Advances in Development and Psychopathology: Brain Research Foundation Symposium Series Patrick H. Tolan Bennett L. Leventhal Editors Gene-Environment Transactions in Developmental Psychopathology The Role in Intervention Research Advances in Development and Psychopathology: Brain Research Foundation Symposium Series Series Editors: Patrick H. Tolan and Bennett L. Leventhal More information about this series at http://www.springer.com/series/8544 Patrick H. Tolan • Bennett L. Leventhal Editors Gene-Environment Transactions in Developmental Psychopathology The Role in Intervention Research Editors Patrick H. Tolan Bennett L. Leventhal Youth-Nex Center Department of Psychiatry University of Virginia University of California at San Francisco Charlottesville, VA, USA San Francisco, CA, USA Advances in Development and Psychopathology: Brain Research Foundation Symposium Series ISBN 978-3-319-49225-4 ISBN 978-3-319-49227-8 (eBook) DOI 10.1007/978-3-319-49227-8 Library of Congress Control Number: 2017932277 © Springer International Publishing AG 2017 This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. 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Printed on acid-free paper This Springer imprint is published by Springer Nature The registered company is Springer International Publishing AG The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland Contents 1 What Can and Should Be the Role of Intervention Studies in GEX Research? ................................................................................... 1 Patrick H. Tolan and Bennett L. Leventhal Part I Gene-Environment Transaction Framework 2 Genetics, Behavioral Intervention, and Human Development ........... 9 David Reiss 3 Gene–Environment Interaction in the Behavioral Sciences: Findings, Challenges, and Prospects ..................................................... 35 Matt McGue and Bridget E. Carey 4 Epigenetics and the Biology of Gene × Environment Interactions ..... 59 Michael J. Meaney 5 Using Genetically Informed Designs to Understand the Environment: The Importance of Family-Based Approaches ...... 95 Chang Liu and Jenae M. Neiderhiser 6 Gene–Environment Correlation as a Source of Stability and Diversity in Development ................................................................ 111 Christopher R. Beam and Eric Turkheimer 7 Sampling in the Examination of Gene- Environmental Interactions Within a Neurodevelopmental Disorder Framework .... 131 Young Shin Kim Part II Application to Developmental Psychopathology 8 Do Gene-by-Environment Interactions Offer Potential Intervention Strategies in Anxiety Disorders? ..................................... 147 Neal Ryan v vi Contents 9 Challenge and Potential for Research on Gene-Environment Interactions in Autism Spectrum Disorder ........................................... 157 Carly L.A. Wender and Jeremy Veenstra-VanderWeele 10 How Can GxE Research Help Prevent the Development of Chronic Physical Aggression?............................................................ 177 Richard E. Tremblay, Linda Booij, Nadine Provençal, and Moshe Szyf Part III Intervention Research: Implications for Gene Environment Transaction Framework 11 Using Genetically Informed Prevention Trials to Test Gene × Environment Hypotheses .......................................................... 211 Gene H. Brody 12 Developmental Mechanisms in Gene-by- Intervention (GxI) Effects in the Fast Track Trial ................................................................ 235 Kenneth A. Dodge 13 Applying Behavioral Genetics Research to Inform the Prevention of Developmental Psychopathology: Drawing from the Principles of Prevention Science ............................ 251 Leslie D. Leve 14 Challenges for Intervention Research Within the GEX Framework .............................................................................................. 283 Patrick H. Tolan and Bennett L. Leventhal Index ................................................................................................................. 295 Contributors Christopher R. Beam University of Southern California, Los Angeles, CA, USA Linda Booij Concordia University, Montreal, QC, Canada Gene H. Brody Center for Family Research, University of Georgia, Athens, GA, USA Bridget E. Carey Department of Psychology, University of Minnesota, Minneapolis, MN, USA Kenneth A. Dodge Duke University, Durham, NC, USA Young Shin Kim Langley Porter Psychiatric Institute, University of California at San Francisco, San Francisco, CA, USA Leslie D. Leve University of Oregon, Eugene, OR, USA Bennett L. Leventhal Department of Psychiatry, University of California at San Francisco, San Francisco, CA, USA Chang Liu Department of Psychology, The Pennsylvania State University, University Park, PA, USA Matt McGue Department of Psychology, University of Minnesota, Minneapolis, MN, USA Michael J. Meaney Department of Psychiatry, Ludmer Centre for Neuroinformatics and Mental Health and Sackler Program for Epigenetics and Psychobiology at McGill University, Douglas University Mental Health Institute, McGill University, Montreal, QC, Canada Jenae M. Neiderhiser Department of Psychology, The Pennsylvania State University, University Park, PA, USA Nadine Provençal Max Planck Institute of Psychiatry, Munich, Germany vii viii Contributors David Reiss Yale School of Medicine, Child Study Center, New Haven, CT, USA Neal Ryan University of Pittsburgh, Pittsburgh, PA, USA Moshe Szyf McGill University, Montreal, QC, Canada Patrick H. Tolan Youth-Nex Center, University of Virginia, Charlottesville, VA, USA Richard E. Tremblay University College Dublin, Dublin, Ireland GRIP, Université de Montréal, Montreal, QC, Canada Eric Turkheimer Department of Psychology, University of Virginia, Charlottesville, VA, USA Jeremy Veenstra-VanderWeele Department of Psychiatry and Sackler Institute for Developmental Psychobiology, Columbia University Medical Center, New York, NY, USA Mortimer D. Sackler Associate Professor of Psychiatry, New York State Psychiatric Institute, New York, NY, USA Center for Autism and the Developing Brain, New York Presbyterian Hospital, New York, NY, USA Carly L.A. Wender Department of Psychiatry, Columbia University Medical Center, New York, NY, USA Chapter 1 What Can and Should Be the Role of Intervention Studies in GEX Research? Patrick H. Tolan and Bennett L. Leventhal This volume offers the presentations and related commentary from a multidisci- plinary conference entitled: “Gene-Environment Transactions in Developmental Psychopathology: Role in Intervention Research.” The meeting was held in Chicago on September 10 and 11, 2014 under the auspices of the Brain Research Foundation. This working conference was the second in the series of efforts designed to examine substantive scientific and methodological issues organized to utilize a developmen- tal psychopathology framework to identify important scientific topics and to focus on substantive and methodological issues in advancing knowledge and practice related to that topic. The participants were asked to join in this effort to identify novel opportunities for scientific and clinical advances by exploring translational science and its ability to broaden our knowledge base, pursue novel methods, and set an agenda for the next phase in the study of developmental psychopathology. Developmental psychopathology is the broad context for this discourse and, hence, this volume. For the purposes of this discussion, developmental psychopa- thology is a construct that is characterized by transactions between individuals and the environment over the life course which contribute to variations in biological and psychological processes that adversely affect functioning and lead to psychopathology. As with the prior conference, leading scientists from diverse backgrounds and with widely varying areas of expertise were assembled to offer position statements P.H. Tolan (*) Youth-Nex Center, University of Virginia, 405 Emmet Street South, Charlottesville, VA 22904-4281, USA e-mail: [email protected] B.L. Leventhal Department of Psychiatry, University of California at San Francisco, Box 0984-CAS, Room LP-152, 401 Parnassus Avenue, San Francisco, CA 94143-0984, USA e-mail: [email protected] © Springer International Publishing AG 2017 1 P.H. Tolan, B.L. Leventhal (eds.), Gene-Environment Transactions in Developmental Psychopathology, Advances in Development and Psychopathology: Brain Research Foundation Symposium Series 2, DOI 10.1007/978-3-319-49227-8_1 2 P.H. Tolan and B.L. Leventhal and discuss questions critical to advancing the science and practice of developmental psychopathology. At the working sessions of the conference, attendees addressed approaches, new findings, continuing challenges, and promising new directions; they were shared, critiqued, and debated. Moreover, the presence of experts from diverse disciplines helped to provide unique perspectives on developing intersections as well as divergences within the work. With this information, participants were able to refine and formulate bridges across different areas of the work presented, while pro- viding insight into promising new directions. Ultimately, it is our collective hope and ambition that the conference and this volume offer important next steps for research and theory development that will expedite understanding and potential actions to effect new and different approaches to developmental psychopathology. The specific goal for this seminar was to probe the role and utility of intervention research and how it can expand knowledge about Gene-Environment Transactions (GEX) and, conversely, how this framework might inform intervention studies. Intervention or experimental manipulation research is fundamental to scientific study across topics and disciplines as experiments permit valid causal inference. As acknowledged for over a century, precisely constructed and carefully executed experimental studies provide the most convincing test of theorized causal processes (Radder, 2009). With appropriate controls, precise formulations, and absence of bias in comparison conditions, experiments (unlike observation studies, epidemio- logical tracking or passive longitudinal studies) permit the conclusion that the rela- tion between the manipulated variable and the dependent variable is causal; the manipulated variable is seen as controlling the occurrence, level, or influence of the dependent variable. Moreover, differential reactions to interventions can suggest differential susceptibility (genetic, environmental and, in most cases, combinations of these contributors). This unique capability means that intervention studies are an important component of any substantial advancement in scientific knowledge. How and when this utility is best applied is often controversial; it rests on work that sen- sitively and precisely considers how major precepts, assumptions, and framework implications impact what is to become valid and useful research. In several chapters of this volume, the question is less about the comparative value or whether or not intervention research is essential for understanding gene- environment transactions, rather it is about what level of knowledge accumulation and precision of understanding is needed for a sound experimental study to follow after substantial observational and pattern tracing studies. At present, the field is characterized by rap- idly developing understanding of increasing complexity about how gene and environ- ment confluences and interdependencies act in developmental psychopathology. In addition, there is appropriate concern about interventions that are misdirected or poorly informed as they may mislead investigators about the roles of genes and envi- ronment and their relation in the development and maintenance of psychopathology. For some, it can be argued that useful intervention studies may not yet be identifiable. However, as is shown here, the time has come to discuss how these studies might be constructed and what questions they can address. This volume’s content suggests that in order to be prepared for next steps, there is need for immediate attention to these issues so that powerful scientific tools can be a ppropriately applied when warranted. The time for this work is upon us, as examples in this volume illustrate.