Carla Sharp Jennifer L. Tackett Editors Handbook of Borderline Personality Disorder in Children and Adolescents Foreword by John M. Oldham Handbook of Borderline Personality Disorder in Children and Adolescents . Carla Sharp (cid:129) Jennifer L. Tackett Editors Handbook of Borderline Personality Disorder in Children and Adolescents Foreword by John M. Oldham Editors CarlaSharp JenniferL.Tackett DepartmentPsychology DepartmentPsychology UniversityofHouston UniversityofHouston Houston,TX Houston,TX USA USA ISBN978-1-4939-0590-4 ISBN978-1-4939-0591-1(eBook) DOI10.1007/978-1-4939-0591-1 SpringerNewYorkHeidelbergDordrechtLondon LibraryofCongressControlNumber:2014932673 #SpringerScience+BusinessMediaNewYork2014 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeor part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations,recitation,broadcasting,reproductiononmicrofilmsorinanyotherphysicalway, andtransmissionorinformationstorageandretrieval,electronicadaptation,computersoftware, orbysimilarordissimilarmethodologynowknownorhereafterdeveloped.Exemptedfromthis legalreservationarebriefexcerptsinconnectionwithreviewsorscholarlyanalysisormaterial suppliedspecificallyforthepurposeofbeingenteredandexecutedonacomputersystem,for exclusiveusebythepurchaserofthework.Duplicationofthispublicationorpartsthereofis permitted only under the provisions of the Copyright Law of the Publisher’s location, in its currentversion,andpermissionforusemustalwaysbeobtainedfromSpringer.Permissionsfor usemaybeobtainedthroughRightsLinkattheCopyrightClearanceCenter.Violationsareliable toprosecutionundertherespectiveCopyrightLaw. Theuseofgeneraldescriptivenames,registerednames,trademarks,servicemarks,etc.inthis publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesare exemptfromtherelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. Whiletheadviceandinformationinthisbookarebelievedtobetrueandaccurateatthedateof publication, neither the authors nor the editors nor the publisher can accept any legal responsibilityforanyerrorsoromissionsthatmaybemade.Thepublishermakesnowarranty, expressorimplied,withrespecttothematerialcontainedherein. Printedonacid-freepaper SpringerispartofSpringerScience+BusinessMedia(www.springer.com) Carla Sharp: For Milla and Christian—for yourlove,patience,andsupport. Jennifer Tackett: For my brother, Josh, who gavemeinfinity. . Foreword Greatprogresshasbeenmadeinourunderstandingofborderlinepersonality disorder (BPD), a prevalent condition in clinical treatment settings that is characterized by significant impairment in functioning and by disabling, high-riskpatternsofbehavior.Persuasivedataare emerging thatclarify the moderate heritability of BPD, the nature of its most relevant heritable endophenotypes (e.g., emotion dysregulation and impulsivity), and the importance of epigenetics and the principle of bidirectional gene/environ- mentinteraction,allofwhichhelpusknowsomeofthethingstolookforas wetrytounderstandagivenpatientwithBPD.Studiesutilizingsophisticated brain imaging technologies are revealing patterns of neuropathology and pathophysiology in patients with BPD that may, at least in part, explain specificbehaviors.Forexample,volumeabnormalitiesinthelimbicsystem and deficient connectivity between the limbic system and the prefrontal cortex have been observed in patients with BPD, which could correlate with emotional hyper-reactivity and impaired ability to down-regulate emotions. These findings and many others, such as altered pain processing, neuropeptide abnormalities, and abnormal immune responses, are being steadily reported in patients with BPD, and there is a growing recognition thatBPDisfundamentallyabraindisorder,conceptuallysimilartowhatuntil recentlywerereferredtoas“AxisI”disorders. Althoughthepersonalitydisorders(PDs)havebeenineveryeditionofthe DiagnosticandStatisticalManualofMentalDisorders(DSM)oftheAmeri- can Psychiatric Association (APA), the terms used to classify them have changed through the years. In 1980, a multiaxial system was introduced in DSM-III,inwhichthepersonalitydisorders(PDs)wereclassifiedonAxisII, alongwithonlyoneothercategory,“SpecificDevelopmentalDisorders,”and the rationale for placing these categories on a separate axis was to insure “that consideration is given to the possible presence of disorders that are frequentlyoverlooked...”(APA,1980,p.23).Intentionallyornot,Ibelieve that the decision to locate the PDs on a separate axis from the “Clinical Syndromes”onAxis I,such asaffective disorders, schizophrenicdisorders, andanxietydisorders,reflectedacommonviewthatmanyAxisIconditions were “biogenic,” i.e., heritableepisodicconditions,whereasthe personality disorders were “psychogenic,” largely the result of early developmental misfortune,andtheywerenotthoughtlikelytohavefavorableresponsesto treatment.Nonetheless,evenifatleastpartiallysomotivated,thedecisionto vii viii Foreword place the PDs on Axis II did have the intended result, launching a ground- swellofresearchthathasledtoimportantadvancesinourunderstandingof theseconditions,particularlyBPD. Therehasbeenaparallelexplosionofprogressonthetreatmentfrontier. I had the good fortune to chair the APA Work Group to develop a Practice GuidelinefortheTreatmentofPatientswithBorderlinePersonalityDisorder, whichwaspublishedin2001(APA,2001).Theprimary,orcore,evidence- based treatmentrecommended for BPD was psychotherapy, combined with symptom-targetedadjunctivepharmacotherapy,asneeded.Thetwospecific typesofpsychotherapythathadthenbeenreportedtobeeffectiveinpatients with BPD, based on randomized controlled trials (RCTs), were dialectical behavior therapy (DBT) (Linehan, 1987) and mentalization-based therapy (MBT)(Bateman&Fonagy,1999).Inmorethanadecadesincethen,RCTs havedemonstratedtheeffectivenessofothertypesofpsychotherapy,includ- ing transference-focused psychotherapy (TFP) (Clarkin et al., 2007), schema-basedtherapy(SBT)(Young&Klosko,2005),cognitivebehavioral therapy(CBT)(Davidson,2006),systemstrainingforemotionalpredictabil- ity and problem solving (STEPPS) (Blum et al., 2008), and a number of others.Furthermore,evidence-basedpracticeguidelinesforthetreatmentof patients with BPD have now been published in The Netherlands (Trimbos Instituut, 2008), the United Kingdom (Kendall et al., 2009), and Australia (NHMRC, 2012), and a large Cochrane review has been published as well (Lieb, Vollm, Rucker, Timmer, & Stoffers, 2010), all of which present similar recommendations that psychotherapy is the primary treatment for BPD.Theseworldwideanalysesofclinical studiesoftreatmentofBPDare enormously encouraging, endorsing hope, and signaling that patients with BPD can benefit from treatment and need not fear that a diagnosis of BPD representsthepronouncementofa“lifesentence.” Most of the work summarized above, however, has been carried out in adultpatientswithBPD.Interestingly,DSM-IIIstatedthatPDs“bydefinition begininchildhoodoradolescenceandarecharacteristicofmostofadultlife” (APA, 1980, p. 306). In 1994, DSM-IV stated that “Personality Disorder categories may be applied to children or adolescents in those relatively unusualinstancesinwhichtheindividual’sparticularmaladaptivepersonality traits appear to be pervasive, persistent, and unlikely to be limited to a particulardevelopmentalstageoranepisodeofanAxisIdisorder.Itshould berecognizedthatthetraitsofaPersonalityDisorderthatappearinchildhood will often not persist unchanged into adult life. To diagnose a Personality Disorder in an individual under age 18 years, the features must have been presentforatleast1year”(APA,1994,p.631),andthislanguageisessen- tiallyunchangedinDSM-5(APA,2013,p.647).Asaresult,therehasbeena general assumption, even though it is incorrect, that clinicians were not to diagnose PDs in anyone under the age of 18, which may have contributed, untilrecently,totheslowpaceofresearchonPDsinadolescents. Fortunately,thecriticalimportanceofprevention,earlyidentification,and early intervention has gained traction for all forms of illness, and mental disorders in particular have been referred to as the chronic diseases of the young. Brain development during childhood and adolescence is complex Foreword ix under normal circumstances, as the pre-programmed process of change transforms early high levels of neuroplasticity and cellular redundancy into maturing states of greater efficiency, resulting in the emergence of abstract thinking, executive function, cognitive control, and emotion regulation. Successfulnavigationoftheseneurodevelopmentalwatersisenhancedbya stable psychosocial environment and relies especially on the presence of caring and available attachment figures. If a child has a moderate level of heritable risk to develop an illness such as BPD, the presence of stable, caring, and predictable caretaking figures may offset that risk and the PD maynotdevelop.Conversely,however,evenalowerlevelofriskmaysetthe stageforthedevelopmentofBPDinthecontextofcaretakerinconsistency, neglect,orevenfrankabuse. Asourunderstandingofearlydevelopmenthasevolved,abroadconsen- sushasemergedthatdisruptionsinattachmentandexperiencesofearlylife stresscanderailthesecomplexanddelicatematurationalprocessesinways thatcanbedisablingandpersistent.Adolescenceisacriticaldevelopmental window when pathological patterns of identity formation and behavior can begintoappearasharbingersoffuturepersonalitydisorders,andrecognition ofthesepatternsisthekeytoprotectiveearlyintervention. Agreatdealofprogresshasbeenmadeinourunderstandingofemerging patternsofBPDduringadolescence.Thisvolume,theHandbookofBorder- line Personality Disorder in Children and Adolescents, is an invaluably important compendium, contributing a wealth of new information. Carla Sharp and Jennifer Tackett have assembled a remarkable cast of authors (they among them) to cover with breadth and depth the latest conceptual thinking,clinicalwork,andresearchfindings,richlyfillinginwhathavebeen large gaps inourknowledge about the biopsychosocial scaffolding thatcan lead to the emergence of BPD. A comprehensive resource, the Handbook, presents sophisticated analyses of trait models of borderline pathology; reviews of neurobiological, genetic, and social-cognitive (e.g., “hypermen- talizing”) factors in borderline patients; descriptions of the early develop- mental course of emerging BPD; and evidence-based treatment recommendations. ThefinalsectionoftheHandbookincludesadescriptionoftheAlternative Model for the Personality Disorders, published in Section III (“Emerging Measures and Methods”) of DSM-5. As a member of the Work Group on Personality and Personality Disorders for DSM-5, I was involved in the developmentofthisAlternativeModel(AM),whichre-framesthepersonal- itydisorders,includingBPD,asmoderateorgreaterimpairmentinpersonal- ity functioning (defined as impairment in a sense of self [identity and self- direction] and impairment in interpersonal relationships [empathy and intimacy]),alongwiththepresenceofpathologicalpersonalitytraits.Inthe case of BPD, there is no stipulation regarding age of onset at age 18. In addition to the presence of moderate or greater impairment in personality functioning, BPD is defined by the presence of four or more of seven pathological personality traits. Four of these are in the trait domain of Negative Affectivity(emotionallability,anxiousness, separationinsecurity, and depressivity), two are in the trait domain of Disinhibition (impulsivity
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