Green Energy and Technology Giuliano Dall'O' Green Energy Audit of Buildings A Guide for a Sustainable Energy Audit of Buildings Green Energy and Technology For furthervolumes: http://www.springer.com/series/8059 Giuliano Dall’O’ Green Energy Audit of Buildings A Guide for a Sustainable Energy Audit of Buildings 123 Giuliano Dall’O’ Department Architecture Built environmentand Construction engineering (ABC) Politecnico diMilano Milan Italy Additionalmaterialtothisbookcanbedownloadedfromhttp://extras.springer.com/8059. ISSN 1865-3529 ISSN 1865-3537 (electronic) ISBN 978-1-4471-5063-3 ISBN 978-1-4471-5064-0 (eBook) DOI 10.1007/978-1-4471-5064-0 SpringerLondonHeidelbergNewYorkDordrecht LibraryofCongressControlNumber:2013933593 (cid:2)Springer-VerlagLondon2013 LEED(cid:3)isaregisteredtrademarkofUSGBC. Copyright(cid:2)2011U.S.GreenBuildingCouncil.AllRightsReserved. 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Permissions for use may be obtained through RightsLink at the CopyrightClearanceCenter.ViolationsareliabletoprosecutionundertherespectiveCopyrightLaw. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexempt fromtherelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. While the advice and information in this book are believed to be true and accurate at the date of publication,neithertheauthorsnortheeditorsnorthepublishercanacceptanylegalresponsibilityfor anyerrorsoromissionsthatmaybemade.Thepublishermakesnowarranty,expressorimplied,with respecttothematerialcontainedherein. Printedonacid-freepaper SpringerispartofSpringerScience+BusinessMedia(www.springer.com) Preface The energy issue has been in recent years, and will be in the years to come, the most critical factor for a sustainable development of our society. The energy demand in the entire world, driven by expectations of a better quality of life in emerging countries, as well as by population increase, has reached levels that cannot be sustained in the future. Twoelementsmakethesituationevenmorecriticalforthecomingyears:fossil fuelsarelimitedandtheirwidespreadusecausessignificantadverseenvironmental impacts such as the production of carbon dioxide, one of the causes of global warming, but also acid rain, higher ozone concentration, or particulates, common emergencies in urban areas. Thereisawidespreadawarenessofhowtheenergyproblemmustbedealtwith, being the implementation of long-term energy policies, very different from those adoptedsofar.Adrasticimprovementinenergyefficiencyatallprocessinglevels andinallsectors(e.g.industry,transports,construction,services),andasignificant use of alternative energy sources (e.g. solar, wind, biomass), through a planned process of replacing the fossil origin fuels, are necessary. A significant and nec- essary challenge supported by new strategies but, above all, by a new cultural approach, oriented towards environmental sustainability. These changes in energy policies have concretely been initiated in the last ten years:almostallcountriesarecommittedtoachievingthegoalsofreducingcarbon dioxideemissionsonthebasisofinternationalagreements(e.g.theKyotoprotocol). The European Union is defining medium- and long-term targets and programmes throughto2050,byintroducingverificationstepsinordertocorrectthestrategies adoptedbytheMemberStates. Thisinternationalchallengeshouldnotonlybeseenasanemergency,butasan interesting opportunity, as it can generate positive effects in the economy. The implementation of new energy policies requires the use of new technologies for energy conversion and end-uses: this stimulates the research in the various fields involvedandobviouslynewskillsfortheactors(e.g.engineers,architects,energy managers, specialists, building managers, etc.). The whole of these new technol- ogies, and the related services, is the basis of the green economy: an interesting opportunity to develop the economy towards greater sustainability targets. v vi Preface The European Union is promoting among the Member States a common strategy to face the challenge. PoliciesforenergyefficiencyhavebeendevelopednotinEuropealonebutalso in other parts of the world, often with the aim of stimulating the economy in recession: in 2009 the U.S. Government proposed a series of economic measures forpublicandprivateemployerstogiveaclearimpetustothedevelopmentofthe green economy. The rapid evolution of rules for the energy efficiency of new buildings, results in a large energy performance gap between new buildings and existing ones that constitute the real estate. The improvement in the energy performance of existing buildings,throughenergyretrofitmeasures,isindeedagreatchanceforoperators and, more generally, for the green building economy. A correct definition of the retrofitmeasures,thatshouldbecost-effective,ishowevernotsoeasy:itrequiresa detailed analysis of the causes of energy wastes, through a methodological and a professional approach. Accurate and complete energy audits are essential as a means to assess and verify a project’s success at meeting performance goals. ThebookGreenEnergyAuditfitsintotheframeworkdiscussedabove,asatool tosupport,fromthetechnicalandeconomicalpointsofview,alltheactionsaimed atimprovingtheperformanceofexistingbuildingsandtheirfacilities.Theenergy auditmethodologyproposedinthisbookhasledustodefineanacronymdifferent from the traditional one: Green Energy Audit. The added value lies in the ‘‘green’’, a word that refers to and summarizes a widespread concept; that of environmental sustainability. In fact, the Green Energy Audit is not limited to providing tools and methods to reduce energy consumption, but it poses a more ambitious objective: to contribute to an overall improvement in the sustainability of the building under consideration. The book also provides the elements to understand what possible benefit will be obtained, once implemented measures to improve the sustainability, to start a process of certification under LEED(cid:3) protocols. Thetechnicalliteratureoffersmanyrigorousbooksandhandbooksdealingwith the matter related to energy audits, however, the publications are often intended for experts with in-depth, baseline knowledge of the subject. Indeedthisbookisdesignedtogivethereader,inasimpleandaccessibleway, and without requiring in-depth skills, a comprehensive method to analyze the building and the facilities. It shows how toproperly use the auditinstrumentation forfieldsurveysandmonitoring,todefinethebaselineenergybalance,toidentify the retrofit measures assuming different scenarios, tomakeeconomic evaluations, hence evaluating the improvement of global sustainability, and to prepare a clear and effective technical report. ThebookGreenEnergyAuditofBuildingsisaimedatmanytypesofaudience: • engineers and architects who are already operating at various levels in the energy fields, andwho may have experience in the field ofenergyaudit.It will assistincompletingtheirmethodologicalapproachandprovideideastoimprove their expertise; Preface vii • energy assessors who wish to undertake the profession of auditor; • lecturersandgradate/postgraduatestudentsofscience,engineering,architecture, and construction who want to improve their knowledge on the issues of sus- tainability of buildings and energy audit; • not only those responsible for maintenance of buildings, but also for all non- technical energy operators, such as real estate managers or building managers. Thepurposeofthisbookis,aboveall,tospreadknowledgeandinterestonthe topics of energy and environmental quality of buildings, so contributing, prag- matically, to the change in real estate. Iamgratefultomanypeople,beginningwiththecolleagueswhohaveprovided written contributions, that have been included in the book in specific topics. AspecialthanksgoestomycolleagueandfriendLucaSarto,whoalsohelpedme in the review of the entire book. I am also grateful to the colleagues and the students who provided valuable feedback and encouraging comments on most of thematerialofthisbook.IamgratefultoMarkIzardwhohelpedmeinfindingthe correct way to express the concepts, but at the same time his help was for me a useful comparison in viewpoints on the technical aspects. Finally I express my thanks to Mr. Anthony Doyle for agreeing to include this bookintheprestigiousseries‘‘GreenEnergyandTechnology’’ofSpringer,giving me the opportunity to contribute to this important project. Milan, April 2013 Giuliano Dall’O’ Contents 1 Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.1 Awareness, as Starting Point for Performance Improvement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.2 A Comprehensive Approach . . . . . . . . . . . . . . . . . . . . . . . . 2 1.3 Structure of the Book . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 1.3.1 Methodologies . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 1.3.2 Tools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 Part I Methodologies 2 Green Energy Audit: General Aspects. . . . . . . . . . . . . . . . . . . . . 9 2.1 Building Energy and Environmental Enhancement Strategies. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 2.1.1 Defining the Operational Plan . . . . . . . . . . . . . . . . . 9 2.1.2 Reasons that Lead to Energy and Environmental Enhancement. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 2.2 Scope and Aims of the Green Energy Audit . . . . . . . . . . . . . 13 2.2.1 The Meaning of Auditing . . . . . . . . . . . . . . . . . . . . 13 2.2.2 Energy Auditing. . . . . . . . . . . . . . . . . . . . . . . . . . . 15 2.2.3 Green Energy Audit . . . . . . . . . . . . . . . . . . . . . . . . 18 2.2.4 The Green Energy Auditor . . . . . . . . . . . . . . . . . . . 20 2.3 Definition of Operating Levels. . . . . . . . . . . . . . . . . . . . . . . 21 2.3.1 Walkthrough Audit. . . . . . . . . . . . . . . . . . . . . . . . . 22 2.3.2 Standard Audit. . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 2.3.3 Simulation Audit . . . . . . . . . . . . . . . . . . . . . . . . . . 25 2.4 Organisational Aspects of the Auditing. . . . . . . . . . . . . . . . . 25 2.5 Contractual Aspects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 2.5.1 The Relationship Between the Auditor and Client . . . 26 2.5.2 The Implementation of the Retrofit Measures . . . . . . 27 ix x Contents 2.6 Energy Audit and Energy Certification, an Integrated Approach. . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 2.7 Commissioning Authorities and the Green Energy Audit. . . . . 30 2.7.1 The Conjunction of the Two Methodologies . . . . . . . 30 2.7.2 Commissioning and Retrocommissioning. . . . . . . . . . 31 2.7.3 Commissioning and Retrocommissioning: From New Buildings to Existing Buildings . . . . . . . . 32 2.7.4 The Re-commissioning Process for Existing Buildings. . . . . . . . . . . . . . . . . . . . . . . 33 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 3 Application of the Methodology . . . . . . . . . . . . . . . . . . . . . . . . . 35 3.1 General Criteria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 3.2 Definition of the Contract . . . . . . . . . . . . . . . . . . . . . . . . . . 37 3.2.1 Actors Involved . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 3.2.2 Tools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 3.2.3 Deliverable Documentation . . . . . . . . . . . . . . . . . . . 39 3.2.4 Critical Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 3.3 Acquisition of Documentation . . . . . . . . . . . . . . . . . . . . . . . 39 3.3.1 Actors Involved . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 3.3.2 Tools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 3.3.3 Deliverable Documentation . . . . . . . . . . . . . . . . . . . 40 3.3.4 Critical Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 3.4 Planning of Activities. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 3.4.1 Actors Involved . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 3.4.2 Tools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 3.4.3 Deliverable Documentation . . . . . . . . . . . . . . . . . . . 41 3.4.4 Critical Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 3.5 Definition of Consumption and Performance Indicators. . . . . . 42 3.5.1 Actors Involved . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 3.5.2 Tools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 3.5.3 Deliverable Documentation . . . . . . . . . . . . . . . . . . . 43 3.5.4 Critical Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 3.6 Field Surveys. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44 3.6.1 Actors Involved . . . . . . . . . . . . . . . . . . . . . . . . . . . 44 3.6.2 Tools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 3.6.3 Deliverable Documentation . . . . . . . . . . . . . . . . . . . 45 3.6.4 Critical Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46 3.7 Verification of Indoor Environmental Conditions. . . . . . . . . . 47 3.7.1 Actors Involved . . . . . . . . . . . . . . . . . . . . . . . . . . . 47 3.7.2 Tools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 3.7.3 Deliverable Documentation . . . . . . . . . . . . . . . . . . . 48 3.7.4 Critical Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 Contents xi 3.8 Monitoring of Climate Parameters and Energy Consumption. . . . . . . . . . . . . . . . . . . . . . . . . . . 49 3.8.1 Actors Involved . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 3.8.2 Tools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 3.8.3 Deliverable Documentation . . . . . . . . . . . . . . . . . . . 50 3.8.4 Critical Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 3.9 Definition of Baseline. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 3.9.1 Actors Involved . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 3.9.2 Tools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 3.9.3 Deliverable Documentation . . . . . . . . . . . . . . . . . . . 51 3.9.4 Critical Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52 3.10 Definition of the Green Energy Plan. . . . . . . . . . . . . . . . . . . 52 3.10.1 Actors Involved . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 3.10.2 Tools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 3.10.3 Deliverable Documentation . . . . . . . . . . . . . . . . . . . 53 3.10.4 Critical Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54 4 Acquisition of Basic Information. . . . . . . . . . . . . . . . . . . . . . . . . 55 4.1 General Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55 4.2 Technical and Operating Documentation. . . . . . . . . . . . . . . . 56 4.3 Energy Usage for Electrical Appliances . . . . . . . . . . . . . . . . 57 4.4 Energy Usage for Thermal Appliances . . . . . . . . . . . . . . . . . 61 4.5 Parameterisation of Performance Through Benchmarking . . . . 65 4.5.1 The Scope of Benchmarks. . . . . . . . . . . . . . . . . . . . 65 4.5.2 Factors that may Affect Benchmarks . . . . . . . . . . . . 66 4.5.3 The Selection of Parameters . . . . . . . . . . . . . . . . . . 66 4.5.4 International Benchmark Tools. . . . . . . . . . . . . . . . . 69 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70 5 Survey Instrumentation and Methods . . . . . . . . . . . . . . . . . . . . . 71 5.1 Instrumentation for Measuring Thermal Comfort . . . . . . . . . . 71 5.1.1 Thermometers . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72 5.1.2 Infrared Thermometers . . . . . . . . . . . . . . . . . . . . . . 74 5.1.3 Anemometers. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76 5.1.4 Hygrometers and Psychrometers. . . . . . . . . . . . . . . . 76 5.1.5 Microclimate Analysers. . . . . . . . . . . . . . . . . . . . . . 77 5.1.6 Carbon Dioxide (CO ) . . . . . . . . . . . . . . . . . . . . . . 78 2 5.2 Instrumentation for Measuring Lighting Comfort . . . . . . . . . . 80 5.3 Instrumentation for Measuring Building Losses . . . . . . . . . . . 82 5.3.1 Endoscope. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82 5.3.2 Thickness Gauges for Panes of Glass . . . . . . . . . . . . 84 5.3.3 Heat Flux Meter. . . . . . . . . . . . . . . . . . . . . . . . . . . 84 5.3.4 Blower Door Test. . . . . . . . . . . . . . . . . . . . . . . . . . 86