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GROWING UP W P Y : ARISTOTLE'S THEORY OF MORAL EDUCATION Lucia Randolph Dow A thesis submitted in conformity with the requirements for the degree of Doctor of Philosophy Graduate Department of Philosophy University of Toronto O Copyright by Lucia Randolph Dow 1998 National Library Bibliothbque nationaf e du Canada Acquisitions and Acquisitions et Bibliographic Services sewices bibliographiques 395 Wellington Stree~t 395, rue Wellirrgtotl OttawaON K1AW Ottawa ON KIA ON4 Canada canad8 The author has granted a non- L'auteur a accorde me licence non exclusive licence allowing the exclusive pennettant a la National Library of Canada to Bbliotheque nationale du Canada de reproduce, loan, distribute or sell reproduire, preter, distribuer ou copies of this thesis in microform, vendre des copies de cette these sow paper or electronic formats. la fome de microfiche/film, de reproduction papier ou sur format SUT electronique. The author retains ownership of the L'auteur conserve la propriete du copyright in this thesis. Neither the droit d'auteur qui protege cette these. thesis nor substantial extracts fiom it Ni la these ni des exbraits substantiels may be printed or otherwise de celIe-ci ne doivent &re imprimes reproduced without the author's ou autrement reproduits sans son permission. autorisation. Growing Up Happy: Aristotle's Theory of Moral Education Doctor of Philosophy, 1998 Lucia Randolph Dow Department of Philosophy University of Toronto My thesis examines Aristotle' s ethics, focusing on his theory of moral education and how it is influenced by his conception of moral excellence. Moral excellence is complex and requires that the parts of the soul be in good condition and in the right relation to each other. The excellent person achieves harmony of thought and desire, which enables him to act consistently for the sake of the noble. Aristotle's model of the acquisition of moral excellence is a developmental one in which the student gradually progresses toward excellence. The child is naturally oriented toward excellence, but his natural capacities must be guided by society and family in order for excellence to be achieved. Aristotle's views on the chiid's nature and development make nature, habit and teaching all necessary parts of the educational process. In my dissertation, I stress the importance of Aristotle's teleology and concept of nature for his program of moral education, the influence of family and the polis on the child's development, and the interdependence of character and intellectual development. Moral education occurs in two stages: initial habituation, which is found in the process of education discussed in the Politics, and final habituation, which is found in the lessons contained in the ethical works. The first stage of education exhibits a certain naturalness and relies on a positive starting point and a good social context. The educator uses the child's impulses toward pleasure and honor and his relationships with family and friends to guide development. Several types of instruction are employed during initial habituation, including musical training. play, imitation, tragedy and repetition of actions. Moral education requires intellectual training as well as habitt ation. In addition to helping him to acquire phronesis, philosophical justification of the nature of the best life (of the sort found in the ethical works) motivates the student to try to achieve excellence and helps him to perform those acts which will bring the non-rational part of his soul into good condition. This knowledge unifies the student's desires and enables him to consistently choose noble acts. to perform his function and to achieve moral excellence. iii ACKNOWLEDGEMENTS I have amassed numerous debts, both academic and personal, during the time it has taken me to write this thesis. I wish now to thank the people who have helped me in various ways over the past several years. My supervisor and my advisor, Brad Inwood and Judith Baker, have been unfailingly supportive and patient throughout the time it took me to discover what I wanted to say and then to say it. Brad was everything one could ask for in a supervisor. He was always available to discuss even trivial matters and was able to be critical and encouraging at the same time. His insistence that I had to learn Greek if I wanted to do justice to my topic and his help with that task gave me the confidence to study AristotIe and to be sure of what I was saying. Brad's ability to reflect on the philosophical issues involved in moral education as well as those related to ancient philosophy helped me to develop my views about Aristotle and to see how his ideas compared with those of other Greek philosophers. I only hope that I can successfully emulate his example if I have an opportunity to supervise students. Judith's capacity for analyzing the philosophical content of my thesis and for raising challenging questions is remarkable. She has a unique ability to appreciate Aristotle's positions and to evaluate them from the inside which combines sensitivity to the history of philosophy with thoroughgoing knowledge of ethics. She was an invaluable resource to me as I developed the central arguments in the thesis and continues to be as I contemplate future work. I am truly fortunate to have had an opportunity to work with two such good philosophers and pleasant people. There are, of course, other intellectual debts. Although they came to my project rather late in the game, I benefited from the involvement of both Lloyd Gerson and Donald Ainslie. Lloyd's challenges to my interpretations and my efforts to respond to them no doubt strengthened the arguments presented in my thesis and made me rethink aspects of Aristotle's philosophy I had previously taken for granted. The few conversations I had with Donald forced me to define my position on Aristotle against those of other scholars in the field and helped me to clarify my own thinking about Aristotle's moral psychology in particular. In addition, he asked interesting questions throughout the process which have helped me to think of Aristotle not only as a figure to be studied, but also as someone who can be questioned and criticized. There are others at the University of Toronto who have helped me in various ways. Tony Kostroman sewed as a sounding block and inevitably kept me on my toes, whether with respect to Aristotle's ethics, analytic philosophy, or my attempts to make sense of continental philosophy. Laura Shanner offered advice to me about numerous job related things and solidified my interest in and respect for bioethics. The graduate department and various graduate coordinators were unfailingly supportive, especially at some very difficult times. (m. I also owe a word of thanks to two people at Trinity College Helen Lang, my undergraduate advisor, encouraged me to consider graduate school and offered her advice and support at various points during my days as a graduate student. She set a fine example for an undergraduate first learning about philosophy and continues to be a source of support and information about the world of philosophy. I also wish to thank John Williams, a professor of Classics at Trinity, who first recognized my interest in philosophy and offered numerous words of wisdom as my freshman advisor. My greatest debt of all is to my parents, Bob and Mimi DOW, who never questioned my decision to pursue a doctorate in philosophy and who offered their financial support during the last years of my degree. They have never pushed me to be "practical" and have allowed me to pursue my dreams even when it was not obvious where they would take me. I'm lucky to have parents who understand the important things in life and who have taught me to do the same. My brother, despite his teasing me about my head being in the clouds. appreciated the value of what I was doing and offered his moral support abcut life in grad school. I only wish Robby were here to see the final resul ts. Next to my family, Tim has been the most important source of support to me. He has stood by me through the worst times and it is wondetful to be able to share my happiness with him now. His advice about how to finish a thesis, as well as other aspects of being a graduate student, and his patience with me as I inevitably missed deadlines, became fmstrated and questioned myself was extraordinary. I have a wonderful group of friends both here in Toronto and elsewhere who have encouraged me and cheered me on: Tom and Diane (the Friday night sanity check), Mary Leone (who was wise enough not to offer Cristina as research experiment in moral education), Tony, Sheila, Paul, BoblRob and Ande, Janice, Tamara, Catherine, Brian and Roni (our golfing partners), Kevin, Kirsten, Rebecca, Aileen, Mary R., Steve, Rich and Toni, Sven and Suzanne, Mel, Shana, Jenny, and others. The friendship of dl of these people, as well as that of those mentioned above, has truly meant a lot to me as I've made my way through my degree. TABLE OF CONTENTS INTRODUCTION CHAPTER ONE: MORAL EXCELLENCE AND EUDAIMONm 10 I. Introduction. ............... .... ......................................................................... -10 11 . Eudaimonia and Excellence. ......................................................................... 10 III . Moral Excellence. ....................................................................................... 29 A . Moral Excellence is a Hexis of Pathi!. ....... ........ . .. .. ... ............... 32 .- B . Excellence Concerns Action ............................................................ 45 CHAPTER TWO: MORAL DEVELOPMENT 87 I. I ntroduction. ........... ......... . ......................................................................... 87 II . The Child's Nature ........................................................................................ 90 ................................................................................................ III . Development 99 N . Problems in Development. ...................... ...... .......................................... 106 CHAPTER THREE INITIAL HABITUATION 121 I . Introduction. ................ .............. ................................................................... -121 II . Characteristics of Human Nature and Behavior Used in Habituation. ....... 122 A . Natural Reason ................................................................................ 123 B . Pleasure. .......................................................................................... 125 C . Honor and Shame .... ............. . ................................................. 1 3 1 D . Philial Relations and Imitation. .................................................... 142 III . Program of Education ............................................................................. 1 4 8 A . Pre-education ................................................................................ 150 B . Early Education ............................................................................... 154 C . Late Education .............................................................................. 167 CHAPTER FOUR: COMPLETION OF EDUCATION 192 I . Introduction. ................................................................................................. I92 II . Completion of Education. ........................................................................... 195 . ................................................. A Continuation of Initial Habituation 197 . ........................................................................ B Intellectual Training 209 CONCLUSION 240 INTRODUCTION Although he lived in the fourth century BC, many of Aristotle's ideas about ethics are still appealing to contemporary philosophers. This is likely at least in part due to his important insights about the role of emotion and character in conduct. Many philosophers, particularly virtue ethicists, look to Aristotle's theory as a starting point for reasoning about human action and human relations despite the fact that several of the ideas which underlie his claims about moral excellence and excellent action do not appear to be viable today.' For example, his beliefs that humans are naturally oriented toward the good and have a natural desire to learn are not widely accepted by contemporary philosophers. In addition, his view of the teleological nature of pleasure would be questioned todayS2 However, Aristotle's recognition of the complexity of human action and the influence of both affective and intellectual responses on action make Aristotle's views appealing and more realistic than many other approaches to ethics, which focus primarily on only one aspect of human action. In this thesis, I will examine one aspect of Aristotle's moral theory which reflects the integration of intellect and character and seems to be particularly promising for contemporary ethics: his theory of moral education. 1 Anscornbe, Foot and McDowell pointed out the benefits of focusing on character and virtue many years ago. More recently, ethicists such as MacIntyre, SIote, Stocker, Solomon and Hursthouse look to Aristotle to ground their approaches to moral theory. The renewal of interest in virtue theories is attested to by such recent collections as Virtue Theory, ed. Roger Crisp and Michael Slote (Oxford: Oxford University Press, 1997) and Virrue Ethics: A Critical Reader, ed. Daniel Statman (Edinburgh: Edinburgh University Press, 1997). Aristotle held other views which might be considered objectionable by contemporary philosophers, like his view about the defective nature of women and slaves. These beliefs, however, are not an integral part of his system of moral education and rejecting them does not cll the rest of his theory into question. Aristotle's theory of moral education is one aspect of his ethical theory which has received comparatively littIe attention from scholars over the years.3 Initially, scholars focused on Aristotle's statement that moral education proceeds through habituation and offered a mechanical interpretation of Aristotle's theory of moral education which sounded somewhat behavioristic. In the 1970's and 1980's this traditional interpretation was challenged by scholars such as Bumyeat, Sorabji and Sherman.' They argue that moral education must have an intellectual component in addition to habituation. More recently, Cooper has explored the role of thumos in moral development.' Bumyeat focuses on the role of pleasure in helping to account for how practice leads to knowledge. He claims that coming to take pleasure in morally excellent acts helps us to learn that they are excellent and to choose them for their own sakes. He describes the process of habituation and suggests that moral education is really a process of coming to find the same acts pleasant, noble and good. Although Bumyeat gives an ' Aristotle's theory of moral education has enjoyed renewed interest from philosophers of education recentIy. This attention is probably due to the desire to find alternatives to Kohlberg's intellectudly oriented program. See, for example, David Carr, "After Kohlberg: Some Implications of an Ethics of Virtue for the Theory of Moral Education and Development," Studies in Philosophy and Education, 15 ( 1996), 353-370; Kevin McDonough, "The Importance of Examples for Moral Education: An Aristotelian Perspective," Studies in Philosophy and Education, 14 (1994), 77-103; Deborah Kerdeman, "Educating Ethical Behavior: Aristotle's Views on Akrasia," Philosophy of Education Society Proceedings 1992, pp. 81-89; Randall Curren, "Education and the Origins of Character in AristotIe," Philosophy of Education Society Proceedings 1991, pp. 202-210; and Bernadette Tobin, "An Aristotelian Theory of Moral Development," Journal of Philosophy of Education, 23 (1989). 195-21 1. 4 M.F. Burnyeat, "Aristotle on Learning to Be Good," in Essays on Aristotle's Ethics, ed. Arnelie Rorty (Berkeley: University of California Press, 1980), pp. 69-92; Richard Sorabji, "Aristotle on the Role of Intellect in Virtue," in Essays On Aristotle's Ethics, ed. Amelie Rorty (Berkeley: University of California Press, 1980) pp. 201-219; Nancy Sherman, "Aristotle's Theory Of Morai Education," Diss. Haward University, 1982 and The Fabric of Character: Aristotle 's Theory of Virtue (Oxford: Clarendon Press, 1989). ' John Cooper, "Reason, Moral Virtue and Moral Value," in Rationality in Greek Thought, ed. Michael Frede and GiseIa Striker (Oxford: Clarendon Press, 1996), pp. 8 1- 114.

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ARISTOTLE'S THEORY OF MORAL EDUCATION. Lucia Randolph Dow. A thesis submitted in conformity with the requirements for the degree of Doctor of
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