Handbook of Coherent-Domain Optical Methods Valery V. Tuchin Editor Handbook of Coherent-Domain Optical Methods Biomedical Diagnostics, Environmental Monitoring, and Materials Science Second Edition With714Figuresand27Tables Editor ValeryV.Tuchin DepartmentofOpticsandBiophotonics SaratovStateUniversity,and PrecisionMechanicsandControl InstituteoftheRussianAcademyofSciences Saratov,RussianFederation OptoelectronicsandMeasurementTechniquesLaboratory UniversityofOulu Oulu,Finland ISBN978-1-4614-5175-4 ISBN 978-1-4614-5176-1(eBook) ISBNBundle978-1-4614-5177-8(printandelectronicbundle) DOI10.1007/978-1-4614-5176-1 SpringerNewYorkHeidelbergDordrechtLondon LibraryofCongressControlNumber:2012952161 1stedition:#KluwerAcademicPublishers2004 2ndedition:#SpringerScienceþBusinessMediaNewYork2013 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartof the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation,broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionor informationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped.Exemptedfromthislegalreservationarebriefexcerpts inconnectionwithreviewsorscholarlyanalysisormaterialsuppliedspecificallyforthepurposeofbeing enteredandexecutedonacomputersystem,forexclusiveusebythepurchaserofthework.Duplication ofthispublicationorpartsthereofispermittedonlyundertheprovisionsoftheCopyrightLawofthe Publisher’s location, in its current version, and permission for use must always be obtained from Springer.PermissionsforusemaybeobtainedthroughRightsLinkattheCopyrightClearanceCenter. ViolationsareliabletoprosecutionundertherespectiveCopyrightLaw. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexempt fromtherelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. While the advice and information in this book are believed to be true and accurate at the date of publication,neithertheauthorsnortheeditorsnorthepublishercanacceptanylegalresponsibilityfor anyerrorsoromissionsthatmaybemade.Thepublishermakesnowarranty,expressorimplied,with respecttothematerialcontainedherein. Printedonacid-freepaper SpringerispartofSpringerScienceþBusinessMedia(www.springer.com) Preface This handbook deals with laser and coherent-domain methods as applied to bio- medical diagnostics, environmental monitoring, and materials inspection. It is a second edition of the two-volume Handbook of Coherent-Domain Optical Methods for Biomedical Diagnostics, Environmental and Material Science publishedbyKluwerAcademicPublishersin2004. Theappearanceofthisbookwasstimulatedbytherecentrapidprogressinnovel photonicstechnologiesonthebasisofdiodelasers,broadbandfemtosecondlasers (Ti: Sapphire or Cr: F€orsterite), light-emitting diodes (LEDs), and superlumi- nescencediodes(SLDs).Suchtechnologiesareapplicableinmanyfields,namely, biomedical, environmental, and material diagnostics and monitoring. The main reason that prompted me to edit this book is my many years co-chairing of the Conference on Optical Coherence Tomography and Coherence Domain Optical MethodsinBiomedicine(SPIEPhotonicsWestSymposia,SanJose/SanFrancisco, USA)togetherwithJosephIzattandJamesFujimoto,andtheintensiveworkofmy research group in collaboration with many leading groups throughout the world. These activities provided the possibility of inviting world-renowned experts to writethebookchapters. The problem of light interaction with scattering media, including biological tissues, is of great interest in medicine, environmental studies, and industry, and therefore it is often discussed in the monographic literature [1–15]. Since the publicationofthefirsteditionofthehandbook,anumberofnewbooks,handbooks, and tutorials were published (see [16–57]). This expanded edition is genetically linkedwiththementioned literature.However,thishandbookhassomeimportant specific features making it different from these other books. In particular, for the firsttimeinonebookavarietyofcoherent-domainopticalmethodsarediscussedin the framework of various applications, which are characterized by a strong light scattering.Readersareprovidedwiththeopportunitytolearnthefundamentalsof light interaction with random media and to obtain an overview on basic research containing the latest results on coherent and polarization properties of light scattered by random media, including tissues and blood, on speckle formation in multiplescatteringmedia,andonothernondestructiveinteractionsofcoherentlight with rough surfaces and tissues. Readers can then understand the principles of coherentdiagnosticstechniquesaspresentedinmanyotherchaptersofthisbook. v vi Preface This handbook is divided into six parts – Part 1: Speckle and Polarization Technologies (▶Chaps. 1–5); Part 2: Holography, Interferometry, Diffractive Imaging, and Wavefront Measurements (▶Chaps. 6–11); Part 3: Light Scattering Methods (▶Chaps. 12–15); Part 4: Optical Coherence Tomography (▶Chaps. 16–26); Part 5: Microscopy (▶Chaps. 27 and ▶28); and Part 6: Applications(▶Chaps.29–31). Therecentandprospectivemethodsofcoherentandpolarizationopticalimag- ing,tomography,andspectroscopy,includingpolarization-sensitiveopticalcoher- ent tomography, polarization diffusion wave spectroscopy, and elastic and quasi- elastic light scattering spectroscopy and imaging, are presented. The holographic, interferential,coherentlightscattering,anddiffractivetechniquesinapplicationto diagnostics of tissues and turbid materials are also discussed. The basics of wavefrontmeasurements,aberrationandadaptiveopticsinapplicationtoophthal- mology, are given in two chapters. Eleven chapters describe various aspects of optical coherence tomography (OCT) – a very new and growing field of coherent optics.Therefore,thesechaptersserveasagoodadditionandupdatetoHandbook of Optical Coherence Tomography [13] and the recent Springer book Optical Coherence Tomography: Technologyand Applications [30]. Readerswill find the chapter on laser scanning confocal microscopy, which is characterized by recent extraordinaryresultsofinvivoimaging,useful.RamanandOCTmicroscopiesas toolsfortissuesandvariousmaterialsinspectionarealsoanalyzedinthisbook. In comparison with the first edition, this edition is significantly updated with a few new chapters that more or less replace former chapters of authors who no longer work in the field, as well as a few chapters that cover new research fields suchasdigitalholographicmicroscopy,Fouriertransformlightscatteringmethod, coherent diffractive imaging, wavefront sensing, aberration measurement and adaptive optics in ophthalmology, and laser remote sensing in medicine and environmentalmonitoring. Thisbookrepresentsavaluablecontributionbywell-knownexpertsinthefield of coherent-domain light scattering technologies for diagnostics of random media andbiologicaltissues.Thecontributorsofthisvolumearedrawnacrosstheglobe from countries such as Australia, Austria, Bulgaria, Canada, China, Denmark, Finland,Germany,Italy,theNetherlands,NewZealand,Russia,Sweden,theUK, Ukraine,andtheUSA. Volume1consistsof15chapters.▶Chapter1describestheapproachestomultiple scatteringmediacharacterizationonthebasisofcorrelationandpolarizationanalysis of scattered radiation, including fundamentals of diffusing-wave and polarization spectroscopies. Results of basic research on speckle and polarization phenomena, industrial and biomedical applications of the speckle correlation, and polarization diagnostictechniquesintheframeworkoftheiruniversalityarealsopresented. Newfeasibilitiesformetrologyofcoherenceandpolarizationoflightfieldswith consideration of novel approaches to singular optics are dealt in ▶Chap. 2. The authors discuss new techniques based on the studies of completely or partially coherent/polarized complex fields that can be of use in optical correlation diagnostics. Preface vii In▶Chap.3,optical techniquesforthe studyoftissue structuresareclassified on the basis of polarization and correlation characteristics for real object fields of tissue samples and their images. The authors discuss novel approaches to the analysisoftissueopticalimagesbasedonpolarization,interference,andcorrelation characterizationofstructuresassociatedwiththetissuephysiologicalstate. ▶Chapter4describesthediffusingwavespectroscopy(DWS)methodologyand its application to noninvasive quantitative monitoring of blood microcirculation important for diabetes studies, pharmacological intervention for failing surgical skinflapsorreplants,assessingburndepth,diagnosingatheroscleroticdisease,and investigationofmechanismsofphotodynamictherapyincancertreatment. In ▶Chap. 5, the authors introduce a laser speckle imaging (LSI) method for dynamic,high-resolutionmonitoringofcerebralbloodflow(CBF)whichiscrucial for studying the normal and pathophysiologic conditions of brain metabolism. Three LSI data processing frameworks based on graphic processing unit (GPU), digitalsignalprocessor(DSP),andfiledprogrammablearray(FPGA)arediscussed. By illuminating the cortex with laser light and imaging the resulting speckle pattern,relativeCBFimageswithtensofmicronsspatialandmillisecondtemporal resolutionwereobtained. ▶Chapter6presentsmethodsfordigitalholographicmicroscopy(DHM)which provide label-free, multi-focus quantitative phase imaging of living cells. The DHM instrumentation and numerical processing of digitally captured holograms areexplainedinthischapter.Theuseofpartialcoherentlightandmulti-wavelength approachesarealsodiscussed.ThischapterdemonstratesthatDHMcanbeusedfor automatedtrackingofmigratingcellsandcellthickness/refractiveindexmonitor- inganddetermination,aswellasforlabel-freeanalysisinfluidics. Theauthorsof▶Chap.7discusstheconceptthatdiagnosisofacertaindisease (e.g.,cancer)isbasedonmodificationofoneofthelight(scattering)propertiesand translationofthatopticalinformationintodataofclinicalrelevance.Thebasicsof tissue scattering and analysis of existing scattering methods, as well as Fourier transform light scattering, a method recently developed by the authors, are presentedinthischapter. ▶Chapter 8 is an overview of the principles and basic concepts of coherent diffractiveimaging(CDI),anoveltechniqueforinspectingmatterfromnanometric down to picometric resolution. The plane wave CDI, focused beam Fresnel CDI, BraggCDI,keyholeCDI,andTEMCDIexperimentsarediscussed. In ▶Chap. 9, it is shown that wavefront sensing or aberration measurement in theeyeisakeyprobleminrefractivesurgeryandvisioncorrectionwithlaser;the origins of laser-based wavefront sensing technologies and new opportunities for their wider implementation in optometry and vision correction with customized contactandintraocularlensesareanalyzedanddiscussed. ▶Chapter10describescurrenttrendsinlaserremotesensingandlaserDoppler velocimetry, including principles and optical systems of wind sensing, flow and vibrationmeasurementandmapping.CoherentDoppleranddirectdetectionlidars with applications for environmental monitoring and flow velocity and vibration measurementsinbiomedicinearepresented. viii Preface The impact of several important factors, such as speckle modulation, temporal aberrations,andanisoplanaticeffects,ontheperformanceofophthalmicdiagnostic systemswithadaptiveopticscompensationofhumaneyeaberrationisinvestigated in ▶Chap. 11. The authors also consider the implementation of a fundus camera withadaptiveoptics. ▶Chapter12reviewslightscatteringspectroscopictechniquesinwhichcoher- enteffectsarecriticalbecausetheydefinethestructureofthespectrum.Particularly in the case of elastic light scattering, the targets themselves, such as aerosol particlesinenvironmentalscienceorcellsandsubcellularorganellesinbiomedical applications,playtheroleofmicroscopicopticalresonators.InthecaseofRaman spectroscopy, the spectrum is created due to light scattering from vibrations in moleculesoropticalphononsinsolids. TheprinciplesofspeckleandDopplermeasurements,aswellasparticleimage velocimetryareconsideredin▶Chap.13.Theauthorsdiscussthebasicphysicsof speckle microscopy, analyze the outputcharacteristics ofdynamic speckle micro- scope for measurements of parameters of biological flows, provide in vivo mea- surements of velocity of blood and lymph flows in microvessels using speckle- microscopic and cross-correlation techniques, and show the difficulties of the absolutevelocitymeasurements. In▶Chap.14,thepossibilitytodiagnoseocularandsystemicdiseasesthrough theeyeisdemonstrated.Recentprogressinquasi-elasticlightscattering(QELS)is described from a laboratory technique routinely used in the characterization of macromolecular dispersions to novel QELS instrumentation which has become compact, more sensitive, flexible, and easy to use. These developments have made QELS an important tool in ophthalmic research where diseases can be detectedearlyandnoninvasivelybeforetheclinicalsymptomsappear. TheMonteCarlosimulationprogramdevelopedformodelingoflightscattering inturbidmediaisdescribedin▶Chap.15.Variousoptionsforlighttransportand scattering, reflection and refraction at boundaries, light sources and detection, and some special features, like laser Doppler velocimetry, photoacoustics, and frequency-modulationscattering,aredescribed. Volume 2 presents a very new and growing field of coherent optics: optical coherence tomography (OCT). Various aspects of OCT techniques and applica- tions,particularlythoseusedinbiomedicine,arediscussed.Readersalsowillfind the description of laser scanning confocal microscopy, which is characterized by recentextraordinaryresultsoninvivoimaging,tobeinformative.OCTendoscopy and microscopy as tools for tissues and materials inspection are also analyzed in thisvolume. In comparison with the first edition, significant updates will be found together with a few new chapters on basic research and applications of OCT, and a new sectiononapplicationswiththreechaptersonMuellermatrixpolarimetryapplica- tionstomaterialscience,medicine,andenvironmentalmonitoring,nonlinearlaser fluorescencespectroscopyofnaturalorganiccompounds,andtriplet-tripletannihi- lation-assisted upconversion as an optical tool for probing physical parameter of materials. Preface ix The fundamentals of OCT, methods providing enhanced probing depth and higher contrast, as well as brief descriptions of applications in medicine, biology, andmaterialscience,arepresentedin▶Chap.16.Theimpactofmultiplescattering in tissues on the OCT imaging performance is analyzed. The developments and mechanismsforreducingtheoverwhelmingmultiplescatteringeffectsandimprov- ing imaging capabilities by the use of optical immersion technique are discussed. A novel technique based on the use of biocompatible and hyperosmotic chemical agentstoimpregnatethetissueandtoenhancetheOCTimagesisdescribed. Analyticalandnumericalmodelsfordescribingthelightpropagationinscatter- ing samples imaged by OCT systems are given in ▶Chap. 17. Analytical and numericalmodelsbasedontheextendedHuygens-Fresnelprincipleandadvanced Monte Carlo technique are derived and used for calculating the OCT signal. For improvement of OCT images, the so-called true-reflection algorithm in which the OCTsignalmaybecorrectedfortheattenuationcausedbyscatteringisdeveloped andverifiedexperimentallyandbyMonteCarlomodeling.AnovelmethodofOCT imaging is proposed on the basis of derived Wigner phase-space distribution function. The so-called en face OCT, which delivers slices in the tissue of coherence length thickness with an orientation similar to that of confocal microscopy is presented in ▶Chap. 18. The versatile operation in A, B, C scanning regimes; simultaneous OCT and confocal imaging; and simultaneous OCT imaging at differentdepthsareconsidered.B-scanandC-scanimagesfromdifferenttypesof tissues are presented. A number of OCT innovations, such as adaptive optics- assisted en face OCT/CM(SLO), coherence-gated wavefront sensors, en face OCT imaging with adjustable depth resolution, and 3D imaging of tissue and en facenon-scanningsystems,canbefoundinthischapter. The implementation of a real-time fiber-based polarization-sensitive OCT (PS-OCT) system, the associated behavior of polarization states in single-mode fibers, and optimal polarization modulation schemes are described in ▶Chap. 19. The principle of Stokes parameters determination in OCT, processing of PS-OCT signals to extract polarization properties of tissue, such as birefringence, optical axis orientation, and diattenuation, and results of in vivo determination of skin birefringence and birefringence of the retinal nerve fiber layer for glaucoma detectionarediscussed. ▶Chapter20describesanoninvasiveopticalmethodfortomographicimaging of in vivo tissue structure and hemodynamics with high spatial resolution. The principles of D-OCT, system design and implementation, and clinical application are described. The recent advances in imaging speed, spatial resolution, and velocity sensitivity as well as potential applications of D-OCT for mapping of 3-Dmicrovasculaturefortumordiagnosisandangiogenesisstudiesarediscussed. Doppler OCT signals for low and high scattering regimes are analyzed in ▶Chap.21.AMonteCarlosimulationisproposedfor descriptionoftheDoppler OCT signal which allows the readers to analyze the distortions in the measured Doppler OCT flow profile connected with the multiplicity of light scattering. Simulationsarecomparedwithphantomandbloodmeasurements. x Preface OCTmicrovascularimagingandquantification isthetopicof▶Chap.22with discussionoffundamentalsofphase-resolvedandpower-basedmethods,andexog- enouscontrastagents.ExamplesofmicrovascularOCTimaging,withemphasison treatmentmonitoringandtissueresponseassessment,arediscussed. Theultrahighresolution,ultrahighspeed,andwide-fieldOCTsystemforcorneal and retinal imaging is described in ▶Chap. 23. The authors demonstrate unique capabilitiesofthesystemthatincludethethicknessdeterminationofthetearfilm, cornealepithelium,andBowman’slayeroverawidefieldofview,aswellashigh- resolutionretinalmicroscopy. ▶Chapter24discussesthetheoreticalissuesofOCTimagingonthebasisofthe wave and energy approaches, and presents the development of polarization maintaining fiber optical elements for the OCT Michelson interferometer and variousmodificationsofOCTsuchas“two-color,”3D,cross-polarized,andendo- scopicOCTmodalities.ItalsosummarizesclinicalapplicationsofOCT,discusses criteriaofnorm and pathology, diagnostic value, and clinical indications in OCT. Compression of tissues and their impregnation by chemical agents are used for improvement of OCT images. An effective mathematical algorithm for postprocessingofOCTimagesaccountingfortissuescatteringisdemonstrated. The development and innovations of OCT needle-probe technologies are reviewed in ▶Chap. 25. Several different clinical applications, including demar- cation of margins of breast cancer tumor and lung imaging, demonstrate OCT needle-probecapabilitiesforopticalbiopsy. The authors of ▶Chap. 26 discovered that OCT is a well-suited imaging modalityforconductingpermeationtrialstoquantifydiffusivityofmoleculesand particlesthroughhumanandanimalvasculartissue.Itwasdemonstratedthatsuch studies could improve the understanding of the penetration and accumulation of lipoproteinsinarterialwallandthuscouldhelpinthepreventionandtreatmentof atherosclerosis. ▶Chapter27discussesthedevelopmentofacompactopticalcoherencemicro- scope (OCM) with ultrahigh axial (3.4 mm) and lateral (3.9 mm) resolution for imaginginternalstructuresofbiologicaltissuesatthecellularlevel.Suchresolution is achieved due to combined broadband radiation of two spectrally shifted SLDs andimplementationthedynamicfocusconceptwhichallowsforin-depthscanning ofacoherencegateandbeamwaistsynchronously.Resultsofatheoreticalinves- tigationofOCMaxialandlateralresolutiondegradationcausedbylightscattering intissuesarealsopresented. The principles and instrumentation of confocal scanning laser microscopy (CSLM) are described in ▶Chap. 28. It discusses reflectance-mode CSLM (rCSLM), where the images are based on the scattering properties of the cell or tissue. The mechanisms of image contrast and rCSLM application to study tissue propertiesareconsidered. ▶Chapter 29 describes the fundamentals of polarized beam interaction with naturalscenesandinformativepolarimetricidentifiersofobjectsofvariousnatures. It presents the Mueller matrix ideology. The multiplicative and additive matrix models of deterministic and depolarizing objects are discussed. Several