H C P , P , EALTH ARE OLITICS OLICY S AND ERVICES GunnarAlmgren,PhD,isanAssociateProfessorintheSchoolofSocialWorkatthe University of Washington. He is also a Faculty Affiliate of the West Coast Poverty Center and a Faculty Research Associate at the Center for Studies in Demography andEcology.Hisprofessionalinterestsincludehealthcarepolicyandthesocialdeter- minantsofhealth.Hisresearchinterestsincludethestudyoftheeffectsofracialsegre- gation and economic disadvantage on urban mortality trends, and the health care policyeffectsonthehealthcaresafetynet. H C P , P , EALTH ARE OLITICS OLICY S AND ERVICES A S J A OCIAL USTICE NALYSIS S E ECOND DITION Gunnar Almgren, PhD Copyright#2013SpringerPublishingCompany,LLC Allrightsreserved. Nopartofthispublicationmaybereproduced,storedinaretrievalsystem,ortransmittedinanyformorbyany means,electronic,mechanical,photocopying,recording,orotherwise,withoutthepriorpermissionofSpringer PublishingCompany,LLC,orauthorizationthroughpaymentoftheappropriatefeestotheCopyright ClearanceCenter,Inc.,222RosewoodDrive,Danvers,MA01923,978-750-8400,fax978-646-8600,info@co- pyright.comorontheWebatwww.copyright.com. SpringerPublishingCompany,LLC 11West42ndStreet NewYork,NY10036 www.springerpub.com AcquisitionsEditor:SheriW.Sussman SeniorProductionEditor:JoeStubenrauch Composition:Techset ISBN:978-0-8261-0887-6 E-bookISBN:978-0-8261-0888-3 Qualifiedinstructorsmayrequestsupplementsbyemailingtextbook@springerpub.com Instructor’sManual:978-0-8261-9929-4 12131415/54321 TheauthorandthepublisherofthisWorkhavemadeeveryefforttousesourcesbelievedtobereliableto provideinformationthatisaccurateandcompatiblewiththestandardsgenerallyacceptedatthetimeof publication.Theauthorandpublishershallnotbeliableforanyspecial,consequential,orexemplarydamages resulting,inwholeorinpart,fromthereaders’useof,orrelianceon,theinformationcontainedinthisbook.The publisherhasnoresponsibilityforthepersistenceoraccuracyofURLsforexternalorthird-partyInternet websitesreferredtointhispublicationanddoesnotguaranteethatanycontentonsuchwebsitesis,orwill remain,accurateorappropriate. LibraryofCongressCataloging-in-PublicationData Almgren,GunnarRobert,1951– Healthcarepolitics,policy,andservices:asocialjusticeanalysis/GunnarAlmgren.—2nded. p.;cm. Includesbibliographicalreferencesandindex. ISBN978-0-8261-0887-6—ISBN978-0-8261-0888-3(e-book)—ISBN978-0-8261-9929-4(instructor’smanual) I.Title. [DNLM:1.DeliveryofHealthCare—UnitedStates.2.HealthServices—economics—UnitedStates.3.Health Services—history—UnitedStates.4.HealthcareDisparities—UnitedStates.5.SocialJustice—UnitedStates. 6.SocioeconomicFactors—UnitedStates.W84AA1] 362.10973–dc23 2012023132 Specialdiscountsonbulkquantitiesofourbooksareavailabletocorporations,professionalassoci- ations,pharmaceuticalcompanies,healthcareorganizations,andotherqualifyinggroups. Ifyouareinterestedinacustombook,includingchaptersfrommorethanoneofourtitles,wecan providethatserviceaswell. Fordetails,pleasecontact: SpecialSalesDepartment,SpringerPublishingCompany,LLC 11West42ndStreet,15thFloor,NewYork,NY10036-8002s Phone:877-687-7476or212-431-4370;Fax:212-941-7842 Email:[email protected] PrintedintheUnitedStatesofAmericabyBangPrinting. To my wife Linda, in loving gratitude for the nearly four decades of life we have shared together. The best is yet ahead of us my love. C ONTENTS Foreword EdwardF.Lawlor,PhD xi Preface xiii Acknowledgments xv Chapter1 APrimeronTheoriesofSocialJusticeandDefiningthe ProblemofHealthCare 1 DefiningtheProblemofSocialJustice 1 AlternativeTheoriesofSocialJustice 2 ConcludingComments:AlternativeTheoreticalPerspectiveson “theRighttoHealthCare” 31 Notes 41 References 45 Chapter2 HistoricalEvolvementoftheU.S.HealthCareSystem 49 HistoricalEvolvementoftheBasicComponentsoftheHealth CareSystem:Hospitals,Doctors,Nurses,andHealthInsurance 50 TheHistoricalEvolvementoftheFederalGovernmentin HealthCare 64 ConcludingComments:ProspectsforAchievingHealth CareReform 100 Notes 101 References 105 Chapter3 TheContemporaryOrganizationofHealthCare:HealthCare Finance 109 HealthCareExpenditures 110 AnOverviewofHealthCareSystemFinance—Employment-Based HealthInsurance 118 AnOverviewofHealthCareSystemFinance—PublicFinancingof HealthCare 139 ConcludingComments:TheLargePresenceofPublicDollarsin theFinancingofHealthCare 153 vii VIII CONTENTS Notes 154 References 157 Chapter4 TheContemporaryOrganizationofHealthCare:HealthCare ServicesandUtilization 161 TheMixedPublic/PrivateStructureoftheU.S.HealthCare System 161 TheResourcesoftheU.S.System:Facilities,Technology,and HumanResources 164 TheHealthCareSystemSafetyNet 188 ConcludingComments:TheParadoxicalUnderachievementof theU.S.HealthCareSystem 200 Notes 201 References 203 Chapter5 Long-TermCareoftheAgedandDisabled 207 TheLong-TermCareServicesSystem 208 TheSustainabilityofResourcesforLong-TermCare:Caregiving LaborandPublic/PrivateFinancing 225 DirectionsforLong-TermFinancingPolicy 232 ConcludingComments:ASocialJusticePerspectiveonthe FinancingofLong-TermCare 237 Notes 238 References 239 Chapter6 DisparitiesinHealthandHealthCare 243 ConceptualizingDisparitiesinHealthandHealthCare 243 MeasuringDisparitiesinHealthandHealthCare 252 SocialCharacteristicsAssociatedWithDisparitiesinHealthand HealthCare 262 DisparitiesinHealthandBurdenofDisease:General Findings 263 ConcludingComments:TheDeepRootsofDisparitiesinHealth Care 277 Notes 278 References 281 Chapter7 SocialEpidemiology:UnravelingtheSocialDeterminantsof DisparitiesinHealth 285 TheDisciplineofSocialEpidemiology 286 The“FundamentalSocialCauses”Hypothesis 294 IncomeInequalityasaSocialDeterminantofHealth 304 CONTENTS IX TheoreticalDebatesConcerningIncomeInequalityEffects 306 ConcludingComments:SocialEpidemiologyasaTool ofSocialPolicy 317 Notes 318 References 321 Chapter8 ProspectsforJustHealthCareSystemReform:APolitical andPrincipledAnalysis 327 TheSocialandPoliticalContextofHealthCareReform 327 ThePatientProtectionandAffordableCareAct(PPACA) 342 ConcludingComments:TowardaProgressiveVisionof UniversalHealthCare 367 Notes 370 References 376 Glossary 381 Index 391