B u s i n e s s C u l i n a r y A r c h i t e c t u r e C o m p u t e r G e n e r a l I n t e r e s t C h i l d r e n L i f e S c i e n c e s B i o g r a p h y A c c o u n t i n g F i n a n c e M a t h e m a t i c s H i s t o r y S e l f - I m p r o v e m e n t H e a l t h E n g i n e e r i n g G r a p h i c D e s i g n A p p l i e d S c i e n c e s P s y c h o l o g y I n t e r i o r D e s i g n B i o l o g y C h e m i s t r y e WILEY B O O K WILEY JOSSEY-BASS PFEIFFER J.K.LASSER CAPSTONE WILEY-LISS WILEY-VCH WILEY-INTERSCIENCE The Jossey-Bass/AHA Press Series translates the latest ideas on health care management into practical and actionable terms. Together, Jossey-Bass and the American Hospital Association offer these essential resources for the health care leaders of today. Handbook for the New Health Care Manager Practical Strategies for the Real World Second Edition Donald N. Lombardi Health Forum, Inc An American Hospital Association Company CHICAGO Copyright © 2001 by Jossey-Bass Inc., 350 Sansome Street, San Francisco, California 94104. This publication is designed to provide accurate and authoritative information in regard to the subject matter covered. It is sold with the understanding that the publisher is not engaged in rendering professional services. If professional advice or other expert assistance is required, the services of a competent professional person should be sought. The views expressed in this book are strictly those of the author and do not represent the official positions of the American Hospital Association. is a service mark of the American Hospital Association used under license by AHA Press. Jossey-Bass is a registered trademark of Jossey-Bass Inc., A Wiley Company. 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Substantial discounts on bulk quantities of Jossey-Bass books are available to corporations, professional associations, and other organizations. For details and discount information, contact the special sales department at Jossey-Bass. Manufactured in the United States of America on Lyons Falls Turin Book. This paper is acid-free and 100 percent totally chlorine-free. Library of Congress Cataloging-in-Publication Data Lombardi, Donald N., 1956– Handbook for the new health care manager : practical strategies for the real world / Donald N. Lombardi.— 2nd ed. p. ; cm. — (The Jossey-Bass/AHA press series) Includes bibliographical references and index. ISBN 0-7879-5560-4 (alk. paper) 1. Health facilities—Personnel management—Handbooks, manuals, etc. 2. Health services administration—Handbooks, manuals, etc. [DNLM: 1. Health Facilities—organization & administration—United States. 2. Delivery of Health Care—organization & administration—United States. 3. Health Facility Administrators—United States. 4. Organizational Case Studies—United States. 5. Personnel Management—methods—United States. WX 159 L842h 2001] I. Title. II. Series. RA971.35 .L65 2001 362.1'068'3—dc21 2001000637 SECONDEDITION PB Printing 10 9 8 7 6 5 4 3 2 1 Contents Preface ix Acknowledgments xiii The Author xv Part One: Health Care Leadership Imperatives 1 1 Understanding and Undertaking the Role of Health Care Manager 3 2 Making the Transition 29 3 Establishing a Progressive Work Environment 57 4 Managing the Nonplayers 87 5 Leading Through Conflict, Change, and Crisis 114 6 Orchestrating Progressive Team Action and Individual Performance 136 7 Strategic Analysis and Decision Making 168 8 Exemplifying Leadership Presence and Guidance 195 9 Case Study: Carolina Hospital Student Health Center 209 Part Two: Management Strategies 231 10 Encouraging Creativity 233 11 Selecting and Hiring Top Performers 256 12 Performance Evaluation 288 13 Negotiation Strategies 310 14 Balancing “Administrivia” and Progressive Action 335 15 Education and Development 357 16 Communication 380 v vi CONTENTS 17 Case Study: Jersey Medical Center Community Relations Office 403 Part Three: Resources 427 Appendix A: Analytical Planning and Decision-Making Tools 429 Appendix B: Structured Selection and Behavioral Interviewing System 441 Appendix C: Mentoring and Management Guidesheets 457 Index 491 Preface When the first edition of this book was written nearly a decade ago, the principal intention of the text was to provide the new health care manager with practical insights, strategies, and tools relative to the most demanding tenets of this challenging role. The modi- fier newin this case meant both the newly appointed leader as well as the already experienced leader who was indeed operating in an emergent environment of managed care, competition, and shrink- ing resources. By providing field-proven approaches and readily useful strategies in critical leadership and management areas, the first edition was received well throughout the field and seemingly fulfilled its overall objective. The health care environment has changed dramatically over the past ten years, and the essential accountabilities of the health care manager at every level and of every experience range have expanded widely. On any given day, the health care manager leads and educates, administers and sometimes ministers, negotiates and plans, all the while attending meetings, handling patient com- plaints, and balancing (hopefully) the semblance of a personal life. The quality of life for a health care manager can often be depen- dent on the quality of the manager’s work life. It is for the enrich- ment of this latter facet—quality of work life for the health care manager—that this second edition is intended. Readers of the first edition will recognize several topics and subjects that were covered in the first book. These topics have been revisited with an intent to update, enhance, and enrich the origi- nal pretext of those subjects, as new material has been discovered and innovative strategies have been validated through field use at many of our health care organizational clients. In some cases, time- honored maxims have been redefined; in all cases through this book, new axioms and approaches are delineated in the interest vii viii PREFACE of providing the reader with the most effective strategies available in the essential responsibilities of a health care manager. Additionally, several new chapters have been added and new chapter sections have been introduced, addressing new critical areas of responsibility for the health care manager. The need for the health care manager to negotiate issues, introduce change effectively, and handle the resistance and nonperformance of mar- ginal staff performers are just a few of the new topic areas that this second edition embraces and on which it seeks to provide realistic counsel and elucidation. In a similar vein, the resource section of the text and interspersed practicums contain numerous “how-to,” “by-the-numbers” information for immediate utilization in essen- tial areas such as behavioral interviewing, strategic planning, men- toring, and conflict resolution. This text is a practical guidebook for anyone who enjoys pas- sionately the responsibilities and satisfaction of health care leader- ship and management, which demands the dedication of the full extent of one’s abilities toward achieving excellence in the interest of aiding fellow community members who are in pain and need. It is unlikely that there is a more value-driven profession existent. Part One of the book, the Health Care Leadership Imperatives, covers the essential issues of leadership intrinsic to the new health care manager’s role. Many tomes have dissected and analyzed the differences between management and leadership, but this text claims to make no clear distinction between leadership and man- agement. Rather, leadership heads the section of chapters and accountabilities that are related to high-visibility roles and respon- sibilities regarding crisis, change and character, while the second section, on managementissues, delves into ongoing, yet important, daily responsibilities. In the leadership section, I begin with an overview and some “first steps” in understanding and undertaking the role of health care manager. Chapter One provides specific insight into the role and its possibilities, its potentials, and avoidance of initial pit- falls, concluding with a set of detailed “first moves.” Chapter Two continues in the provision of guidance for making the transition to management, with a focus on moving from a staff posi- tion to that of supervisory responsibilities, and a candid discussion PREFACE ix of the nuances inherent with making this transition smoothly and with the best likelihood of long-term success. The establishment of a progressive work environment is fully explored in Chapter Three with pragmatic exposition of how to set the right tone, communication channels, and initial expectations to staff, peers, and hierarchy. Chapter Four covers a topic that has been extremely relevant in the past five years in health care management: the res- olution, redirection, and in some cases removal of “nonplayers.” This chapter defines the characteristics of the chronic poor per- formers and dissenters; more importantly, it provides very detailed instruction on minimizing the negative impact of the nonplayers by employing a spectrum of logical tactics for resolution and per- formance recalibration. Relatedly, Chapter Five brings a fresh perspective on leading through change, conflict, and crisis, which will likely be one of the first organizational dynamics confronting the new health care man- ager. Chapter Six gives the reader both the breadth of the practi- cal theory of team building and team progressive action as well as the depth of “real-world” approaches to commanding group action and progress. The strategic planning and decision-making respon- sibility of a health care leader is a skill that is a requisite for success throughout the entirety of a practitioner’s career, and Chapter Seven accordingly covers the topic and presents delineated processes that will lead to the all-important product of positive out- comes producing patient-beneficial action. Chapter Eight covers leadership substance and style and presents exemplars that can be customized comfortably to the natural tendencies of the reader in their leadership roles. The leadership section concludes with a case study in Chapter Nine that provides a practical application sum- mary of the preceding chapters as well as the introduction of addi- tional strategies relevant to leadership strategy. The second part of the book, Management Strategies, is founded on a triadic confluence of management strategies that were validated in the field as effective from the first edition, new strategies that I have implemented in several leading health care organizations in my consulting practice over the past ten years, and some of the practicum of the vaunted Seton Hall University Master’s Degree Program in Strategic Communication and
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