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801855** HELM, PEYTON RANDOLPH "GREEKS" IN THE NEO-ASSYRIAN LEVANT AND "ASSYRIA" IN EARLY GREEK WRITERS University of Pennsylvania PH.D. 1980 University Microfilms International 300 N. Zeeb Road, Ann Arbor, MI 48106 18 Bedford Row, London WC1R 4EJ, England Copyright 1980 by HELM, PEYTON RANDOLPH All Rights Reserved Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. "GREEKS" IN THE NEO-ASSYRIAN LEVANT AND "ASSYRIA" IN EARLY GREEK WRITERS PEYTON RANDOLPH HELM A DISSERTATION in Ancient H istory Presented to the Graduate F aculties of th e U niversity of Pennsylvania in P a rtia l F ulfillm ent o f the Requirements for the Degree o f Doctor of Philosophy. 1980 rv iso r of D isserration Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. © COPYRIGHT Peyton Randolph Helm 1980 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. ACKNOWLEDGEMENTS During the four years which the w riting of th is d issertatio n has larg ely occupied I have received much support and many kindnesses which these b rie f acknowledgements cannot even begin to repay. I must thank, firs t of a ll, the Graduate Faculty o f A rts and Sciences o f the U niversity of Pennsylvania for the D issertation Year Fellow ship of 1976-77 which allowed me to begin work on th is th esis, and the Graduate Group in Ancient H istory which, under the chairm anship of M ichael Jameson, offered me generous support along the road to the d isser­ tatio n stage. I owe more than can be easily expressed to the members of my superb d issertatio n committee: James D. Muhly, my supervisor, who offered me lim itless encouragement and bibliographical advice and who served as lending lib ra ry , c ritic , and friend; E rie Leichty, whose breadth of A ssyriological knowledge and astu te ed ito rial eye helped me to clarify many points and correct many errors; and M artin Ostwald, whose knowledge of the C lassical sources and whose s ty lis tic criticism s have proved in­ valuable. I must also thank Professor Ostwald for his assistance in pro­ curing a ty p ist for the fin al ty p escrip t of th is d issertatio n and for serving as courier in the delivery of the chapter m anuscripts to her. Among the many other members of the U niversity of Pennsylvania faculty to whom I owe thanks, I must especially mention A. John Graham, the current chairman of the Graduate Group in Ancient H istory, who firs t emphasized to me the lim itations of the evidence for Greek settlem ent in the Neo-Assyrian Levant, and thereby greatly influenced the direction i i i Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. taken by th is d issertatio n . Thanks are also due Irene J. W inter, who offered invaluable criticism and advice on many sections of the fourth and fifth chapters. I must also express my gratitude to Hayim Tadmor for his many per­ ceptive criticism s, for his good humor and tire le s s in terest in my work, and for his h o sp itality in Jerusalem . Thanks are also due to Professors Jonas G reenfield in Jerusalem , Israel E ph'al in Tel Aviv, and Gary O iler at the U niversity of Akror , Akron, Ohio. D espite the copious assistance I have received from a ll o f these fine scholars, I must confess to sole resp o n sib ility for those erro rs, shortcom ings, and inadequacies which inevitably remain. L ast, but fa r from le a st, I wish to thank my parents, my two brothers and my fiancee, whose generosity, kindness, patience and en­ couragement have never flagged. Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. TABLE OF CONTENTS Chapter One: In tro d u c tio n ..................................................................................................... 1 Chapter Two: The Name A s s y r ia ..........................................................................................27 ’Acaupuri and A ssu r..........................................................................................................................27 ’Aaaupco and Z up^n....................................................................................................................30 Chapter Three: Greece and the Near East in the Second M illennium B.C.: The P o ssib ility o f a Bronze Age Transm ission of the Name " A s s y ria " ...............................................................................42 Introduction .................................................................................................................................... 42 The Middle Bronze A g e ...............................................................................................................43 The Late Bronze A g e ....................................................................................................................48 C o n c lu sio n s..........................................................................................................................................52 Chapter Four: Greeks in the Neo-Assyrian Levant—The Evidence for Trade and Settlem ent ............................................................................... 62 L iterary Evidence .................................................................................................................... 64 A rchaeological Evidence ..................................................................................................... 73 The Significance of the Ceramic Evidence ............................................................. 83 Non-Ceramic A rchaeological Evidence for Greeks in the Near E a s t ............................................................................................................................... 86 A R econsideration of A egean-O riental Trade in the Iron Age—the Role of C y p ru s..........................................................................................89 The Beginning o f Greek Trade w ith the O rient in the Late Eighth C e n tu ry ...............................................................................................................98 M aterial Evidence for A ssyrian Commerce w ith Greece .............................. 101 Chapter Five: Greek M ercenaries in the Levant down to C. 600 B.C..................................................................................................................................................135 Chapter Six: Neo-Assyrian References to "Greeks" and the H isto rical Context of Greek R elations w ith the Neo- A ssyrian Levant....................................................................................................................................161 Yaman, Ya' and Yadnana .............................................................................................162 The Ninth through M id-Eighth C e n tu rie s..................................................................166 T ig lath -P ileser I I I ..................................................................................................................171 Shalmaneser V .................................................................................................................................177 Sargon I I ............................................................................................................................................180 S e n n a c h e rib .......................................................................................................................................190 Chapter Seven: The Near East in Homer and Hesiod and Homeric "E upcn".................................................................................................................................216 Arimoi and E rentooi.......................................................................................................................216 P h o e n ic ia n s.......................................................................................................................................219 E g y p t.......................................................................................................................................................224 Sum m ary.................................................................................................................................................226 Homeric Euptri, ’Aacuptn, and th e Date of the O dyssey..............................226 v Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. Chapter Eight: The Kear East in Early Greek W riters to H e ro d o to s............................................................................................................................... 235 Introduction ............................................................................................................................... 235 The Predecessors of H e ro d o to s....................... .................................................... 240 H ekataios of M iletos .......................................................................................................... 242 Dionysios of M ile to s......................................................................... 250 Charon of L am psakos................................................, , ............................................... 251 H ellanikos of Lesbos .......................................................................................................... 254 Xanthos of L y d ia .................................................................................................................... 258 O fficial Achaemenid Documents as Sources ........................................................ 264 Chapter Nine: "Syria” and "A ssyria" in H erodotos........................................ 276 The Satrapy L i s t .................................................................................................................... 277 The Army L i s t .......................................................................................................................... 280 The "Map" of A s i a .................................................................... 284 A ristagoras Map and the D escription of the Royal Road . . . . 285 1 O riental Terminology for W estern Asia and its Influence on H erodotos Use of the Terms "Syria" and "Assyria" . . . . 294 1 Chapter Ten: C o n clu sio n ..................................................................................................... 313 Appendix I: Table of Eighth-Century Greek Imports at Al Mina and in C y p ru s ................................................................................................................ 317 Appendix II: The B erossian Account of Sennacherib's C ilician C am p aig n .......................................................................................................................................... 319 Appendix III: The Problem of M atien e..................................................................... 327 Figure 1 .............................................................................................................................................. 172 Figure 2 ............................................................................................................................................... 293 A b b rev iatio n s.................................................................................................................................... 333 B ib lio g ra p h y 334 In d ex I 381 v i Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. CHAPTER ONE: INTRODUCTION From as early as the m id-seventh century B.C. and certain ly from the very e a rlie st occurrence o f these term s in th eir lite ra tu re , the Greeks used the related names "Syria" and "A ssyria" as ill-d efin ed geographical designations for the Levant, p arts of Asia Minor, and M esopotamia.^ Yet i t is apparent th at they had only slig h t fam iliarity w ith the h isto rical O riental state whose name they had borrowed for th is purpose, and little in the way of accurate inform ation about the h isto ry , cu ltu re, or geography of th at sta te . In the la te fifth century, when Herodotos prom ised to re­ late the h isto ry of A ssyria, he invoked the name of an empire which had 2 been ex tin ct for nearly two centuries by the time he w rote. Though the prom ised ’Aaadptot Adyot never m aterialized, the few scraps of Assyrian h isto ry which Herodotos does provide are su fficien t to reveal the inade- 3 quaoy of his inform ation. There is no reason to suspect th at the effo rts of H erodotos predecessors or contem poraries to compile an A ssyrian h is- 1 4 tory met w ith any greater success. The e a rlie st Greek account of Assy­ rian h isto ry of which sub stan tial segments remain extant comes from K tesias' P ersika, w ritten a generation a fte r Herodotos. It provides a ( rom antic narrative woven from Near Eastern fo lk tale, Achaemenid court gos­ sip and K tesias' own fe rtile im agination.^ The Persika does not reveal much real knowledge about the h isto ric a l A ssyrian sta te . In la te r clas­ sic a l lite ra tu re the name of A ssyria was used even more haphazardly: var­ ious authors at various tim es id en tified the A ssyrians with P ersians, Jews, £ P arth ian s, Phoenicians, Cappadocians and Babylonians. 1 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. This d issertatio n addresses two related areas of concern: when, and in what circum stances did the Greeks become fam iliar w ith the name of A ssyria and begin to use i t as a general term for W estern Asia? How did the e a rlie st Greek prosew riters employ the names "A ssyria" and "Syria", and why did they use these term s as they did? The questions when and how the Greeks came to apply the name of a sta te with which they were only su p erficially acquainted to mucn of West­ ern Asia have not cost classical p hilo lo g ists or A ssyriologi.sts much sleep. D espite considerable scholarship devoted to Aegean relatio n s w ith the Near East during the Bronze Age and numerous studies of the O rientalizing in­ fluences on Greek a rt in the firs t millennium, there have been com paratively few attem pts to define the period in which Greeks firs t encountered Assy­ rians and to reconstruct the h isto ric a l settin g in which these encounters occurred. The h isto ry of the discussion may be b rie fly summarized. A few scholars have suggested Eronze Age relatio n s between Aegean and O rient as the context in which Greeks firs t used the names "Assyria" and 7 "Syria" as general terms for the Near East. Most, however, have followed the assum ption made by Noldeke in his 1871 study of the term s ’Aaatfptos, Ztfptos, Etfpos. Noldeke believed th at Greek contacts w ith the Neo-Assyrian empire during the eighth and seventh centuries resu lted in the use of the name ’ Aaaupu'n to designate those areas in which they had encountered the em pire. For Noldeke th is included the south coast of the Euxine, especial­ ly the area around Sinope, which early Greek sources re fe r to as "A ssyria", O "Syria" and "Leuko-syria" ("W hite-Syria"). This area was never controlled by the Neo-Assyrian em pire, even at its greatest ex ten t. The association of these toponyms w ith the south Euxine region, consequently, comprises a Reproduced with permission of the copyright owner. Further reproduction prohibited without permission. problem which s till aw aits explanation. Although most scholars were content w ith N oldeke's view th at Greeks had encountered the Neo-Assyrian empire upon various occasions during the eighth and seventh centuries, few were overly concerned w ith the fre ­ quency of these encounters or the m otivation for them. Those who did con­ cern them selves w ith such m atters were chiefly in terested in the few spe­ c ific incidents recorded in Greek and cuneiform sources. In 1889 Hugo W inckler suggested in h is edition of the in scrip tio n s of Sargon II of A ssyria th at "Yamani of Ashdod", a usurper deposed by Sargon in 713 B.C., 9 was a C ypriot Greek. This th esis was quickly endorsed by several schol­ ars, including A. T. E. Olmstead, who described Yamani as a "mercenary Greek so ld ier from Cyprus" who took charge of the Ashdod reb ellio n by v ir­ tue of h is "superior armor and m ilitary t r a i n i n g . E v e n e a rlie r, Fried­ rich D elitzsch had noted Sargon's mention of a naval victory over certain "Yamneans" and concluded th at th is referred to the depredations of Ionian p irates in the Levant."^ Beloch, noting th at the Greeks seemed not to have attem pted colonial enterprises in the Levant, nonetheless cited the "Greek" encounters w ith Sargon attested in the cuneiform records as evi­ dence for the Greeks in the E ast. He also noted the Berossian account of 12 a b a ttle in C ilicia between Greeks and the A ssyrian army of Sennacherib. The f ir s t A ssyrian in scription to mention a C ilician campaign of Senna­ cherib was published several years la te r by L. W. King. Though the cunei- form account made no mention of G reeks, i t was generally considered a con­ firm ation of the h isto ric ity of the B erossian account and a contemporary 13 source for at least one armed clash between Greeks and Assyrxans. Some­ what la te r, Eduard Schwartz suggested th a t Greeks became fam iliar w ith the name "A ssyria" through the im portation of A ssyrian goods (the <popxux Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.

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