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Guide for making acute risk decisions PDF

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GUIDE FOR MAKING ACUTE RISK DECISIONS GUIDE FOR MAKING ACUTE RISK DECISIONS CENTER FOR CHEMICAL PROCESS SAFETY of the AMERICAN INSTITUTE OF CHEMICAL ENGINEERS New York, NY This edition first published 2020 © 2020 the American Institute of Chemical Engineers A Joint Publication of the American Institute of Chemical Engineers and John Wiley & Sons, Inc. All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, except as permitted by law. Advice on how to obtain permission to reuse material from this title is available at http://www.wiley.com/go/permissions. The rights of CCPS to be identified as the author of the editorial material in this work have been asserted in accordance with law. Registered Office John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, USA Editorial Office 111River Street, Hoboken, NJ 07030, USA For details of our global editorial offices, customer services, and more information about Wiley products visit us at www.wiley.com. Wiley also publishes its books in a variety of electronic formats and by print-on-demand. Some content that appears in standard print versions of this book may not be available in other formats. Limit of Liability/Disclaimer of Warranty While the publisher and authors have used their best efforts in preparing this work, they make no representations or warranties with respect to the accuracy or completeness of the contents of this work and specifically disclaim all warranties, including without limitation any implied warranties of merchantability or fitness for a particular purpose. No warranty may be created or extended by sales representatives, written sales materials or promotional statements for this work. 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You (cid:84)(cid:73)(cid:80)(cid:86)(cid:77)(cid:69)(cid:1)(cid:68)(cid:80)(cid:79)(cid:84)(cid:86)(cid:77)(cid:85)(cid:1)(cid:88)(cid:74)(cid:85)(cid:73)(cid:1)(cid:66)(cid:1)(cid:84)(cid:81)(cid:70)(cid:68)(cid:74)(cid:66)(cid:77)(cid:74)(cid:84)(cid:85)(cid:1)(cid:88)(cid:73)(cid:70)(cid:83)(cid:70)(cid:1)(cid:66)(cid:81)(cid:81)(cid:83)(cid:80)(cid:81)(cid:83)(cid:74)(cid:66)(cid:85)(cid:70)(cid:15)(cid:1)(cid:39)(cid:86)(cid:83)(cid:85)(cid:73)(cid:70)(cid:83)(cid:13)(cid:1)(cid:83)(cid:70)(cid:66)(cid:69)(cid:70)(cid:83)(cid:84)(cid:1)(cid:84)(cid:73)(cid:80)(cid:86)(cid:77)(cid:69)(cid:1)(cid:67)(cid:70)(cid:1)(cid:66)(cid:88)(cid:66)(cid:83)(cid:70)(cid:1)(cid:85)(cid:73)(cid:66)(cid:85)(cid:1)websites (cid:77)(cid:74)(cid:84)(cid:85)(cid:70)(cid:69)(cid:1)(cid:74)(cid:79)(cid:1)(cid:85)(cid:73)(cid:74)(cid:84)(cid:1)(cid:88)(cid:80)(cid:83)(cid:76)(cid:1)(cid:78)(cid:66)(cid:90)(cid:1)(cid:73)(cid:66)(cid:87)(cid:70)(cid:1)(cid:68)(cid:73)(cid:66)(cid:79)(cid:72)(cid:70)(cid:69)(cid:1)(cid:80)(cid:83)(cid:1)(cid:69)(cid:74)(cid:84)(cid:66)(cid:81)(cid:81)(cid:70)(cid:66)(cid:83)(cid:70)(cid:69)(cid:1)(cid:67)(cid:70)(cid:85)(cid:88)(cid:70)(cid:70)(cid:79)(cid:1)(cid:88)(cid:73)(cid:70)(cid:79)(cid:1)(cid:85)(cid:73)(cid:74)(cid:84)(cid:1)(cid:88)(cid:80)(cid:83)(cid:76)(cid:1)(cid:88)(cid:66)(cid:84)(cid:1)(cid:88)(cid:83)(cid:74)(cid:85)(cid:85)(cid:70)(cid:79)(cid:1)(cid:66)(cid:79)(cid:69)(cid:1) (cid:88)(cid:73)(cid:70)(cid:79)(cid:1)(cid:74)(cid:85)(cid:1)(cid:74)(cid:84)(cid:1)(cid:83)(cid:70)(cid:66)(cid:69)(cid:15)(cid:1)(cid:47)(cid:70)(cid:74)(cid:85)(cid:73)(cid:70)(cid:83)(cid:1)(cid:85)(cid:73)(cid:70)(cid:1)(cid:81)(cid:86)(cid:67)(cid:77)(cid:74)(cid:84)(cid:73)(cid:70)(cid:83)(cid:1)(cid:79)(cid:80)(cid:83)(cid:1)(cid:66)(cid:86)(cid:85)(cid:73)(cid:80)(cid:83)(cid:84)(cid:1)(cid:84)(cid:73)(cid:66)(cid:77)(cid:77)(cid:1)(cid:67)(cid:70)(cid:1)(cid:77)(cid:74)(cid:66)(cid:67)(cid:77)(cid:70)(cid:1)(cid:71)(cid:80)(cid:83)(cid:1)(cid:66)(cid:79)(cid:90)(cid:1)(cid:77)(cid:80)(cid:84)(cid:84)(cid:1)(cid:80)(cid:71)(cid:1)(cid:81)(cid:83)(cid:80)(cid:71)(cid:74)(cid:85)(cid:1)(cid:80)(cid:83)(cid:1)(cid:66)(cid:79)(cid:90)(cid:1)(cid:80)(cid:85)(cid:73)(cid:70)(cid:83)(cid:1) (cid:68)(cid:80)(cid:78)(cid:78)(cid:70)(cid:83)(cid:68)(cid:74)(cid:66)(cid:77)(cid:1)(cid:69)(cid:66)(cid:78)(cid:66)(cid:72)(cid:70)(cid:84)(cid:13)(cid:1)(cid:74)(cid:79)(cid:68)(cid:77)(cid:86)(cid:69)(cid:74)(cid:79)(cid:72)(cid:1)(cid:67)(cid:86)(cid:85)(cid:1)(cid:79)(cid:80)(cid:85)(cid:1)(cid:77)(cid:74)(cid:78)(cid:74)(cid:85)(cid:70)(cid:69)(cid:1)(cid:85)(cid:80)(cid:1)(cid:84)(cid:81)(cid:70)(cid:68)(cid:74)(cid:66)(cid:77)(cid:13)(cid:1)(cid:74)(cid:79)(cid:68)(cid:74)(cid:69)(cid:70)(cid:79)(cid:85)(cid:66)(cid:77)(cid:13)(cid:1)(cid:68)(cid:80)(cid:79)(cid:84)(cid:70)(cid:82)(cid:86)(cid:70)(cid:79)(cid:85)(cid:74)(cid:66)(cid:77)(cid:13)(cid:1)(cid:80)(cid:83)(cid:1)(cid:80)(cid:85)(cid:73)(cid:70)(cid:83)(cid:1) (cid:69)(cid:66)(cid:78)(cid:66)(cid:72)(cid:70)(cid:84)(cid:15)(cid:1)(cid:1) Library of Congress Cataloging-in-Publication Data is available. Hardback ISBN: 9781118930212 Cover Design: Wiley Cover Images: Silhouette, oil refinery © manyx31/iStock.com; Stainless steel © Creativ Studio Heinemann/Getty Images; Dow Chemical Operations, Stade, Germany/Courtesy of The Dow Chemical Company Printed in the United States of America 10 9 8 7 6 5 4 3 2 1 It is our sincere intention that the information presented in this document will lead to an even more impressive safety record for the entire industry; however, neither the American Institute of Chemical Engineers (AIChE), its consultants, CCPS Technical Steering Committee and Subcommittee members, their employers, their employers officers and directors, warrant or represent, expressly or by implication, the correctness or accuracy of the content of the information presented in this document. As between (1) AIChE, its consultants, CCPS Technical Steering Committee and Subcommittee members, their employers, their employers’ officers and directors, and (2) the user of this document, the user accepts any legal liability or responsibility whatsoever for the consequence of its use or misuse. CONTENTS Contents................................................................................................... v List of Tables .......................................................................................... xi List of Figures ....................................................................................... xiii Acronyms and Abbreviations ................................................................. xv Glossary ................................................................................................ xix Acknowledgements .............................................................................. xxxi Preface ...............................................................................................xxxiii Introduction ........................................................................................... 35 1.1 History of Approaches to Process Safety Management ................ 35 1.2 The Paradigm of Risk-Based Process Safety Management ........... 36 1.2.1 Risk Based Process Safety (RBPS) Management .................... 36 1.2.2 Risk Decisions Characteristics ............................................... 39 1.3 A Risk Decision Making Method ................................................... 40 1.4 Road Map and Relationship of this Book with Other Material ..... 41 1.5 Risk Decisions during Process Life Cycle ..................................... 43 1.6 Pros and cons ............................................................................... 44 1.7 Summary ...................................................................................... 44 Key Concepts in Risk Management ....................................................... 47 2.1 Risk Management Process ............................................................ 47 2.2 Risk Identification – Risk Scenario ............................................... 47 2.2.1 Risk Identification .................................................................. 49 2.3 Risk Analysis - Consequences and Frequency .............................. 49 2.3.1 Consequences and Impacts .................................................... 50 2.3.2 Frequency ............................................................................... 50 2.3.3 Risk Estimation ....................................................................... 51 2.4 Risk Evaluation ............................................................................. 56 2.4.1 Decision criteria ..................................................................... 56 2.4.2 Qualitative, Semi-Quantitative and Quantitative Risk Criteria ......................................................................................................... 59 v vi GUIDE FOR MAKING ACUTE RISK DECISIONS 2.4.3 Risk Reduction Factor ............................................................ 61 2.5 Summary ...................................................................................... 62 Understanding Process Hazards, Consequences and Risks .................. 63 3.1 Process Hazards ........................................................................... 63 3.1.1. Acute Toxicity ........................................................................ 63 3.1.2 Flammability and Explosivity.................................................. 67 3.1.3 Chemical Reactivity ................................................................ 70 3.1.4 Significant or Large Environmental Release Hazards ............ 72 3.1.5 Other Process Hazards ........................................................... 72 3.2 Risk Identification ......................................................................... 73 3.3 Consequences and Impacts .......................................................... 73 3.4 Frequency ..................................................................................... 74 3.5 Risk ............................................................................................... 76 Risk Decisions and Strategies................................................................ 79 4.1 Objectives and attributes .............................................................. 79 4.1.1 Objectives ............................................................................... 79 4.1.2 Attributes ................................................................................ 79 4.2 Process Life Cycle and Alternatives. ............................................ 81 4.3 The Decision Process .................................................................... 82 4.3.1 Define the Problem. ................................................................ 82 4.3.2 Evaluate the Baseline Risk ..................................................... 83 4.3.3 Identify the Alternatives ......................................................... 83 4.3.4 Screen the Alternatives .......................................................... 84 4.3.5 Make the Decision .................................................................. 84 4.4 Objectives and Outcomes ............................................................. 84 4.5 Tradeoffs ....................................................................................... 85 4.6 Uncertainty ................................................................................... 87 4.7 Risk Tolerance .............................................................................. 90 4.8 Linked Decisions ........................................................................... 91 4.9 Decision trees ............................................................................... 92 Decision Making .................................................................................... 95 5.1 Defining the Decision Problem ..................................................... 95 CONTENTS vii 5.1.1 Types of Decisions .................................................................. 95 5.2 Selecting a Decision Tool .............................................................. 97 5.2.1 Progression of Risk Analysis Tools ......................................... 97 5.2.2 Factors in Decision Tool Selection ......................................... 98 5.3 Assembling the Appropriate Assessment Resources .................. 101 5.3.1 Team Members ..................................................................... 101 5.3.2 Opening Meeting .................................................................. 104 5.3.2 Tools/Methods ...................................................................... 104 5.3.3 Time ...................................................................................... 105 5.4 Define decision criteria............................................................... 105 5.4.1 Process Safety Risk Criteria ................................................. 105 5.4.2 Other Criteria ....................................................................... 107 5.5 Making the decision.................................................................... 107 5.5.1 Characteristics of Decision Aids ........................................... 107 5.5.2 Appling the Decision Tools, Aids, and Criteria ..................... 108 5.5.3 Recognizing and Dealing with Uncertainties ....................... 111 5.5.4 Recognizing the Need to Escalate the Decision ................... 113 5.6 Finalizing decision and the approval process ............................. 114 5.7 Communicating, Documenting, and implementing the Decision 114 5.7 Summary .................................................................................... 116 Potential Decision Traps ...................................................................... 117 6.1 Introduction ................................................................................ 117 6.2. Anchoring Trap .......................................................................... 117 6.2.1 Anchoring Trap Example, Titanic ......................................... 118 6.2.2 Countering the Anchoring Trap ............................................ 118 6.3 Status-Quo Trap .......................................................................... 119 6.3.1 Status Quo Examples ............................................................ 119 6.3.2 Countering the Status-Quo Trap .......................................... 120 6.4 Sunk-cost and escalation of commitment trap ............................ 120 6.4.1 Countering the Sunk-Cost Trap ............................................ 121 6.5 Confirming-Evidence Trap .......................................................... 121 6.5.1 Countering the Confirming Evidence Trap ........................... 122

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