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Guidelines on Tools, Supports, & Accommodations PDF

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Guidelines on Tools, Supports, & Accommodations FOR sTATE AssEssMENTs 2014-2015 Guidelines for decisions regarding classroom orientation, assessments, & implementation of tools, supports, & accommodations. State of Washington December 2014 Office of Superintendent of Public Instruction Office of Superintendent of Public Instruction Old Capitol Building P. O. Box 47200 Olympia, WA 98504-7200 www.k12.wa.us/Assessment/StateTesting This document is available online at . This material is available in alternate format upon request. Contact the Resource Center at (888) 595-3276, TTY (360) 664-3631. Copyright © 2014‒15 by the Office of Superintendent of Public Instruction, Olympia, Washington. Portions of the materials included in this document are provided, in whole or part, by the Smarter Balanced Assessment Consortium to support the Office of Superintendent of Public Instruction in implementing Washington’s state assessment system, a part of which includes use of the assessments developed by the Smarter Balanced Assessment Consortium. The original Smarter Balanced document was aided through assistance and input from the National Center on Educational Outcomes. As a member of Smarter Balanced, the Office of Superintendent of Public Instruction has authorization to make available all content within this document for reproduction and distribution for educational purposes without permissions. OSPI provides equal access to all programs and services without discrimination based on sex, race, creed, religion, color, national origin, age, honorably discharged veteran or military status, sexual orientation including gender expression or identity, the presence of any sensory, mental, or physical disability, or the use of a trained dog guide or service animal by a person with a disability. For questions and complaints of alleged discrimination, contact OSPI’s Equity and Civil Rights Director (Title IX/Section 504 Coordinator) at (360) 725-6162/TTY: (360) 664-3631 or P.O. Box 47200 Olympia, WA 98504-7200. TABLE OF CONTENTS Structure of This Document 1 Introduction 3 Purpose of the 2014-15 Guidelines 3 Intended Audience and Recommended Use 4 Recognizing Access Needs in All students 5 Key Changes to the 2014-15 Guidelines 8 Section I: Universal Tools 9 What Are Universal Tools? 9 Embedded Universal Tools 9 Non-Embedded Universal Tools 11 Paper-&-Pencil Universal Tools 12 Section II: Designated Supports 13 What Are Designated Supports? 13 Who Makes Decisions About Designated Supports? 13 Embedded Designated Supports 13 Non-Embedded Designated Supports 16 Paper-&-Pencil Designated Supports 19 Section III: Accommodations 21 What Are Accommodations? 21 Who Makes Decisions About Accommodations? 21 Embedded Accommodations 21 Non-Embedded Accommodations 24 Paper-&-Pencil Accommodations 27 Test Security, Policies, & Procedures 29 General Overview 29 Test security Policy and Procedures 29 Issues Related to Fair and Ethical Assessment Administration 29 Ethics and Standardization 29 Planning for Accessibility and Coordinating Testing Logistics 30 Evaluating and Improving the Use of Accessibility Features 30 Appendices 33 Appendix A: Summary - Universal Tools, Designated Supports, & Accommodations 34 Appendix B: Research-Based Lessons Learned about Universal Design, Accessibility tools, and 35 Accommodations Appendix C: Oral Presentation by Human Reader (Read-Aloud) Protocol 37 Appendix D: Translation Protocol 40 Appendix E: Scribing Protocol - General 42 Appendix F: Scribing Protocol - American Sign Language (ASL) and Signed Exact English (SEE) 43 Appendix G: Transcribing Protocol 44 Appendix H: Security Protocol 45 Appendix I: Frequently Asked Questions 47 Appendix J: Optional Resources 55 Appendix K: Glossaries 56 Resources 61 Acknowledgments 62 Structure of This Document Introduction: This section introduces the document and This document is divided into several parts: the conceptual model that is the basis for the universal tools, designated supports, and accommodations. Section I: This section features the universal tools. Section II: This section features the designated supports available on assessments. Section III: This section features the accommodations available on assessments. Test Security, Policies, & Procedures: Covering topics related to maintaining test security, validity, and reliability associated with implementation of the accessibility features. Appendices: Variety of summarizing, implementation protocols, clarifying information, etc. Page 1 Page 2 Introduction Purpose of the 2014-15 Guidelines new assessments may be different from those that states allowed in the past. For the secure summative As Washington looks to implement new assessments, assessments provided as part of the Smarter Balanced various supporting guidelines will also require system, a state can only make available to students transition to better align with new and expected Usability, Accessibility, and Accommodations the universal tools, designated supports, and Usability, Accessibility, and Accommodations administration protocols. To that end Washington will Guidelines accommodations that are included in the Smarter Guidelines adopt the Balanced created by Smarter Balanced, enacting (incorporated in this set of state guidelines). state-specific adjustments particular to paper-&-pencil A member state may elect not to make available to administration. its students, any universal tool, designated support, Washington, in acknowledging the depth of process or accommodation that is otherwise included in the and the design tenets employed by Smarter guidelines when the implementation or use of the Balanced to provide every student with a positive universal tool, designated support, or accommodation and productive assessment experience leading to is in conflict with a member state’s law, regulation, or results that are a fair and accurate estimate of each policy. student’s achievement, is providing a comprehensive When identifying the appropriate accessibility features set of accessibility guidelines for implementation in for students, it is important to evaluate whether a state testing. In doing so, Washington is leveraging student needs greater aid in accessing the assessment. the efforts taken by Smarter Balanced in building a The goal of selecting appropriate accessibility features framework of accessibility for all students, including is to allow the student improved interaction with English language learners, students with disabilities, the assessment and an opportunity to enhance the and English language learners with disabilities, but not demonstration of skills and knowledge of the content. limited to these groups. In the process of developing There will be accessibility features used within the next-generation assessments to measure students’ classroom for instructional purposes, but only those knowledge and skills as they progress toward college identified in the state’s guidelines, and under the and career readiness, Smarter Balanced recognized Guidelines on Tools, Supports, & applicable criteria, should be used on state assessments. that the validity of assessment results depends on Accommodations each and every student having appropriate universal The purpose of the tools, designated supports, and accommodations for state assessments is to: when needed based on the constructs measured by • Assist schools in providing students with the best the assessment; in turn, Washington State desires opportunity to show what they know within the to emulate these approaches through the use of state assessment environment. these same guidelines where it applies to other state • Make information available to assessment staff and testing. This document is developed through the other administrators who oversee the decisions that concerted undertaking of Smarter Balanced member are made in instruction and assessments. states, and Washington uniquely, where state-specific • Provide assessment staff and administrators with testing warranted, in an effort to guide and support a way to evaluate the effectiveness of assessment the selection and administration of universal tools, accommodations. designated supports, and accommodations. • Ensure that a uniform process is followed for Washington’s transition to the Smarter Balanced administrating the provision of accommodations for assessments based on the Common Core State eligible students. Standards (CCSS) requires attention to several areas for aligning testing protocols to new measurement This document identifies assessment accessibility constructs. These transitions will apply to the features for eligible students designed to improve guidelines the state will implement as accessibility student interaction with state assessments. The features. The universal tools, designated supports, expectation is that improved interaction will result and accommodations that are appropriate for these in better confidence in the inferences made about Page 3 students regarding the content knowledge without the state’s English language proficiency assessment. compromising the validity of the testing instrument. This document also acknowledges the unique situation The accessibility features in this document have been where the mode of testing (computer-based versus approved by the Office of Superintendent of Public paper-&-pencil) needs to be addressed. At the same Instruction (OSPI) and include those approved, within time, it supports important instructional decisions the constraints where delineated, for all state testing. about accessibility and accommodations for students who participate in the state assessments. It recognizes Student access to the state assessments falls into a the critical connection between accessibility and matrix of three categories and two delivery methods. accommodations in instruction and accessibility and • The categories are: (1) universal tools, (2) accommodations during assessment. Professional designated supports, and (3) accommodations. development materials that support the guidelines https://www. • The delivery methods are: (1) embedded, meaning and this critical instruction-assessment link will be k12.wa.us/assessment/StateTesting/default.aspx built into the computer-based delivery system or (2) available through the state’s website: non-embedded, meaning the technology either does . not support integration into the computer-based The guidelines also are supported by the state’s Test delivery system or because of the testing format Administration Manual. The Smarter Balanced Assessment Consortium has (i.e., paper-pencil) the accessibility feature must be developed a system of valid, reliable, and fair next- provided separate from the testing instrument. Intended Audience and Recommended generation assessments aligned to the CCSS in English Use language arts (ELA)/literacy and mathematics for grades 3-8 and 11. The system includes summative assessments for accountability purposes, optional Usability, Accessibility, and Accommodations Guidelines interim assessments for local use, and formative tools The Smarter Balanced Assessment Consortium’s and processes for instructional use. Computer adaptive testing technologies are used for the summative are intended for school-level personnel and and interim assessments to provide meaningful decision-making teams, particularly Individualized feedback and actionable data that teachers and other Education Program (IEP) teams, as they prepare for stakeholders can use to help students succeed. For and implement, in particular, the Smarter Balanced more information, visit: www.smarterbalanced.org/ assessments. The guidelines provide information for smarter-balanced-assessments/ classroom teachers, English development educators, special education teachers, and related services personnel to use in selecting and administering universal tools, designated supports, and accommodations for those students who need them. This document also references specific Washington testing opportunities and it is the intent that the guidelines further provide the input for educators to support testing decisions for students associated with these unique state tests. The guidelines are also intended for assessment staff and administrators who oversee the decisions that are made in instruction and assessment. The guidelines apply to all students, emphasizing individualized approaches to the implementation of assessment practices for those students who have diverse needs while participating in large-scale content assessments. This document focuses on universal tools, designated supports, and accommodations for the content assessments of English language arts/ literacy, mathematics (math), and science, as well as Page 4 Recognizing Access Needs in All Students example, calculator). Similarly, a designated support may also be an accommodation, depending on All students (including students with disabilities, the content target (see, for example, scribe). This English language learners, and English language approach is consistent with the emphasis that Smarter learners with disabilities) are to be held to the same Balanced and Washington has placed on the validity of expectations for participation and performance on state Universal tools, designated supports, and assessment results coupled with access. assessments. Specifically, all students enrolled in grades accommodations all yield valid scores that count as 3-8 and 11 are required to participate in the state’s participation in statewide assessments when used in a mathematics assessment except: manner consistent with these guidelines. • Students with the most significant cognitive disabilities who meet the criteria for the Approximately 1% mathematics alternate assessment based on Also, as shown on the following page, in Figure 1, for or fewer of the student population alternate achievement standards ( each category of assessment features – universal tools, ). designated supports, and accommodations – there exist both embedded and non-embedded versions of All students enrolled in grades 3-8 and 11 are required the tools, supports, or accommodations depending to participate in the state’s English language/literacy on whether they are provided as digitally-delivered assessment except: components of the test administration system or • Students with the most significant cognitive separate from it. disabilities who meet the criteria for the English approximately 1% language/literacy alternate assessment based on or fewer of the student population alternate achievement standards ( ). • English language learners who are enrolled for the first year in a U.S. school. These students instead participate in their state’s English language proficiency assessment. Usability, Accessibility, and The conceptual model that serves as the basis for Accommodations Guidelines the Smarter Balanced is shown in Figure 1. This figure portrays several aspects of the Smarter Balanced assessment features – universal tools (available for all students), designated supports (available when indicated by an adult or team), and accommodations (available need is documented in IEP or 504 plan). It also portrays the additive and sequentially- inclusive nature of these three aspects. Universal tools are available to all students, including those receiving designated supports and those receiving accommodations. Designated supports are available only to students for whom an adult or team has indicated the need for these accommodations (as well as those students for whom the need is documented). Accommodations are available only to those students with documentation of the need through a formal plan (i.e., IEP). Those students also may use designated supports and universal tools. A universal tool for one content focus may be an accommodation for another content focus (see, for Page 5 Usability, Accessibility, and Accommodations Guidelines Figure 1: Conceptual Model Underlying the Smarter Balanced (computer-based delivery). Universal Tools Designated Supports Embedded Breaks, Calculator, Digital Notepad, Eng- Embedded lish Dictionary, English Color Contrast, Glossary, Expand- Masking, able Passages, Global Text-to-speech, Notes, Translated Test Highlighter, Directions, Translations (Glossary), Keyboard Navigation, Translations (Stacked), Mark for Review, Turn off Any Universal Math Tools, Tools Spell Check, Accommodations Strikethrough, Writing Tools, Zoom Non-embedded Bilingual Dictionary, Non-embedded Color Contrast, Abacus, Alternate Embedded Non-embedded Color Overlay, Response Options, Cal- American sign Breaks, Magnification, culator, Multiplication Language, Braille, English Diction- Read Aloud, Table, Noise Buffers, Closed Captioning, ary, Scratch Scribe, Print on Demand, Read Text-to-speech Paper, Separate Setting, Aloud, Scribe, Speech- Thesaurus Translated Test to-text Directions, Transla- tion (Glossary) Page 6

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Math tools. These digital tools (i.e., embedded ruler, embedded protractor) are used for measurements assistive technology device for scratch paper as long as the device is certified.1. Computer . Math 3-8 and 11 – Spanish only, embedded .. to view what they produce while composing via dictation
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