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Progress in Mathematics Volume 158 Series Editors Hyman Bass Joseph Oesterle Alan Weinstein Geometry and Representation Theory of Real and p-adic groups Juan Tirao David A. Vogan, Jr. Joseph A. Wolf Editors Birkhauser Boston • Basel • Berlin Editors: Juan Tirao David A. Vogan, JT. Facultad de Mathemcitica, Department of Mathematics Astronomia y Fisica Massachusetts Institute of Technology Universidad Nacional de C6rdoba Cambridge, MA 02139 Ciudad Universitaria C6rdoba, Argentina 5000 Joseph A. Wolf Department of Mathematics University of California Berkeley, CA 94720 Library of Congress Cataloging-in-Publication Data Geometry and representation theory of real and p-adic groups / Juan Tirao, David A. Vogan, Jr., Joseph A. Wolf, editors. p. cm. -- (Progress in mathematics ; v. 158) Papers from the Fifth Workshop on Representation Theory of Lie Groups and Its Applications. Includes bibliographical references ISBN-13: 978-1-4612-8681-3 1. Lie groups. 2. Representations of groups. I. Tirao, Juan, 1942- . II. Vogan, David, A., 1954- III. Wolf, Joseph Albert, 1936- . IV. Workshop on Representation Theory of Lie Groups and Its Applications (5th: 1995 : Universidad Nacional de Cordoba) V. Series: Progress in mathematics (Boston, Mass.) ; vol. 158. QA387.G46 1997 97-36150 512'.55-dc21 CIP AMS Classifications: 22E25, 22E45, 22E46, llF70, 53C30, 17B30, 32MlO Printed on acid-free paper © 1998 Birkhiiuser Boston Birkhiiuser i ® Copyright is not claimed for works of U.S. Government employees. All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise, without prior permission of the copyright owner. Permission to photocopy for internal or personal use of specific clients is granted by Birkhiiuser Boston for libraries and other users registered with the Copyright Clearance Center (CCC), provided that the base fee of $6.00 per copy, plus $0.20 per page is paid directly to CCC, 222 Rosewood Drive, Danvers, MA 01923, U.S.A. Special requests should be addressed directly to Birkhiiuser Boston, 675 Massachusetts Avenue, Cambridge, MA 02139, U.S.A ISBN-13: 978-1-4612-8681-3 e-ISBN-13: 978-1-4612-4162-1 DOl: 10.1007/978-1-4612-4162-1 Reformatted from disk and typeset by TEXniques, Boston, MA Printed and bound by Hamilton Printing, Rensselaer, NY 9 8 7 6 5 432 1 CONTENTS Preface . . . . . . . . . . . . vii The Spherical Dual for p-adic Groups Dan Barbasch ......... . 1 Finite Rank Homogeneous Holomorphic Bundles in Flag Spaces Tim Bratten . . . . . . . . . . . . . . . . . . . . . . 21 Etale Affine Representations of Lie Groups Dietrich Burde . . . . . . . . . . . . · ... 35 Compatibility between a Geometric Character Formula and the Induced Character Formula Esther Galina · ... 45 An Action of the R-Group on the Langlands Subrepresentations Eugenio Garnica Vigil .... · ... 57 Geometric Quantization for Nilpotent Coadjoint Orbits William Graham and David A. Vogan, Jr. 69 A Remark on Casselman's Comparison Theorem Henryk Hecht and Joseph L. Taylor . . . . . . 139 Principal Covariants, Multiplicity-Free Actions, and the K -Types of Holomorphic Discrete Series Roger Howe and Hanspeter Kraft . . . . . . . . . . . 147 Whittaker Models for Carayol Representations of GLN(F) Roberto Johnson ............... 163 Smooth Representations of Reductive p-adic Groups: An Introduction to the theory of types Philip C. K utzko .. . . . . . . . . . . . . . . 175 Regular Metabelian Lie Algebras Fernando Levstein and Alejandro Tiraboschi 197 Equivariant Derived Categories, Zuckerman Functors and Localization Dragan Milicic and Pavle Pandiic . . . . . 209 A Comparison of Geometric Theta Functions for Forms of Orthogonal Groups Jiirgen Rohlfs and Birgit Speh ..... 243 Flag Manifolds and Representation Theory Joseph A. Wolf . . . . . . . . . . . . 273 PREFACE The representation theory of Lie groups plays a central role in both clas- sical and recent developments in many parts of mathematics and physics. In August , 1995, the Fifth Workshop on Representation Theory of Lie Groups and its Applications took place at the Universidad Nacional de Cordoba in Argentina. Organized by Joseph Wolf, Nolan Wallach, Roberto Miatello, Juan Tirao, and Jorge Vargas, the workshop offered expository courses on current research, and individual lectures on more specialized topics. The present vol- ume reflects the dual character of the workshop. Many of the articles will be accessible to graduate students and others entering the field. Here is a rough outline of the mathematical content. (The editors beg the indulgence of the readers for any lapses in this preface in the high standards of historical and mathematical accuracy that were imposed on the authors of the articles.) Connections between flag varieties and representation theory for real re- ductive groups have been studied for almost fifty years, from the work of Gelfand and Naimark on principal series representations to that of Beilinson and Bernstein on localization. The article of Wolf provides a detailed introduc- tion to the analytic side of these developments. He describes the construction of standard tempered representations in terms of square-integrable partially harmonic forms (on certain real group orbits on a flag variety), and outlines the ingredients in the Plancherel formula. Finally, he describes recent work on the complex geometry of real group orbits on partial flag varieties. This is related to very active research on geometric realization of singular unitary representations. The "singular" tempered representations neglected in Wolf's article take center stage in Garnica's. The basic problem he considers is a very old one: to understand the reducibility of representations unitarily induced from discrete series representations. Knapp and Stein showed that for connected G, the irreducible constituents of such an induced representation all have multiplicity one, and are parametrized by the characters of an "R-group," which is a product of copies of Z/2Z. Garnica extends the work of Knapp and Stein to disconnected groups. He finds that the irreducible constituents all have the same multiplicity (now a power of two), and that the number of constituents is also a power of two. Both of these numbers are described in terms of an R-group. Galina's article explores further the connection between the geometric constructions that Wolf describes and formulas for the characters of repre- sentations. Essentially she finds the geometric content in an old formula of Harish-Chandra, Hirai, and Wolf for characters of induced representations. The coefficients in character formulas can often be expressed as dimen- sions of certain Lie algebra homology groups. (This idea goes back at least viii PREFACE to Kostant's work on the Bott-Borel-Weil theorem in 1961. One recent in- carnation is a conjecture of Osborne proved by Hecht and Schmid.) Because the character of a representation is independent of the particular globalization chosen, the Lie algebra homology should not depend strongly on the globa- blization. Hecht and Taylor prove an unpublished theorem of Casselman of this nature: that the Lie algebra homology groups of a maximal nilpotent subalgebra with coefficients in a Harish-Chandra module or its smooth glob- alization coincide. The problem of geometric realization of representations on flag varieties is taken up again in Bratten's article. A fundamental problem in the field is that representations on Dolbeault cohomology are almost always too large to carry G-invariant Hilbert space structures. (Wong has shown that they always carry the "maximal globalization" of the underlying Harish-Chandra module.) One would like to have an equally compelling geometric realization of the minimal globalization, since that space can carry a G-invariant inner product. Bratten proves that the compactly supported cohomology groups (with coefficients still in sheaves of germs of sections of holomorphic vector bundles) provide such realizations. The connection between flag varieties and representations has an alge- braic side as well. Two cornerstones are Zuckerman's "cohomological induc- tion" construction of representations, and the Beilinson-Bernstein algebraic localization theory. The article of MiliCic and Pandzic addresses the founda- tions of both of these constructions. Their definitions clarify and simplify a number of basic results, including the "duality theorem" of Hecht, Milicic, Schmid, and Wolf. Another very active research area is the theory of reductive dual pairs. Weil found in the 1960s a group-theoretic framework for the theory of theta functions, and made it into a powerful construction of automorphic forms. Howe abstracted from Weil's work the following setting. One has a large reductive group H, a very small representation p of H, and a pair of reductive subgroups G1 and G2 , each of which is the centralizer of the other in H. Essentially one studies the restriction of p to G1 X G2 • Howe has made this setting into a tool for studying group representations. His paper with Kraft is a beautiful introduction to these ideas. The goal is to understand the restriction to a maximal compact subgroup of a holomorphic discrete series representation. The authors explain why this is problem is interesting, why it is a problem in invariant theory, and then why the theory of reductive dual pairs has something to say about it. Finally they prove some powerful new results. The article of Graham and Vogan is first of all an introduction to the Kirillov-Kostant philosophy of coadjoint orbits. This philosophy provides a geometric "classical analogue" of unitary representation theory, in the same sense that classical mechanics is an analogue of quantum mechanics. The simplest technique for constructing representations from coadjoint orbits relies on the existence of a G-invariant Lagrangian foliation of the orbit. Graham PREFACE ix and Vogan consider nilpotent coadjoint orbits, for which such foliations usually do not exist. They find instead C-invariant Lagrangian coverings: larger families of Lagrangian subspaces, with a compact family passing through each point. They use such coverings to describe representations of C, but are not able to find unitary structures. Of course there is much more to Lie theory than the theory of reductive groups. The article of Levstein and Tiraboschi concerns a class of two-step nilpotent (or "metabelian") real Lie groups C . The "regular" condition is that every non-trivial irreducible unitary representation of C is square-integrable modulo the center. This condition has a direct algebraic description, but is not easy to check; roughly speaking, one needs to verify that every non-zero element in a linear space of skew-symmetric bilinear forms is non-degenerate. The authors analyze regular metabelian Lie algebras, and classify those with two-dimensional center. They find some unexpected new examples. A connection between Lie theory and differential geometry is explored in Burde's article. An affine structure on a manifold M is a maximal collection of charts with the property that any change of coordinate map between two charts is locally an affine map x 1-+ Ax + b on IRn. Burde characterizes left- invariant affine structures on a Lie group C in terms of what he calls etale affine representations: homomorphisms Q of C into the affine group Aff(E) of a vector space E, with the property that some vEE has a discrete stabilizer in C and an open orbit in E. Semisimple groups never admit such representa- tions, and nilpotent groups often do; indeed Milnor conjectured in 1977 that every nilpotent Lie group admits an etale affine representation. Burde makes a thorough study of such representations. He finds very general conditions for their existence, but is also able to construct nilpotent groups for which they do not exist. In the theory of p-adic reductive groups, one of the fundamental results is Borel and Casselman's description of the representations with an Iwahori- fixed vector. Briefly, suppose C is a split group over a p-adic field, and J is an Iwahori subgroup. Borel showed that a smooth irreducible representa- tion 7r of C admits a J-fixed vector if and only if 7r is a subquotient of an unramified principal series representation of C. It follows that such represen- tations may be studied by means of the Iwahori Hecke algebra of compactly supported J-bi-invariant functions on C. This Hecke algebra has a relatively simple structure (found by Matsumoto) and its representations were explicitly parametrized by Kazhdan and Lusztig. In the case of C L( n) over fields of large residual characteristic, Howe and Moy found a way to study arbitrary repre- sentations, replacing J and the trival representation of J by smaller compact open subgroups and representations of them. They constructed isomorphisms between the corresponding Hecke algebras and Iwahori Hecke algebras for smaller groups over extension fields. Finally Bushnell and Kutzko removed the restrictions on the residual characteristic. Kutzko's article here provides a careful and elementary introduction to his work with Bushnell, as well as to ideas for extending their work to groups other than CL(n). x PREFACE The ideas described in Kutzko's article reduce many problems in the rep- resentation theory of p-adic groups to the case of unramified representations. Unramified representations are the subject of Barbasch's article on his work with Moy, especially the unitary spherical representations of classical groups. Barbasch describes large families of particularly interesting unitary represen- tations, and introduces the technology (particularly Lusztig's theory of graded Hecke algebras) needed to study them. The article of Johnson provides another kind of introduction to the rep- resentation theory of GL(n) over a p-adic field F. Johnson considers super- cuspidal representations of a special kind first constructed by Carayol. By an old result of Gelfand and Kazhdan, every supercuspidal representation of GL(n) admits a Whittaker model; Johnson constructs these models explicitly for Carayol's representations. One of the basic reasons for existence of representation theory for reduc- tive groups over real and p-adic fields (that is, local fields) is the representation- theoretic theory of automorphic forms. Those ideas are represented here by the article of Rohlfs and Speh. One of Langlands' central conjectures is that the theory of automorphic forms is controlled by dual groups, and therefore that automorphic forms on different inner forms of the same group are closely related. Rohlfs and Speh investigate this idea in the case of inner forms of orthogonal groups, and the automorphic forms contributing to the analytic torsion of locally symmetric spaces. (Changing the inner form of the orthog- onal group in this case amounts to modifying the signature of the underlying quadratic form.) Using ideas of Kottwitz about stabilizing the trace formula, and a careful study of certain special representations of real groups, they ob- tain very precise information about analytic torsion on different inner forms. Juan Tirao David A. Vogan, Jr. Joseph A. Wolf Editors THE SPHERICAL DUAL FOR p-ADIC GROUPS DAN BARBASCH o. INTRODUCTION The local Langlands conjectures have played a very significant role in the study of the representation theory of reductive algebraic groups. Roughly they say that the parametrization of equivalence classes of irreducible rep- resentations should be given in terms of conjugacy classes of continuous ho- momorphisms of the Weil group WIF into the dual group LC. When C is split, the local Langlands conjectures say basically that the parametrization of equivalence classes of irreducible representations should be given in terms of conjugacy classes of homomorphisms of the Wei I group WIF into the dual group LC. More precisely, let v C be the connected complex group with root data dual to the root data of C. Then consider v C conjugacy classes of continuous homomorphisms (0.1) such that the image consists of semisimple elements. In the real case, these conjectures were crucial for the classification of admissible irreducible (g, K) modules in the work of Langlands, Shelstad, Knapp-Zuckerman and Vogan. In the p-adic case they playa significant role in the work of Kazhdan-Lusztig and Lusztig. There is a technical modification in that one considers maps of the Weil-Deligne-Langlands group, (0.2) cP : WIF x SL(2) ~ LC. This parametrization is not very well suited for describing the unitary dual (except for the tempered part). However, motivated by global considerations, Arthur proposed that in (0.1) and (0.2) one ought to replace WIF (WIF x SL(2) respectively) by its product with another SL(2). Denoting the group in (0.1), (0.2) by WIF , the parametrizing space would be conjugacy classes of maps (0.3) such that the restriction to WIF represents a tempered parameter (see Section 1.4 for details about the parametrization of tempered representations). We

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