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Gene Amplification in Mammalian Cells Gene Amplification in mammalian Cells A Comprehensive Guide edited by Rodney E. Kellems Baylor College of Medicine Houston, Texas CRC Press Taylor & Francis Group Boca Raton London New York CRC Press is an imprint of the Taylor & Francis Croup, an informa business CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 First issued in paperback 2019 © 1993 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works ISBN-13: 978-0-8247-8756-1 (hbk) ISBN-13: 978-0-367-40266-2 (pbk) This book contains information obtained from authentic and highly regarded sources. Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the validity of all materials or the consequences of their use. 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CCC is a not-for-profit organization that provides licenses and registration for a variety of users. For organizations that have been granted a photocopy license by the CCC, a separate system of payment has been arranged. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com Library of Congress Cataloging-in-Publication Data Gene amplification in mammalian cells: a comprehensive guide / edited by Rodney E. Kellems. p. cm. Includes bibliographical references and index. ISBN 0-8247-8756-0 1. Gene amplification. 2. Gene amplification—Research- -Methodology. I. Kellems, Rodney E. QH450.3.G46 1992 599'.087'322-dc20 92-26048 CIP Foreword The experimental study of variable gene copy number has a venerable history, starting with Sturtevant's studies on the bar locus in Drosophila some 65 years ago [1]. Gene duplications are common in bacteria under appropriate selection conditions (see Ref. 2). The demonstration in 1968 of developmentally regulated amplification of genes, most dramatically shown by Brown and Dawid with Xenopus ribosomal genes [3], raised the question of whether high-level differen- tiation specific gene expression was the result of selective gene amplification in higher eukaryotes. With the advent of molecular biology in the mid-1970s, this question was answered with an essentially uniform "no." Gene amplification remained a "dormant" subject as applied to mammalian cells until 1978-1979 when documentation of gene amplification as a mechanism for acquired resistance in cultured mammalian cells employing molecular biology techniques by the Schimke [4] and the Stark [5] groups opened a new era for the study of gene amplification. It should be noted, however, that their definitive studies were presaged by the cytogenetic studies of Beidler and Spengler with HSRs (homogeneously staining chromosome regions) in methotrexate-resistant Chinese hamster lung cells [6] and of Levan et al. with minute chromosomes of Sewa cells [7]. The finding of gene amplification was initially surprising, inas- much as both research groups had originally assumed that enzyme overproduction was going to be the result of an "up/promoter" mutation. More recently, a large number of cases of gene amplification in cultured mammalian cells have been found, examples of which are described in this volume. One gets the impression Hi iv Foreword that with appropriate selection protocols, virtually any gene can be amplified, unless it or a closely linked gene is otherwise detrimental to cell growth or survival. For instance, we have reported that the trileucyl peptide calpain inhibitor ALLN, which is hydrophobic, is cytotoxic and resistance can be readily selected in CHO cells that results from amplification of the MDR1 gene [8]. Recently, we repeated the selection procedure with the addition of verapamil to prevent function of the P-170 glycoprotein exit pump and found that resistance develops, which is associated with overproduction (and gene amplification) of an aldo-ketoreductase, an enzyme that inactivates the active form of ALLN (R. Sharma et al., in preparation). Surely the list of amplified genes will continue to grow. The status of experimental gene amplification in mammalian cells as of 10 years ago was represented in Gene Amplification, the outcome of a conference held at the Banbury Conference Center of the Cold Spring Harbor Laboratories in 1981 [9]. This current volume, edited by Rodney Kellems, is a welcome updating of the status of the field. Many of the current contributors were authors in 1982, many are scientific "offspring" of those earlier contributors, and still others are new, vigorous contributors. What follows are a few brief thoughts about where gene amplification has gone from those early days and where it might be going. I. AMPLIFICATION IN INDUSTRY It is surprising to me how rapidly the phenomenon of gene amplification was pursued within a commercial context and what a major role it has played as a means to produce certain proteins for medical usages where bacteria or yeast do not make biologically active proteins and where mammalian cells do. The fact that DHFR amplification (methotrexate resistance) in Chinese hamster ovary cells is the most commonly employed technique commercially is in some part a historical accident of the time (the early 1980s) because scientists who joined various companies were familiar with this system. Clearly, this is an example of extremely rapid technology transfer from the laboratory to industry. It is also important to note that scientists associated with the industry are making important and basic contributions to the field. II. AMPLIFICATION IN CANCER BIOLOGY Prehaps the major area in which gene amplification is observed in the "real world" is in cancer biology. Interestingly, although there are examples of gene amplifica- tion in clinical resistance (DHFR and methotrexate), it does not appear that gene amplification is a common mechanism for clinical cancer resistance, as opposed to its common occurrence as studied in the laboratory. Why this difference exists is clearly worthy of understanding in the future. On the other hand, oncogene Forewordh v amplification is extremely common. From the time of initial discovery of gene amplification in mammalian cells, various predictions of a role for amplification in carcinogenesis were made [10-13]. Starting in the mid-1980s, reports of oncogene amplification commenced, and now amplification of a variety of oncogenes has become a common, but certainly not universal, theme, with respect to either the cancer type, the oncogene involved, or the percentage of a specific cancer type with a specific oncogene amplification. Perhaps there are two extreme views of oncogene amplification and cancer. One assertion would be that amplification of an oncogene is a necessary and/or a sufficient event(s) to result in a cancer cell. Ancillary to this view might be a relationship between the copy number of an amplified gene and tumor behavior. In the instances of experimental gene amplification and drug resistance, the correla- tion between gene copy number and the biological response of cells, i.e., the degree of resistance, is fairly good. However, in the case of oncogene amplifica- tion, such simplistic relationships do not appear to hold. The other extreme view would be that oncogene amplification has no role in the malignant process and is a neutral manifestation of an underlying state of a malignant cell that generates a high degree of genetic instability, of which gene amplification is one, but by no means the only, type of genomic alteration found. Probably there is no simple and single answer, and the understanding will lie somewhere in the middle of these extremes, depending on the oncogene and the stem-cell type involved, including the unique logic of control of proliferation and differentiation of that cell type. Most thinking about gene amplification assumes that overproduction of the oncogene product is the casual end-point. However, an alternative consideration for oncogene amplification might involve binding to amplified DNA segments of regulatory proteins present in limited amounts in cells, thus reducing their availability for regulation of other genes and thereby altering cell regulatory behavior unrelated to expression of an oncogene per se. This type of mechanism may be involved in instances where the degree of oncogene amplification vastly exceeds any copy number that may seem reason- able, based on drug resistance amplifications at clinically reasonable drug levels (say 5- to 10-fold at most). III. GENE COPY DIFFERENCES AMONG INDIVIDUAL HUMANS Another area where variable gene copy may play a more significant role than currently understood is in individual responses to various environmental agents. It is most often assumed that all individuals have one copy of a gene per haploid genome. Unless an investigator is highly sensitive to looking for copy number differences, such differences will be overlooked in standard use of restriction fragment analyses. However, there are some examples where gene copy number vi Foreword differences have been reported. For instance, Ohlsson et al. [14] reported a family with an additional copy of a beta-interferon gene that was inherited as a Mendelian trait. What might constitute a selection for this amplification is not clear. Prody et al. [15; also Soreq et al., this volume] reported a father and son with complex amplification of a "true" cholinesterase gene and suggested that chronic exposure to the insecticide parathion may have played a role in selection of this amplification event(s). More recently, Ingelman-Sundberg and his colleagues [16] have reported in preliminary form a family with 10- to 15-fold amplification of the CYP2D gene (a member of the P-450 drug-metabolizing gene family), detected by virtue of lack of response to certain pharmacological agents. Interestingly, the P-450 gene family constitutes an evolutionary amplification process (a member of a multigene family), at least one member of which appears to undergo amplification in germ cell lineages in historical time as well. Thus, the question arises as to how often differences among individuals, perhaps most readily observed in relation to responses to drugs, may result from genetically inherited differences in gene copy number. Perhaps even more interesting are the questions of what exposures, what selection pressures, and what mechanism(s) have led to the fixation of multiple gene copies in germ cells in individuals of a species. The realization that variations in gene copy number occur may lead to new understanding of individual differ- ences among members of a species. IV. AMPLIFICATION MECHANISMS A major effort in the field of gene amplification in mammalian cells in recent years has involved attempts to understand the mechanism(s) whereby genes are ampli- fied. Early studies on the definition of amplified DNA segments concluded that a variable-length chromosome was amplified [17,18]. These studies employed cell lines subjected to multiple step selections over long time periods and concluded that multiple recombination events had occurred, within the gene as well as in flanking regions, and indicated a high degree of genomic "flux." More recent studies, described in this volume, have focused on the study of cell populations as soon as possible after the initial amplification event(s) have occurred and have employed studies of the structure of amplified sequences as well as their localiza- tion by use of newly available and highly sensitive in situ hybridization tech- niques. Certain of these types of studies favor some form of sister chromatid exchange phenomenon as a primary event (see Stark, this volume). An interesting and rather common structure of amplified arrays of genes is their existence as inverted (head to head) structures (see Fried et al., this volume). Such structures are most readily accounted for by aberrant replication and recombination models, as discussed in this volume (see Fried et al. and Wahl et al. for extensive discussions). I suspect that the details of how amplified genes are generated and exactly what segment of a chromosome is amplified will be variable from one cell Foreword vii population to another, and that a single mechanism will not account for all instances of amplification, whether they are a part of the initial, i.e., primary, event, or as cells are either maintained under constant selection or subjected to additional selection pressure. V. AMPLIFICATION OF GENES AS A RESPONSE TO PERTURBATION OF CELL CYCLE PROGRESSION I have been struck over the years with the frequency with which cell variants with amplified genes bear a number of cytogenetic abnormalities in addition to the cytogenetic consequences of specific gene amplification. These include differing degrees of aneuploidy (polyploidy) and presence of deletions and translocations, including extreme cases of the existence of so-called "marker chromosomes," which basically constitute breakage and recombination of chromosome fragments to constitute unrecognizable new chromosomes (see Fougere-Deschartrette et al. [19] for some examples). Such chromosomal changes, including aneuploidy, deletions, translocations, and amplifications, are, of course, common cytogenetic abnormalities of cancer cells. Thus, an understanding of mechanisms of gene amplification may provide insight into types of genomic alterations (including rearrangement events) that are so very common in cancer and are not explicable within the context of the understanding of point mutational events. Such "global" cytogenetic changes in genome structure suggest that cell variants selected for a specific amplified gene may have been subjected to events that variously alter overall chromosome integrity. Interestingly, all the selection protocols employed to generate amplification events involve extensive cell killing and the use of critically narrow ranges of drug concentrations to detect amplifica- tion events. Any number of studies in my laboratory have shown that pretreatment with various agents, including inhibitors of DNA synthesis, hypoxia, UV light, carcinogens, and gamma radiation, can increase the frequency of gene amplifica- tion in rodent cell lines (CHO and mouse) (see Ref. 20 for references). Charac- teristically, the degree of cell killing, the time of exposure, and the time following removal of the perturbing agent when selection pressure is added are all critical variables. Such treatments markedly increase the frequency of sister chromatid exchanges [21] and result in metaphase chromosomes with varying degrees of chromosome breaks, as well as metaphase spreads with extensive extrachromoso- mal DNA [21,22]. We have interpreted our studies to indicate that such pretreat- ments alter normal cell cycle progression events and dissociate DNA synthesis and chromosome condensation from the events of mitosis [22]. Such treatments facilitate sister chromatid exchange phenomena, are likely to alter replication progression, and result in chromosome breakage. A major consequence of such events is cell death. However, recombinational resolution of stalled/altered replica- tion forks or recombinational repair of broken chromosomes can form the sub-

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