Washington. Those grants provided opportunities for several book contributors to work closely over the past 8 years on numerous multidisciplinary research projects and allowed us to develop understanding, collaboration and friendship across disciplinary, institutional and geographic borders. Juming Tang Elizabeth Mitcham Shaojin Wang Susan Lurie