GROWTH, STAGNATION OR DECLINE? AGffiCULTURALPRODUCTM'IY IN BRITISH INDIA ,. ! Editedb y SUMIT GUHA . DELHI ·· OXFORD UNIVERSITY PRESS 1: .; BOMBAY CALCUTTA MADRAS i1992 - • l Deford UniversityP ress, Walto.nS treet, Deford DX2 6DP New York Toronto Delhi Bombay Calcutta Madras Karachi Kuala Lampur SingaporeH ong Kang Tokyo Nairobi Dar es Salaam MelbourneA uckland and associate~ in Berlin Ibadan © Oxford UniversityP ress 1992 SBN O 19563019X .. Typesetb y SpantechP ublishersP vt Ltd, New Delhi 110008 Printeda t Rekha PrintersP vt Ltd, New Delhi 110020 and publishedb y S. K Mookerjee,O xford Univmity Press YMCA LibraryB uilding,Jai Singh Road, New Delhi 110001 c·ontents GeneralE ditors'P reface vii Acknowledgements ix Introduction 1 Select Tables from Blyn,AgriculturalT rendsi n India /i 1891-1947 49 r Crop Production R. C. DESAI 63 Official Yields pe.r Acre in India, 188€r1947: Some Questions of Interpretation ALAN w. HESTON 100 Revenue Administration and Agricultural Statistics in Bombay Presidency AsHOK V. DESAI 127 A Further Critique of Historical Yields per Acre in In~ia ALAN w. HESTON 142 } Accuracy of Official Agricultural Statistics and the Sources l of Growth in the Punjab, 1907-47 CARLE. PRAY 171 .~·. Trends in Crop Production in the Undivided Punjao: A R.eassessment M. MUFAKHARUILS LAM 195 Long Term Trends in per Acre Wheat Yields in North India, 1827-1947: An Evaluation of Old Controversies with Some Fresh Evidence AsHWANIS AITH 207 Quantitative Estimate of Agricultural Output in Chotanagpur P. P. MoHAPATRA ·259 AnnotatedB ibliography 287 \ General Editors' Preface This series focuses on important themes in Indian history, on those which have long been the subject of interest and debate, or which have acquired importance more recently. Each volume in the series consists of, first, a detailed Introduc tion; second, a careful choice of the essays and book-extracts vital to a proper understanding of the theme; and, finally, an Annotated Bibliography. Using this consistent format, each volume seeks as a whole to critically assess the state of the art on its theme, chart the historio graphical shifts that have occurred since the theme emerged, rethink old problems, open up questioµs which were considered closed, locate the theme within wider historiographical debates, and pose new issues of inquiry by which further work may be made possible. The question of growth and stagnation in Indian agriculture over the colonial period, which is the subject of this volume, has been central to the debates on the impact of colonialism. The early estimates of George Blyn and Sivasubramonian offered a gloomy scenario of twentieth-century Indian agriculture, with yields failing to keep pace with population. This pessimistic picture was subsequently questioned in two ways. Disputing the reliability of agricultur.al statistics, historians suggested that no calculation of trends in yields was possible. Others recalculated the figures and doubted the basis of Blyn's pessimism. Alan Heston argued that the apparent downward trend in yields was the result of flawed estimation pro cedures, and needed to be revised. This 'revisionist' thesis was, in turn, subsequently challenged by other historians. This volume presents the important contributions of the parti cipants in this debate. In the introduction, Sumit Guba, critically assesses both the pessimistic and optimistic assessments, and con cludes with an important section on productivity trends in the pre-Blyn period. Acknowledgements We are grateful to the following for permission to reproduce the essays included in this volume: Popular Book Depot, for R. C. Desai, 'Crop Production' originally titled 'Crops', in The Standardo f Living in India and Pakistan (1953). The Indian Economica nd SocialH istoryR eview,f or: Alan W. Heston, 'Official Yields per Acre in India, 1886-1947: Some Questions of Interpretation' (1973) and 'A Further Critique of Historical Yields per Acre in India' (1978);AshokV. Desai, 'Revenue Administration and Agricultural Statistics in Bombay Presidency' (1978); Carl E. Pray, 'Accuracy of Official Agricultural Statistics and the Sources of Growth in the Punjab, 1907-47' (1984). Manohar Publishers for M. Mufakharul Islam, 'Trends in Crop Production in the Un divided Punjab: A Reassessment', in Clive J. Dewey (ed.), Arrested Developmenitn India (1988). The Indianj ournal efA griculturaEl cono mics for quotations from:' C.H. Shah, 'Comparison of Yield Estimates prepared on the Basis of Traditional and Crop-Cutting Methods', vol.17, no. 4 ()962); V. G. Panse, 'Why Crop-Cutting Mt:thods?', vol. 18, no. 2 (1963) and C.H. Shah, 'Reply' in the name issue. The University of Pennsylvania Press for the two Appendix tables from George Blyn, AgriculturalT rends in India 1891-1947. The essays by Ashwani Saith and P. P. Mohapatra are being published for the first time. 1 j I Introduction Part A The papers reprinted in this volume concentrate on seemingly recherche issues concerning the agricultural statistics of a period now long past: on the quirks and foibles, the judgements and gues 1 ses of defunct Directors of Agriculture and deceased PatwarisM. atters that now .ppear almost as remote as what song the Sirens sang, and 'what name Achilles assumed when he hid himself among women .... Yet, as the reader will find, the debate on agricultural productivity is far from dead, and. still generates considerable heat among the protagonists. And this is because a number of wider theories turn upon conclusions emerging from the controversy regarding the levels and trends of agricultural production in British India. The first, and most obvious issue is that of the impact of colonial rule on India. Nationalist critiques of its economic effects had begun to appear in the mid-nineteenth century, and a considerable body of official writing sought to rebut these attacks. Much of the debate related to national income and standards ofliving, and both of these, are, of course, intimately connected with output, and productivity in agriculture. The issue is still alive, being connected with the wider polemic regarding c;conomic imperialism and core-periphery relations in the world economy. Evidence from the official production series was recently used by N. K Chandra to argue that there had been no improvement in mass consumption levels in India since the beginning of the present century. 1 And an economic historian could publish in 1984 a large volume devoted to refuting the work of R. C. Dutt (published 1904).2 Other equally important, if not equally contentious theories depend at least in part on the view we take of India's agricµltural performance in the modern era. L. G. Reynolds for instance, clas sifies <;conomic growth into extensive and intensive: the first being characterized by a constant per capita product, and the second by 1 N. K. Chandra, The RetardedE conomiesB, ombay, 1988, ch. 5. 2 M. B. McAlpin, Sulyectt o Famine:F oodC risesa ndE conomicC hangei n Western India, 1860-1920, Princeton, 1983. I l 2 / AgriculturaPl roductivityi n British India a rising per capita product. For India and Pakistan he sees the transi tion from one to the other as occurring only after Independence, which is a)so the time when, if the official series are to be trusted, agricultural output begins to increase after a quarter-century of virtual stagnation.3 Malthusian theory is also involved. in the controversy. Malthus argued that a population unrestr;iined by prudential checks ex pa_pdst o the limits of food supply, when positive checks come into operation. 4 This part of his doctrine is, with modifications and emendations - notably the dropping of his untenable geometrical and arithmetical progressions - still maintained today. The Indian record seems strangely at variance with the .theory. The positive checks (famines, epidemics) occur almost entirely before the First World War, when agriculture was apparently expanding, and cease after 1920 when population is growing with food supply constant. The bulk of the Indian population was believed to be at a bare sub sistence level at the beginning of the century, and this phenomenon of population growth with declining food availability calls into question the whole notion of a subsistence level of consumption i.e. a level below which life and reproduction cannot be sustained for any prolonged period of time. The 1920-50 population growth becomes all the more puzzling because it cannot even be attributed to improvements in medical facrlities or sanitary conditions-a proposition demonstrated in a recent paper by Ira Klein.5 Population and food supply thus present us with a puzzle. The problem also exists when considered as the relation between agricultural production and population density. It has been argued that agriculture reacts to population growth by technical and institutional changes. One form of this view is the famous in volution hypothesis developed by Clifford Gcertz, where both' society and agriculture arc modified by population pressure. Another adjustment hypothesis is that argued by Boserup, where appropriate innovations are the response to pressure. 6 A more 3 L. G. Reynolds, EconomicG rowth i11 tlie Third World:A n Introductionc, h. Ill, New Haven and London, 1986. 4 T. R. Malthus.An Essayo n tlieP ri11ciplcoPfo pulation, vol. I, book 1, London, 1958: 5 I. Klein, 'Population Growth and Mortality in British India', Tl1eI ndian Economica 11dS ocialH is1oryR eview,v ol.XXVI, no. 4 and vol. XXVII, no. 1 (hence forth IESHR). '· C. Geertz,A.~riculturaJl. nvolutio1T1l:1 eP rocesseesf EcologicaCl hangei n Indonesia, Berkeley, 1963. IntroductionI 3 specific hypothesis developed by Ishikawa actually links land per head and productivity per unit land by a specific mathematical relation, with the implication that causation runs from the first to the second. This has been done using historical time-series data for Japan, and cross-sectional data for several Asian countries. 7 It is also specifically limited to paddy cultivation. Yet the important paddy region of eastern India does not respond to land scarcity in the way expected by Ishikawa. Comprehensive agricultural statistics in India eV1erged from the British Government's efforts to cope with recurring famines and scarcities. The Famine Commission of 1880 recommended the compilation of such data, and comprehensive though often im perfect statistics began to be published from the end of that decade. The reporting system that took shape hy the end of the century remained fundamentally unchanged until the Bengal famine of 1943 and continuing food shortages thereafter led to a complete overhaul of the statistical machinery. The older statistics had been published annua11yb y the Govern ment of India, and the end of the forties saw two scholars R. C. Desai and George Blyn embarking on the formidable task of processing these data into cc;>mparablet ime-series of crop produc tion in British India. Desai, whose chapter on this theme forms the firs.t paper in our col1eciion, was trying to estimate the national income of India for the decade ending 1940-1, but his discus sion of the agricultural statistics remains one of the best to date, and it will be difficult to supersede his estimates for that decade. Blyn, .on the other hand was solely concerned with agricultural or crop production (the two will be used synonymously throughout this essayJ, and worked on the much longer period 1891-1947. Pre liminary findings were presented in 1951, and a revised version was published in 1966 in a volume entitled AgriculturalT rends in India 1891-1947: Output, Availabilitya nd Productivity.N o reader of this book c.an fail to be struck by the painstaking scholarship and immense labour embodied in it. Its findings were also sufficiently striking, and have been ably presented by Ashwani Saith in his paper included in this volume-complete recapitulation is, therefore, not necessary here. It suffices to say that Blyn presented a fairly grim 7 S. Ishikawa, EconomicD evelopmenitn Asian PerspectiveT, okyo, 1967. 4 / AgriculturaPl roductivityi n British India picture of twentieth-century India, with food availability failing to match population growth after 1921, and food crops perform ing worse than commercial crops. 'f.he study related to the British administered territory only- but few would argue that the inclusion of the generally more backward princely states would significantly change the picture. In 1965 S. Sivasubramonian completed a thesis on the national income of undivided India 1901-47, and his findings wjth regard to the agricultural sector essentially matched Blyn. those of 8 Other scholars simultaneously approached the historical statistics from a different angle;"theywere concerned with problems of policy and planning that beset the Government of India before and after Independence. One of them remarked: One question in regard to agriculture most frequently asked in recent times is about the magnitude 0£.production increases. It is at the root of the food problem, the problem of allocation of resources to agricul ture and within agriculture between competing productive processes, the problem of price rise and inflation, and, if we take the enquiry to its very end, would be concerned with the problem of the pace and pattern of economic growth of the country.9 An early study was published by V. G. Panse in 1952.10 Since the statistics for the permanently settled provinces were deemed un reliable, he confined himself to the remaining parts of British India, and analysed the trends in area and yield of different crops from 1911 to 1945. He found that For cash crops the data reveal clear evidence of generally increasing yield rates, and, in respect of sugarcane, an expansion of area as well. In respect of food crops also an expansion of area is perceptible in several cases as also an increase in the proportion of irrigated ai:ea.Y ield trends are rather heterogeneous, yield showing an increase for certain crops 8 S. Sivasubramonian, 'The National Income oflndia 1900-1 to 1946--47', unpublished Ph.D. thesis, Delhi School of Economics, 1965. His estimates for agriculture were published as 'Estimates of Gross Value of Output of Agricul ture for Undivided India, 1900-01 to 1946-7', V. K. R. V. Rao et al. (eds), Paperso n National Incomea nd Allied Topics,v ol. I, Bombay, 1960. 9 M. L. Dantwala, 'Trends in Yields per Acre', N. V. Sovani and V. M. Dandckar (eds), ChangingI ndia:E ssaysi n Honouref ProfessoDr .R. Gadgil,p . 21, !3ombay, 1961. 111V . G. Panse, 'Trends in Areas and Yields of Principal Crops', Agricultural Situationi n India,]unc 1952. IntroductionI 5 in certain States, a decline in certain others and the absence of any perceptible change in the remaining. M. L. Dantwala published a comparison of yields per acre from 1931 to 1959 in 1961. The most striking result was that taking all crops together, yields 'appear to have increased only slightly and insignificantly during 1931-59 .. .', while some important crops, such as rice showed a slight decline in the 1940s which might be related to increased under-reporting in that period. Dantwala tested the hypothesis that the older system of yield reporting under estimated yield by comparison with the crop-cutting surveys that came to be adopted after Independence, but found no evidence of such a tendency. 11 The passage of time reduced the importance of these problems for policy-making, and the appearance of Blyn and Sivasubramo nian's series seemed to provide a sufficiently solid basis fqr histori cal study. Both had taken great pains to fill gaps and eliminate inconsistencies in the data, and no one has, as yet thought it necessary o_ru seful to replicate their labours as a whole. Revisions and emendations have either confined themselves to challenging the reliability of the figures themselves, or modifying some aspect of them at the all-India or provincial levels. The most eloquent proponent of the first approach has been C. J. Dewey.12 His paper could not, for reasons of space be included here. A few extracts however will give _the reader an idea of his line of thought. His discussion concludes: Low grade Indian statistics were not just a question of poor organization at the centre. They were also a function oflndia's poverty. A myriad of good causes pressed on the slender resources of the state. The great majority of producers were illitei:ate and incapable of appreciating the significance of a statistical returrl, Jn a backward economy units of production were small, predominantly rural and d~ersed over a huge area; subsistence production complicated the pro&lem of measurement and evaluation; '(here were few trade or professional associations to act as intermediaries. India's vast siZ"ea nd population - the sheer number of units to be enumerated -was a problem in itself especially when the diversity of conditions made uniform arrangements impossible. 11 M. L. Dantwala, passim. 12 C.J. Dewey, 'Patwari and Chaukidar: Subordinate Officials and the Reliability oflndia's Agricultural Statistics', C.J. Dewey and A.G. Hopkins (eds), The ImperialI mpact:S tudiesi n the EconomicH istoryo fA fricaa nd India.