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Handbook on Business Process Management 2: Strategic Alignment, Governance, People and Culture PDF

864 Pages·2015·18.87 MB·English
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International Handbooks on Information Systems Jan vom Brocke Michael Rosemann Editors Handbook on Business Process Management 2 Strategic Alignment, Governance, People and Culture 2nd Edition International Handbooks on Information Systems Series Editors Peter Bernus, Jacek Błaz˙ewicz, Gu¨nter J. Schmidt, Michael J. Shaw For furthervolumes: http://www.springer.com/series/3795 Titles in the Series M.Shaw,R.Blanning,T.Straderand P.Bernus,K.MerlinsandG.Schmidt(Eds.) A.Whinston(Eds.) HandbookonArchitectures HandbookonElectronicCommerce ofInformationSystems ISBN978-3-540-65882-1 ISBN978-3-540-25472-0,2ndEdition J.Błażewicz,K.Ecker,B.Plateauand S.Kirn,O.Herzog,P.Lockemann D.Trystram(Eds.) andO.Spaniol(Eds.) HandbookonParalleland MultiagentEngineering DistributedProcessing ISBN978-3-540-31406-6 ISBN978-3-540-66441-3 J.Błażewicz,K.Ecker,E.Pesch, H.H.Adelsberger,Kinshuk, G.SchmidtandJ.Weglarz(Eds.) J.M.PawlowskiandD.Sampson(Eds.) HandbookonScheduling HandbookonInformationTechnologies ISBN978-3-540-28046-0 forEducationandTraining F.BursteinandC.W.Holsapple(Eds.) ISBN978-3-540-74154-1,2ndEdition HandbookonDecisionSupportSystems1 C.W.Holsapple(Ed.) ISBN978-3-540-48712-8 HandbookonKnowledgeManagement1 F.BursteinandC.W.Holsapple(Eds.) KnowledgeMatters HandbookonDecisionSupportSystems2 ISBN978-3-540-43527-3 ISBN978-3-540-48715-9 C.W.Holsapple(Ed.) D.Seese,Ch.Weinhardt HandbookonKnowledgeManagement2 andF.Schlottmann(Eds.) KnowledgeDirections HandbookonInformationTechnology ISBN978-3-540-43848-9 inFinance J.Błażewicz,W.Kubiak,I.Morzyand ISBN978-3-540-49486-7 M.Rusinkiewicz(Eds.) T.C.EdwinCheng HandbookonDataManagementin andTsan-MingChoi(Eds.) InformationSystems InnovativeQuickResponseProgramsin ISBN978-3-540-43893-9 LogisticsandSupplyChainManagement P.Bernus,P.NemesandG.Schmidt(Eds.) ISBN978-3-642-04312-3 HandbookonEnterpriseArchitecture J.vomBrockeandM.Rosemann(Eds.) ISBN978-3-540-00343-4 HandbookonBusinessProcess S.StaabandR.Studer(Eds.) Management1 HandbookonOntologies ISBN978-3-642-45099-0,2ndEdition ISBN978-3-540-70999-2,2ndEdition J.vomBrockeandM.Rosemann(Eds.) S.O.KimbroughandD.J.Wu(Eds.) HandbookonBusinessProcess FormalModellinginElectronic Management2 Commerce ISBN978-3-642-45102-7,2ndEdition ISBN978-3-540-21431-1 Jan vom Brocke (cid:129) Michael Rosemann Editors Handbook on Business Process Management 2 Strategic Alignment, Governance, People and Culture Second Edition Editors Prof.Dr.JanvomBrocke Prof.Dr.MichaelRosemann UniversityofLiechtenstein QueenslandUniversityofTechnology InstituteofInformationSystems SchoolofInformationSystems Vaduz,PrincipalityofLiechtenstein Brisbane,Queensland,Australia [email protected] [email protected] ISBN978-3-642-45102-7 ISBN978-3-642-45103-4(eBook) DOI10.1007/978-3-642-45103-4 SpringerHeidelbergNewYorkDordrechtLondon LibraryofCongressControlNumber:2014947230 ©Springer-VerlagBerlinHeidelberg2010,2015 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation,broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionor informationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped.Exemptedfromthislegalreservationarebriefexcerpts inconnectionwithreviewsorscholarlyanalysisormaterialsuppliedspecificallyforthepurposeofbeing enteredandexecutedonacomputersystem,forexclusiveusebythepurchaserofthework.Duplication ofthispublicationorpartsthereofispermittedonlyundertheprovisionsoftheCopyrightLawofthe Publisher’s location, in its current version, and permission for use must always be obtained from Springer.PermissionsforusemaybeobtainedthroughRightsLinkattheCopyrightClearanceCenter. ViolationsareliabletoprosecutionundertherespectiveCopyrightLaw. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexempt fromtherelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. While the advice and information in this book are believed to be true and accurate at the date of publication,neithertheauthorsnortheeditorsnorthepublishercanacceptanylegalresponsibilityfor anyerrorsoromissionsthatmaybemade.Thepublishermakesnowarranty,expressorimplied,with respecttothematerialcontainedherein. Printedonacid-freepaper SpringerispartofSpringerScience+BusinessMedia(www.springer.com) tomywonderfulwifeChristinaandourlovely kids Moritz and Marieke from Jan to Louise, Noah and Sophie – with love from Michael ThiSisaFMBlankPage Foreword to the 2nd Edition TheBPMHandbookbringsthethoughtleadersaroundtheglobetogethertopresent the comprehensive body of knowledge in Business Process Management (BPM). The first edition summarized the work of more than 100 of the world’s leading experts in the field in 50 chapters and two volumes. Following the structure of BPM’s six well-established core elements—strategic alignment, governance, methods,informationsystems,people,andculture—the BPMHandbook provides a comprehensive view of the management of processes using an enterprise-wide scope.Aftermorethan5,000hardcopiessoldandmorethan60,000singlechapters downloaded,weareoverwhelmedbyandgratefulforthepositivereceptionofthis book by BPM professionals and academics. Today, the BPM handbook ranges amongthetop25%mostdownloadedeBooksintheSpringereBookCollection. Since the first edition was published in 2010, BPM has further developed and matured. New technologies provide new process design options. For example, in-memory databases afford new opportunities in the form of real-time and context-aware process execution, monitoring, and mining, and social media plays avitalroleinembeddingbusinessprocessesincorporate andwider communities. Atthesametime,newchallenges,suchasincreaseddemandinprocessinnovation, process analytics, and process agility, have emerged. These and other organiza- tional developments have expanded the status and the possibilities of BPM and motivated us to conduct a detailed review, update, and extension of the BPM Handbook,thesecondedition. ThestructureofthissecondeditionstillcentersonthesixcoreelementsofBPM while incorporating new topics and providing substantial revisions in the areas of theoreticalfoundationsofBPM,practical applicationstoreal-lifescenarios,anda numberofupdatesinordertoreflectthemostcurrentprogressinthefield. Thenewchaptersaddressrecentdevelopments,suchasin-memorytechnology andsocialmedia,aswellascasesthatshowhowBPMcanbeappliedtomasterthe contemporary challenges of process innovation, agility, and sustainability. We learned from our readers that introductory chapters to the six core elements of BPM are useful, as are advanced chapters that build on rigorous BPM research. vii viii Forewordtothe2ndEdition Therefore,weaddedanumberofchapterstoprovidesuchintroductionstothework on process frameworks, process simulation, process value, process culture, and processtechnologies.Intheprocess,wewelcomedanumberofBPMexpertstoour team ofauthors,includingAnnaSidorova,JerryLuftman,andHasso Plattnerand theirrespectedco-authors. SomepartsoftheHandbookremainuntouched, suchasthecontributionsfrom Michael Hammer and Geary A. Rummler, who both passed away in 2008. Their thoughtsremainandwillalwaysbeinspirationalfortheBPMcommunity. Wearegratefultothemanypeoplewhoworkedenthusiasticallyonmakingthe second edition of the BPM Handbook possible. In particular, we thank Christian Sonnenberg,fromtheInstituteofInformationSystemsoftheUniversityofLiech- tenstein, who brought order and discipline to the first edition and who has again been instrumental in the editorial process of the second edition. His strong com- mitment to this Handbook has been a critical factor in its success. We also thank ChristianRauscherfromSpringerforhisstrongsupportofthissecondeditionand all of the authors for the significant time and effort they invested in writing and revisingtheirchapters. We trust that this consolidated work will find a wide audience and that this updatedandextendededitionwillfurthercontributetoshapingtheBPMfieldasa managementdiscipline. May2014 JanvomBrocke Vaduz,Liechtenstein/Brisbane,Australia MichaelRosemann Foreword to the 1st Edition BusinessProcessManagement(BPM)hasemergedasacomprehensiveconsolida- tion of disciplines sharing the belief that a process-centered approach leads to substantialimprovementsinbothperformanceandcomplianceofasystem.Apart from productivity gains, BPM has the power to innovate and continuously transform businesses and entire cross-organizational value chains. The paradigm of“processthinking”isbynomeansaninventionofthelasttwodecadesbuthad alreadybeenpostulatedbyearlyeconomistssuchasAdamSmithorengineerssuch asFrederickTaylor. A wide uptake of the process paradigm began at an early stage in the manufacturing sector, either as a central principle in planning approaches such as MRP II or as a factory layout principle. Yet, it took an amazingly long period of timebeforetheserviceindustriesactuallyrecognizedthesignificanceofprocesses asanimportantorganizationalvariable.Theeverincreasingpressureintheultimate journeyforcorporateexcellenceandinnovationwentalongwiththeconceptionof a“process”asaunitofanalysisandincreasinglyappearedinvariousdisciplines. As part of quality management, the critical role of process quality led to a plethora of process analysis techniques that culminated in the rigorous set of Six Sigma methods. In the information technology discipline, the process became an integral part of Enterprise Architectures and conceptual modeling frameworks. Processes became a “first class citizen” in process-aware software solutions and, inparticular,indedicatedBPM-systems,formerlyknownasworkflowmanagement systems. Reference models such as ITIL or SCOR postulated the idea of best (process) practices, and the accounting discipline started to consider processes as acontrollingobject(Activity-BasedCosting).Universitiesarenowslowlystarting tobuildBusinessProcessManagementcoursesintotheircurricula,whilepositions such as business process analysts or chief process officers are increasingly appearinginorganizationalcharts. However, while the role of processes has been widely recognized, an all-encompassing discipline promoting the importance of process and providing integrated BPM methodologies has been lacking for a long time. This may be a ix

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Business Process Management (BPM) has become one of the most widely used approaches for the design of modern organizational and information systems. The conscious treatment of business processes as significant corporate assets has facilitated substantial improvements in organizational performance bu
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