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International Series in Operations Research & Management Science Editor Harilaos N. Psaraftis Green Transportation Logistics The Quest for Win-Win Solutions International Series in Operations Research & Management Science Volume 226 Series Editor Camille C. Price Stephen F. Austin State University, TX, USA Associate Series Editor Joe Zhu Worcester Polytechnic Institute, MA, USA Founding Series Editor Frederick S. Hillier Stanford University, CA, USA More information about this series at http://www.springer.com/series/6161 Harilaos N. Psaraftis Editor Green Transportation Logistics The Quest for Win-Win Solutions Editor HarilaosN.Psaraftis DepartmentofTransport TechnicalUniversityofDenmark Kgs.Lyngby,Denmark ISSN0884-8289 ISSN2214-7934 (electronic) InternationalSeriesinOperationsResearch&ManagementScience ISBN978-3-319-17174-6 ISBN978-3-319-17175-3 (eBook) DOI10.1007/978-3-319-17175-3 LibraryofCongressControlNumber:2015942145 SpringerChamHeidelbergNewYorkDordrechtLondon ©SpringerInternationalPublishingSwitzerland2016 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartof the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilarmethodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexempt fromtherelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. Thepublisher,theauthorsandtheeditorsaresafetoassumethattheadviceandinformationinthis book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained hereinorforanyerrorsoromissionsthatmayhavebeenmade. Printedonacid-freepaper Springer International Publishing AG Switzerland is part of Springer Science+Business Media (www.springer.com) Foreword and Acknowledgments This book is a compilation of material on green transportation logistics. The materialcomesfromvarioussources,mostlyfromprojectsthatmyassociatesand Ihavebeeninvolvedin,butalsofromworkofseveralexternalinvitedcolleagues. AnoutlineofthescopeandcontentsofthebookispresentedinthePreface. The trigger for writing the book came from EU project SuperGreen on green corridors(2010–2013),and,infact,severalchaptersofthisbookarebasedonthe resultsofthisproject.Sometimebeforetheendofthisproject,andwhenIwasstill at the National Technical University of Athens (NTUA), it occurred to me that material developed in the course of the project might form the basis for a book. However,thedecisiontogoonwiththebook,aswellasthespecificsofthebook, didnotcomeuntilaftertheSuperGreenprojectwascompletedandIhadmovedto theTechnicalUniversityofDenmark(DTU). ThestoryoftheSuperGreenprojectisanexcitingone.Theprojectspannedthe period January 2010–January 2013, but its origins can be traced back to October 2007, when Atle Minsaas of Marintek (Trondheim, Norway), a colleague I had collaboratedwithsincethemid-1990sinthecontextofseveralEUprojects,visited meatNTUA.AtleaskedmeifIwasinterestedinaspecificcallforproposalsunder EU’s 7th Framework Programme for R&D, which addressed the issue of green corridors.GreencorridorswereoneoftheconceptsintroducedwithintheEuropean Commission’s “Freight Logistics Action Plan” of 2007. In that plan, a number of short- to medium-term actions were presented that would help Europe address its current and future challenges and ensure a competitive and sustainable freight transportationsystem.Oneamongtheseactionswastheso-calledGreentransport corridorsforfreight.Thesewerecharacterizedbyaconcentrationoffreighttraffic betweenmajorhubsandbyrelatively longdistancesoftransport. Green corridors wouldinallwaysbeenvironmentallyfriendly,safe,andefficient. IrespondedpositivelytoAtle’squestion,andinDecemberof2007wedecided thatMarintekwouldtaketheleadincoordinatingtheproposalandthatAtlewould serveasProjectManager.AgroupofpartnersacrossEuropewereassembled,and inMay2008wesubmittedaproposaltotheEuropeanCommissionontheso-called v vi ForewordandAcknowledgments SuperGreen project, tasked to investigate this topic. This was a “coordinated action”comprisingallstakeholdersinvolvedinthegreencorridors,andproposing toanalyze and suggest,amongotherthings, how thegreencorridorscan be made even greener by green technologies and smarter utilization of Information and Communication Technologies (ICT). I was involved in the proposal as the main contactpersonforpartnerNo.2,NTUA,whichwasrepresentedbytheLaboratory forMaritimeTransport,ofwhichIwastheDirector. Eventhoughwereceivedtheproposal’sevaluationreportfromtheCommission asearlyasJuly2008,wewerenotinvitedforcontractnegotiationsuntilApril2009, as the Commission had to rank-order all proposals and then choose which among themcouldproceed.Thesenegotiationswereconcludedinthefallof2009andthe projectsetouttostartinmid-January2010.TheSuperGreenconsortiumconsisted of 22 partners from 13 countries in Europe and its official title was “Supporting EU’s Freight Transport Logistics Action Plan on Green Corridors Issues” (Grant AgreementNo.TREN/FP7TR/233573/“SUPERGREEN”). ItwasduringthesenegotiationsthataswitchbetweenpartnersNo.1and2took place.TheswitchassignedtoNTUAtheroleofProjectCoordinator,andtomethe role of Project Manager. This was due to Atle’s assignment to manage the devel- opment of the new research infrastructure, the Ocean Space Centre, a 10+ year project in Norway dealing with maritime and ocean science and technology. Atle felthecouldnotundertakebothmanagerialjobsandaskedmeifIcouldtakeover his role in SuperGreen. I accepted such role with simultaneous excitement and apprehension, as I knew that managing multi-partner EU projects could be nontrivial (at that point in time I had managed two such projects, but these were muchsmaller,bothinscopeandnumberofpartners).Atleremainedconnectedwith the project in its entirety and Iam glad that he accepted to co-authorwithme the finalchapterofthisbook. Complementary toSuperGreen, Ialsohadseveral otherprojectsatNTUA that wererelatedtotheinterfacebetweentransportationlogisticsandemissions.Allof theseprojectsweremaritimerelated.Theywerethefollowing: • “Ship Air Emissions Study,” study funded by Hellenic Chamber of Shipping (January–June2008). • “Effective Bulk Transport,” gift agreement funded by Det Norske Veritas (January2008–December2010). • “Assessment of Environmental Impact in Marine Transportation and Related Activities,” project funded by the American Bureau of Shipping (June 2008– May2011). • “Centre of Excellence in Ship Total Energy-Emissions-Economy,” project fundedbyTheLloydsRegisterFoundation(February2010–December2015). • “Envi-Shipping:GreenAssessmentofaShip’sLifecycle,”multi-partnerproject funded by the General Secretariat of Research and Technology, Greece (May 2011–November2014). Thefinancialsupportofalloftheabovefundingsources,includingtheEuropean Commission, is gratefully acknowledged. As with SuperGreen, some of the work ForewordandAcknowledgments vii conductedundertheseprojectseventuallyfounditswayintothisbook,asmuchas it was also published in journals and presented in conferences. The same was the casewithmyengagementwiththeInternationalMaritimeOrganization(IMO),as an advisor of the Hellenic Chamber of Shipping. In the period between 2007 and 2013,Iparticipatedinseveral meetingsofIMO’sMarineEnvironmentProtection Committee (MEPC) and in several expert groups on matters pertaining to Green House Gases (GHGs). I thought that some of this work was also relevant for thebook. Workinthe3yearsofSuperGreenwasasexcitingasitwaschallenging.Istill remember walking in a snowstorm in Kuopio, Finland, home of our partner Sito Ltd.,togotoameetingwherewewouldpreselect15corridorsfortheanalysis.Ora stakeholder’s workshop in Helsinki where we presented a proposal for the nine corridorswewoulduseforouranalysis.Weevengavenicknamestothecorridors: Brenner, Mare Nostrum, Two Seas, Nureyev, Cloverleaf, Strauss, Finis Terrae, Edelweiss, and Silk Way, the latter linking Europe to the Far East. Not to forget werealsothestakeholderworkshopinNapoli(Nolaterminal)tocomeupwithalist of sensible key performance indicators (KPIs), and the near-disaster stakeholder workshop in Antwerp on the same subject, as there was much confusion on what sensible KPIs mightbe. The turning point ofthe project came in the workshop in Malm€o(March2011),whenthefinallistofKPIswasdecided. Beyondthatimportantmilestone,progressintheprojectwentsmoothly.When in the fall of 2011, the European Commission issued its proposal for the new Trans-European Transport Network (TEN-T) guidelines, something that evolved into a Regulation in 2013, we were intrigued that the proposed TEN-T Core Network had substantial overlap with the set of nine corridors we had chosen about a year earlier. Contact was initiated with the Commission’s TEN-T Policy unitin2012andwemaintainedafruitfuldialogwiththemevenaftertheendofthe project. Dissemination activities in the project were broad and diverse. Just within its officialdurationwehad8papersinjournals,bookchapters,andscientificconfer- ences,3plenaryworkshops,4regionalworkshops,andcloseto50presentationsin other external events. Dissemination continued after January 2013, when the project officially closed. All project results and deliverables can be found in www.supergreenproject.eu. A special challenge in SuperGreen was the evolving scene of related EU legislation on green corridors and related topics. When the proposal was being writtenin2008,the2001WhitePaperonTransportandthe2007FreightLogistics Action Plan (fresh out of the oven at the time) were the two main EU policy documents on the subject. Between that time and at the end of the SuperGreen projecttherewereseveraladditionalandimportantpolicydevelopments,including the2010RegulationonanEuropeanrailnetworkforcompetitivefreight,the2011 WhitePaperonTransport,andthe2011proposalfornewTEN-Tguidelines.Even though the SuperGreen grant agreement, signed in late 2009, could not foresee theselaterdevelopments,wefeltthatitwasourobligationtoprovideinputonthem during the course the project. Even more, for the purposes of this book, we viii ForewordandAcknowledgments consideredessentialtoincludepolicydevelopmentsthatmaterializedaftertheend of SuperGreen. These include the proposed Fourth Railway Package (2013), the proposed Regulation on Monitoring, Reporting, and Verification (MRV) of CO 2 emissions from maritime transport (2013), the Regulation on TEN-T guidelines (2013),theStrategyforreducingHeavy-DutyVehicles’fuelconsumptionandCO 2 emissions(2014),theDirectiveontheDeploymentofAlternativeFuelsInfrastruc- ture(2014),andseveralothers. WhenImovedtoDTUinmid-2013,Idevelopedanewgraduatecourse,givenat both the Master’s and Doctoral levels, which was entitled “Green Transport Logistics.”MuchoftheworkofSuperGreen,plussomeadditionalrelatedmaterial formedthebasisforthatcourse.Itwasaroundthattimethattheideaforabookon thissubjectresurfaced. Advice on where to publish the book was given to me by colleague James BookbinderoftheUniversityofWaterloo(Canada).SomeSuperGreencolleagues andIhadalreadywrittenachapteronSuperGreenforJim’s“HandbookofGlobal Logistics” (Springer, 2013), referring to work in the project circa 2011. So upon Jim’s advice, I contacted Frederick Hillier of Stanford University, then Editor for Springer’s International Series in Operations Research and Management Science andputthebookideatohim.Intheproposalforthebook,sixchaptersweredevoted to SuperGreen. But also eight other chapters were proposed on other subjects related to green transportation logistics, which was chosen as the book’s title. I considered Fred Hillier an iconic figure, as his book with Gerald Lieberman “IntroductiontoOperationsResearch”thatIhadpurchasedbackinthelate1970s when I was a graduate student at MIT was critical in my subsequent interest in Operations Research and Management Science. I was pleased that Fred liked the book proposal, and eventually an agreement was reached for Springer to be the publisher of this work. Fred subsequently stepped down as Series Editor and I workedwithCamillePrice,NeilLevine,ChristineCrigler,andMatthewAmboyat Springer.Iwouldliketothankallofthemfortheproductionofthisbook. InJanuary2014,wewerepleasedtoseetheEuropeanCommissionCommuni- cationCOM(2013)940final“BuildingtheTransportCoreNetwork:CoreNetwork Corridors and Connecting Europe Facility” citing the SuperGreen project in the contextofmeasuringthesustainabilityoftheTEN-TCoreNetworkcorridors.And inMay2014,wewereinformedthattheSuperGreenprojecthadbeenselectedby theEuropeanCommissionasasuccessstoryforaPolicyBrochureonlogisticsfor the Transport Research and Innovation Portal (www.transport-research.info). The maintaskofaPolicyBrochureistodemonstratethesynergybetweenEU-funded researchandEUpolicyinacertainarea.ForeachPolicyBrochure,three“success stories”arepresented,i.e.,researchprojectswhoseresultsarerecognizedashighly successful in supporting EU policy. Recognition is always gratifying, and in this particularcaseIthinkitreflectsoneveryindividualwhocontributedtotheproject. Soitismydutytoacknowledgeseveralpeopleforcontributingtothesuccessof the SuperGreen project. I apologize in advance for any omissions. First and foremost, my thanks go to Rein Ju¨riado and Fleur Breuillin, Project Officers at the European Commission (Directorate General for Mobility and Transport, ForewordandAcknowledgments ix DG-MOVE),aswellastoPawelStelmaszczyk,thenHeadofUnitB-3(Logistics, Co-modality, Motorways of the Sea & Marco Polo) at DG-MOVE for their tech- nical and administrative support and for their advice in general throughout the project. I also want to thank Gudrun Schulze, Policy Officer from the same DirectorateGeneral,forherconstructivefeedbackonissuespertainingtoTEN-Ts. ThenIwouldliketothank • George Panagakos, Christos Kontovas, Nikos Ventikos, Stefanos Chatzinikolaou,DimitrisLyridis,PanagiotisZacharioudakis,StylianosIordanis, andPanosTsilingirisofNTUA(LabforMaritimeTransport),Greece • Atle Minsaas, Even Ambros Holte, Aud Marit Wahl, and Beate Kvamstad of Marintek,Norway • IlkkaSalanneandSanniR€onkk€oofSito,Finland • Chara Georgopoulou and Nikos Kakalis of Det Norske Veritas, Norway (Piraeus,Greeceoffice) • Sergio Barbarino, Indrek Ilves, and Maximo Martinez of Procter and Gamble Eurocor,Belgium • Anders Sj€obris, Christopher Pa˚lsson, and Niklas Bengtsson of IHS Fairplay, Sweden • JuhaSchweighoferandAndreasBa¨ckofviaDonau,Austria • ValerioRecagno,SaraFozza,andFrancescaVioofD’Appolonia,Italy • Humberto Moyano, Beatriz Galan, and Ainhoa Puebla of the Port of Gijon, Spain • Jorged’AlmeidaandRuiPintoofPSASines,Portugal • KonradPu¨tzoftheNorwegianPublicRoadsAdministration,Norway • AlkisCorresandMaroVarvateoftheHellenicShort-SeaAssociation,Greece • ChristianeGeiger,AgnesEiband,andUweClausenoftheTechnicalUniversity ofDortmund,Germany • AndreaSch€onandMonicaHolmofDBSchenker,Germany • PaulusAditjandra,DewanIslam,EeroVanaale,andTomZunderoftheUniver- sityofNewcastle(Newrail),UK • ElinaMultanenandRolfSandbergofStraightway,Finland • RuthSanchezandRachidBerdofConsultrans,Spain • TaneliAntikainenoftheFinnishTransportAgency,Finland • VesaStenvallandOttoLehtipuuofVRGroup,Finland • KenanU¨lku¨ andRecaiKilikoftheTurkishRailways,Turkey • CaroleYche,MonicaGrosso,andChiaraRebuffiofCaptrainItalia,Italy • AndriyVartsabaofTESConsult,Ukraine IndrekIlvesmustbecreditedforthedepictionofthenineSuperGreencorridors in metro format and Christos Kontovas for the SuperGreen logo and for the maintenanceoftheSuperGreenwebsite. Ialsowanttothankthemembersoftheproject’sexternalAdvisoryCommittee, which included (alphabetically) Herman de Meester, Karin de Schepper, Jacques Dirand, Philippe Domergue, Fuensanta Martinez, Pawel Mickiewicz, Manfred

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