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Elsevier 360ParkAvenueSouth,NewYork,NY10010-1710 LinacreHouse,JordanHill,OxfordOX28DP,UK Radarweg29,POBox211,1000AEAmsterdam,TheNetherlands Firstedition2009 Copyrightr2009ElsevierB.V.Allrightsreserved Nopartofthispublicationmaybereproduced,storedinaretrievalsystem ortransmittedinanyformorbyanymeanselectronic,mechanical,photocopying, recordingorotherwisewithoutthepriorwrittenpermissionofthepublisher PermissionsmaybesoughtdirectlyfromElsevier’sScience&TechnologyRights DepartmentinOxford,UK:phone(+44)(0)1865843830;fax(+44)(0)1865853333; email:permissions@elsevier.com.Alternativelyyoucansubmityourrequestonlineby visitingtheElsevierwebsiteathttp://www.elsevier.com/locate/permissions,andselecting ObtainingpermissiontouseElseviermaterial Notice Noresponsibilityisassumedbythepublisherforanyinjuryand/ordamagetopersons orpropertyasamatterofproductsliability,negligenceorotherwise,orfromanyuse oroperationofanymethods,products,instructionsorideascontainedinthematerial herein.Becauseofrapidadvancesinthemedicalsciences,inparticular,independent verificationofdiagnosesanddrugdosagesshouldbemade BritishLibraryCataloguinginPublicationData AcataloguerecordforthisbookisavailablefromtheBritishLibrary LibraryofCongressCataloging-in-PublicationData AcatalogrecordforthisbookisavailablefromtheLibraryofCongress ISBN:978-0-444-53430-9(thisvolume) ISSN:0079-6123(Series) ForinformationonallElsevierpublications visitourwebsiteatelsevierdirect.com PrintedandboundinGreatBritain 09 10 11 12 13 10 9 8 7 6 5 4 3 2 1 List of Contributors A.F.T. Arnsten, Department of Neurobiology, Yale Medical School, New Haven, CT, USA N.J. Brandon, Wyeth Research, Department of Neuroscience, NJ, USA R. DiLeone, Department of Psychiatry, Yale University School of Medicine, New Haven, CT, USA R. Fukumura, RIKEN BioResource Center, Tsukuba, Ibaraki, Japan K. Furukubo-Tokunaga, Graduate School of Life and Environmental Sciences, University of Tsukuba, Tennodai, Tsukuba, Japan Y. Gondo, RIKEN BioResource Center, Tsukuba, Ibaraki, Japan A.Hayashi-Takagi,DepartmentofPsychiatryandBehavioralSciences,JohnsHopkinsUniversitySchool of Medicine, Baltimore, MD, USA H. Jaaro-Peled, Department of Psychiatry and Behavioral Sciences, Johns Hopkins University School of Medicine, Baltimore, MD, USA A. Kamiya, Department of Psychiatry and Behavioral Sciences, Johns Hopkins University School of Medicine, Baltimore, MD, USA C. Kellendonk, Department of Psychiatry, Department of Pharmacology, New York, NY, USA M.P. Kelly, Wyeth Research, Department of Neuroscience, NJ, USA J.A.Morris,PrograminHumanMolecularGenetics,DepartmentofPediatrics,FeinbergSchoolofMedicine, Children'sMemorialResearchCenter,NorthwesternUniversity,Chicago,IL,USA M.V. Pletnikov, Departments of Psychiatry and Neuroscience, Johns Hopkins University School of Medicine, Baltimore, MD, USA A.J. Ramsey, University of Toronto, Department of Pharmacology and Toxicology, Toronto, ON, Canada A. Sawa, Departments of Psychiatry and Neuroscience, Johns Hopkins University School of Medicine, Baltimore, MD, USA A.J. Seshadri, Department of Psychiatry and Behavioral Sciences, Johns Hopkins University School of Medicine,Baltimore,MD,USA A.A. Simen, Department of Psychiatry, Yale University School of Medicine, New Haven, CT, USA K.Talbot,CenterforNeurobiologyandBehavior,DepartmentofPsychiatry,UniversityofPennsylvania, Philadelphia, PA, USA v http://avaxhome.ws/blogs/ChrisRedfield Preface This volume focuses on how genetic models for schizophrenia, that is, manipulation in genetic susceptibility factors for the disease, have potential in opening a new window of better understanding of etiology-relevantmechanisms.Inaddition,thesemodelscanprovideapromisingnovelplatformfordrug screening toward the treatment of the disease. In particular, this volume introduces novel techniques to generatemousemodelsforschizophreniaandreferstotheuseofdrosophila,zebrafish,andprimatesfor modelingthedisease,inadditiontorodents.Representativemodelsforschizophreniacurrentlyavailable in mice are also systematically introduced, which include mice with modulation of neurotransmission (glutamate and dopamine receptors, respectively) and key intracellular signaling (Disrupted in Schizophrenia, Dysbindin, and phosphodiesterase) possibly associated with neurotransmission, together with genetic support. Key features (cid:1) Leading authors describe the most updated strategies to address genetic manipulation for modeling schizophrenia, including their advantages and limitations. (cid:1) Investigatorsworkingonvariouslevelsoforganisms/animalsfromdrosophila,zebrafish,rodents,to primates discuss the potential to generate genetic models for schizophrenia toward mechanistic understanding of the disease as well as translational use, such as drug screening. (cid:1) Leading authors of this field introduce representative animal models for schizophrenia at present. Akira Sawa vii A.Sawa(Ed.) ProgressinBrainResearch,Vol.179 ISSN0079-6123 Copyrightr2009ElsevierB.V.Allrightsreserved CHAPTER 1 Genetic animal models for schizophrenia: advantages and limitations of genetic manipulation fi in drosophila, zebra sh, rodents, and primates (cid:1) Akira Sawa DepartmentsofPsychiatry andNeuroscience, Johns HopkinsUniversity School ofMedicine,Baltimore, MD, USA Abstract: Schizophrenia is a debilitating mental illness in which major initial risks of the disease during neurodevelopment may disturb postnatal brain maturation, which results in onset after puberty. Family, twin, and adoption studies have suggested an important role for genetic factors in the etiology of schizophrenia.Toaddresstheetiology-associatedmechanismsanddiseasecourse,useofgeneticmodels, that is, manipulation of genetic susceptibility factors, is currently considered to be a powerful tool for biological studies. In this manuscript, advantages and possible limitations in manipulating genetic susceptibility factors for schizophrenia toward modeling the disease are discussed. In addition to mouse models, the potential to use drosophila, zebrafish, and primates is underscored. Keywords: schizophrenia; gene; animal model Introduction 2009). In physical disorders and other brain disordersstudiedintheareaofneurology,genetic Schizophrenia is a debilitating mental illness in factors have been utilized to build animal models which genetic factors are known to play a role. for diseases (Wong et al., 2002). In analogy to None of the factors causes the disease by itself, these successfulpreceding works, many investiga- butacombinationofgeneticfactorstogetherwith torsarecurrentlytryingtodevelopgeneticmodels environmental impact results in manifestation for schizophrenia. In this chapter, the advantages of the symptoms (Sawa and Snyder, 2002). For and limitations of genetic models for schizophre- the past 10 years, promising genetic susceptibility nia will be overviewed. factors for schizophrenia have been found (HarrisonandWeinberger,2005).Wholegenome association studies and work on copy number Advantage of genetic animal models variations are further discovering new suscept- ibility factors (Cichon et al., 2009; Williams et al., Manyepidemiologicalstudieshavesuggestedthat initial brain insults associated with schizophrenia occur mainly during early neurodevelopment. (cid:1) Nonetheless, the real onset of the disease is in Correspondingauthor. young adulthood. These observations indicate Tel.:+14109554726;Fax:+14106141792; E-mail:[email protected] that postnatal brain maturation may play an DOI:10.1016/S0079-6123(09)17901-3 3 4 important role in the pathology of schizophrenia the fast spiking interneurons, which is known (Jaaro-Peled et al., 2009). in both autopsied brains from patients with Administration of compounds that can induce schizophrenia and some genetic animal models psychosis in humans, such as phencyclidine, into for schizophrenia (Hikida et al., 2007; Lisman et adult animals has been widely used for modeling al.,2008;Shenetal.,2008).Itmaybeimportantto schizophrenia(Mourietal.,2007).Althoughthese cultivate more varieties of molecular biomarkers models are useful in recapitulating the pathophy- for schizophrenia. For this purpose, use of siology of schizophrenia in part, it is very difficult human-derived neurons, such as olfactory neu- to mimic the long-term pathological changes rons obtained via nasal biopsy and induced leading from disease-associated insults (triggers, pluripotent stem cell-originated neurons, may be risk factors) during pre- and peri-natal stages to usefulresourcesinthefuture(SawaandCascella, the onset of the disease in young adulthood. To 2009; Takahashi et al., 2007). overcome this limitation, introduction of brain lesions by toxins during early development has been considered as an alternative strategy for Possible limitations of genetic animal models modeling schizophrenia (Lipska et al., 1993; Talamini et al., 1998). A major concern in this As described above, schizophrenia is not caused second strategy is that these lesions may not by any single factor; instead, a combination of reflect the disease etiology. Therefore, genetic several genetic and environmental factors results models for schizophrenia, including genetically in the disease. A major limitation in most engineered mice in which genetic susceptibility technologies for genetic manipulation in animals factor(s) for the disease is (are) modulated, are is that only one gene can be modified per currently underscored to be a promising novel generation, except by utilizing laborious methodology. cross-breeding experiments, whereas modulation Use of genetic model animals has at least two of more than one gene may be expected to more significant advantages. First, as described above, faithfully mimic the etio-pathological condition these will contribute to understanding of the of schizophrenia. How can we overcome this pathologyofthedisease,includingthecourseand dilemma? Mouse models generated by in utero mechanismsrelevanttodiseaseetiologies.Indeed, gene transfer or by stereotaxic injection of major genetic susceptibility factors for schizo- virus-mediated expression or RNAi constructs, phrenia play key roles during early development, through which we can manipulate expression of which suggests that these factors may be tightly more than one gene simultaneously, may open a associated with the cause of the disease. Second, new window toward overcoming this limitation such models can be utilized for translational (Kamiyaetal.,2008).Althoughthesemicearenot means, such as compound screening for future genetic models in a strict sense (because the therapeuticstrategytowardschizophrenia.There- manipulationisnotheritable),thesestrategiesare fore,highthroughputreadoutsthatreflecthuman veryimportanttomodelschizophreniabyutilizing pathology and phenotypes may be expected in informationaboutgeneticsusceptibilityfactors. animal models. Are behavioral assays, however, Theotherdifficultyinusinggeneticinformation the most appropriate readouts to evaluate these inmodelingschizophreniaisthatwedonotknow models?IngeneticanimalmodelsforAlzheimer's how disease-associated genetic variations play disease, senile plaques or b-amyloid plaques are rolesinthepathology.Itisunlikelythatcomplete used as a major readout to evaluate the models. loss-of-function and simple gain-of-function are Considering this successful precedence, it may be elicited by such genetic variations. Instead, importanttoconsider objective biomarkersinthe impairment of specific isoform(s) of the suscept- study of animal models for schizophrenia. One ibility factors or partial loss-of-function is fre- promising approach may be to utilize decrease in quently suggested to be a mechanism (Tan et al., immunoreactivity of parvalbumin, a marker for 2007). In this sense, conventional knockout or 5 transgenic mice may have some limitations in in genetic susceptibility factors for schizophrenia, modeling the disease. Techniques that introduce are discussed. Many types of animals and organ- mutationscausingminorfunctionalimpairmentsin isms, such as rodents (mice and rats), drosophila, the target genes or modulations of gene expres- zebrafish,andprimates,canpotentiallybeutilized sioninacontext-dependentmannermaybeuseful toward the goal. to address this issue. Therefore, models with genetic mutations induced by chemical mutagens Acknowledgments and conditional/inducible genetic models are considered to be promising (Gondo, 2008; Li IthankSauravSeshadriforcriticalreadingofthis et al., 2007; Pletnikov et al., 2008). manuscript. I appreciate Yukiko Lema for orga- nizing the figures and manuscript. This work is supported by US Public Heath Service Grant Potential in using drosophila, zebrafish, and MH-069853, Silvio O. Conte Center grant MH- primates as models for schizophrenia 084018, MH-088753, and foundation grants from Stanley, RUSK, as well as NARSAD. Two major goals in building model organisms/ animals for schizophrenia are to address molecu- lar mechanisms and to utilize them for transla- References tional means, such as drug screening. In order to address neuronal connectivity, deficits in which Cichon,S.,Craddock,N.,Daly,M.,Faraone,S.V.,Gejman,P.V., may underlie the pathology of the disease, Kelsoe, J., et al. (2009). Genomewide association studies: drosophila and zebrafish are frequently used in History, rationale, and prospects for psychiatric disorders. basicneuroscience.Therefore,effortsinmodulat- AmericanJournalofPsychiatry,166,540–556. ingschizophrenia-associatedgenesintheseorgan- Drerup,C.M.,Wiora,H.M.,Topczewski,J.,&Morris,J.A. isms have been started in several laboratories (2009).Disc1regulatesfoxd3andsox10expression,affecting neuralcrestmigrationanddifferentiation.Development,136, (Drerupetal.,2009;Sawamuraetal.,2008;Wood 2623–2632. et al., 2009). In addition, these organisms are Gondo, Y. (2008). Trends in large-scale mouse mutagenesis: potentiallyusefulinhighthroughputscreening,as From genetics to functional genomics. Nature Reviews far as straightforward readouts relevant to the Genetics,9,803–810. disease are available. Harrison, P. J., & Weinberger, D. R. (2005). Schizophrenia genes,geneexpression,andneuropathology:Onthematter Schizophrenia may be able to be modeled in oftheirconvergence.MolecularPsychiatry,10,40–68. lower organisms and rodents when we focus Hikida,T.,Jaaro-Peled,H.,Seshadri,S.,Oishi,K.,Hookway,C., mainly on translatable (particularly neuropatho- Kong,S.,etal.(2007).Dominant-negativeDISC1transgenic logical, molecular, and physiological) markers. micedisplayschizophrenia-associatedphenotypesdetectedby Nonetheless, the question of how to model high measures translatable to humans. Proceedings of the brain functions, probably more specific to pri- NationalAcademyofSciencesUnitedStatesofAmerica,104, 14501–14506. mates, still remains unanswered. To address this Jaaro-Peled,H.,Hayashi-Takagi,A.,Seshadri,S.,Kamiya,A., question, use of primates needs to be considered, Brandon, N. J., & Sawa, A. (2009). Neurodevelopmental with discussion on technical and ethical view- mechanisms of schizophrenia: Understanding disturbed points. A recent report on a genetically engi- postnatalbrainmaturationthroughneuregulin-1-ErbB4and DISC1.TrendsinNeurosciences,32,485–495. neered marmoset, a type of non-human primate, Kamiya,A.,Tan,P.L.,Kubo,K.,Engelhard,C.,Ishizuka,K., may be a breakthrough toward this goal. Kubo, A., et al. (2008). Recruitment of PCM1 to the centrosomebythecooperativeactionofDISC1andBBS4: A candidate for psychiatric illnesses. Archives of General Concluding remarks Psychiatry,65,996–1006. Li, W., Zhou, Y., Jentsch, J. D., Brown, R. A., Tian, X., Ehninger, D., et al. (2007). Specific developmental disrup- Inthisshortreview,advantagesandlimitationsof tion of disrupted-in-schizophrenia-1 function results in geneticmodelsforschizophrenia,ormanipulation schizophrenia-related phenotypes in mice. Proceedings of 6 theNationalAcademyofSciencesUnitedStatesofAmerica, Shen,S.,Lang,B.,Nakamoto,C.,Zhang,F.,Pu,J.,Kuan,S.L., 104,18280–18285. et al. (2008). Schizophrenia-related neural and behavioral Lipska, B. K., Jaskiw, G. E., & Weinberger, D. R. (1993). phenotypes in transgenic mice expressing truncated Disc1. Postpubertal emergence of hyperresponsiveness to stress JournalofNeuroscience,28,10893–10904. andtoamphetamineafterneonatalexcitotoxichippocampal Takahashi, K., Tanabe,K., Ohnuki,M., Narita,M., Ichisaka, damage:Apotentialanimalmodelofschizophrenia.Neuro- T.,Tomoda,K.,etal.(2007).Inductionofpluripotentstem psychopharmacology,9,67–75. cells from adult human fibroblasts by defined factors. Cell, Lisman,J.E.,Coyle,J.T.,Green,R.W.,Javitt,D.C.,Benes, 131,861–872. F.M.,Heckers,S.,etal.(2008).Circuit-basedframeworkfor Talamini,L.M.,Koch,T.,TerHorst,G.J.,&Korf,J.(1998). understandingneurotransmitterandriskgeneinteractionsin Methylazoxymethanol acetate-induced abnormalities in the schizophrenia.TrendsinNeurosciences,31,234–242. entorhinal cortex of the rat; parallels with morpho- Mouri, A., Noda, Y., Enomoto, T., & Nabeshima, T. (2007). logical findings in schizophrenia. 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A.Sawa(Ed.) ProgressinBrainResearch,Vol.179 ISSN0079-6123 Copyrightr2009ElsevierB.V.Allrightsreserved CHAPTER 2 Animal models for schizophrenia via in utero gene transfer: understanding roles for genetic susceptibility factors in brain development (cid:1) Atsushi Kamiya DepartmentofPsychiatry andBehavioral Sciences,Johns Hopkins UniversitySchool ofMedicine, Baltimore, MD,USA Abstract: Geneticdisturbancesofbraindevelopmentmayunderliethepathophysiologyofschizophrenia. Recentadvancesinmolecularneurobiologysuggestthatsomegeneticriskfactorsforschizophreniahave multiplerolesinvariousbrainregionsdependingonthedevelopmentalstage.Furthermore,thesefactors are likely to act synergistically or epistatically in common molecular pathways, possibly contributing to disease pathology. Thus, a technique that can manipulate the expression of more than one gene simultaneouslyinanimalmodelsisnecessarytoaddresssuchmolecularpathways.Toproducesuchanimal models,inuterogenetransfertechniqueisoneusefulmethod.Giventhatplasmid-basedcell-type-specific andinduciblegeneexpressionsystemsarenowavailable,combiningthesetechnologiesandinuterogene transfer opens a new window to examine the functional role of genetic risk factors for schizophrenia by conductingmultiple-genetargetinginaspatialandtemporalmanner.Theutilityofanimalmodelsproduced byinuterogenetransferwillalsobeexpectedtobeevaluatedintermsoffunctionalandbehavioraloutcomes afterpuberty,whichmaybeassociatedwithschizophreniapathology. Keywords: in utero gene transfer; brain development; animal model; genetic factor; schizophrenia Introduction disturbances in many brain regions, including the cerebral cortex, hippocampus, thalamus, and Disturbancesinneuronalcircuit formation during amygdala in patients with schizophrenia. This brain development are believed to underlie the concept is further supported by the fact that pathology of schizophrenia (Lewis and Levitt, many genetic risk factors for schizophrenia, such 2002; Rapoport et al., 2005). Consistent with this as Disrupted-in-Schizophrenia-1 (DISC1) and notion, accumulating evidence from neuropatho- Neuregulin-1,playkeyrolesinneurodevelopment logical examinations and brain imaging studies (Harrison and Weinberger, 2005; Jaaro-Peled suggest a variety of anatomical and functional et al., 2009; Owen et al., 2005). Thus, it is impor- tant to examine how disturbances of such risk factors impact neuronal circuit formation during (cid:1) brain development. Some of them are likely to Correspondingauthor. function not only in early developmental pro- Tel.:+14105020060;Fax:+14106141792; E-mail:[email protected] cesses (i.e. pre- and perinatal stages), but also in DOI:10.1016/S0079-6123(09)17902-5 9 10 Fig.1. Inuterogenetransferforgenetargetingindevelopingbrain.(A)Schematicrepresentationofinjectionofplasmidconstructs into lateral ventricle following by their delivery into ventricular zone via electroporation with forceps-type electrodes. (B) RepresentativecoronalimagesofbrainswithGFPexpressionatpostnatalday1(P1)afterintroductionofGFPexpressionconstruct atembryonicday15(E15).MostGFP-positivecellsareintheuppersideofcorticalplate(CP)whichformslayerII/IIIofcerebral cortex (upper panels, low magnification; bottom panels, high magnification). CC, cerebral cortex; MZ, marginal zone; SVZ, subventricularzone;VZ,ventricularzone.Red,Nucleus.Scalebars,100mm. late developmental stages (i.e. childhood and In this respect, the in utero gene transfer adolescence) and even in adulthood when their technique is a promising methodology. This roles may or may not be the same as those in technique allows for the expression of more than developmental stages. Interestingly, these factors one target gene to be modulated by introduction likelyactsynergisticallyorepistaticallyincommon ofexpressionand/orshorthairpinRNA(shRNA) molecular pathways during brain development, constructs in the developing brain. In this techni- perhapsleadingtosusceptibilityforschizophrenia que, plasmid expression vectors are injected into by shared pathological mechanisms (Harrison the lateral ventricles of the embryonic brain and Weinberger, 2005; Jaaro-Peled et al., 2009; through the uterine wall and are introduced into Owen et al., 2005). Therefore, a technique that the ventricular zone by electroporation (Tabata canmanipulateexpressionofmorethanonegene and Nakajima, 2001) (Fig. 1). Since the electro- simultaneously in a spatial and temporal manner porated embryos develop normally in utero, we is necessary to address such molecular pathways, can characterize them at any developmental whichmaycontributetothediseasepathology. stages, and even at the adult stage. There are 11 Fig.2. Region-specificgenetargetingbyinuterogenetransfer.Schematicrepresentationofinuterogenetransferbychangingthe directionofelectroporationforgenetargetingintospecificregions.(A)Neocorticalneuroepitheliumistargetedbydorsallateral placementofthepositive(+)electrode.(B)Ganglioniceminenceistargetedbyventrallateralplacementofthepositiveelectrodeat about301outwardanglefromthehorizontalplane.(C)Lateroventralpallialneuroepitheliumistargetedbyventrallateralplacement ofthepositiveelectrodeatabout151outwardanglefromthehorizontalplane.(D)Ammonicneuroepitheliumistargetedbydorsal lateral placement of the positive electrode on side without plasmids injection. NC, neocortex; GE, ganglionic eminence; PIR, piriformcortex;H,hippocampus. several advantages in using this method, in factors in molecular pathways underlying the comparison with conventional genetically engi- pathologyofschizophreniainthecontextofbrain neeredanimalmodels.First,genetargetingcanbe development. conducted in specific cell types in restricted brain regions without causing embryonic lethality that may result from the lack of a crucial molecule Region-specifictargetingbyinuterogenetransfer during development. Second, we can save the time required to produce animal models, because The proper development of prefrontal cortex, themethodismuchsimplerandquicker.Further- togetherwiththesubcorticalregionsofthelimbic more,thespecificfunctionalinteractionbetweena system,includingthehippocampusandamygdala, target molecule and its binding partner(s) can be is important for mediating higher brain function- examined through co-electroporation of multiple ing, such as cognition, memory, and emotion. constructs. Specifically, rescue experiments may Each of these regions is implicated in the provide crucial information regarding the impact pathophysiology of schizophrenia (Harrison and of specific allelic variants that increase risk to Weinberger, 2005). Although many types of disease. In this chapter, we overview the current genetically engineered animal models including progress of this technology and discuss its inducible and conditional systems have been feasibility for addressing the role of genetic risk established, region-specific gene targeting has not

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