GRIEVANCES AND APPEALS (G&A) ALCHEMY Turning Complaints into Gold REGAN PENNYPACKER VICE PRESIDENT GRIEVANCES AND APPEALS Components of MA-PD Complaints • Never welcome, often feared by the recipient. • They stem from dissatisfaction and disagreement. • Must haves: the right coordinators in place to address issues like a pro, the right management to analyze and recommend improvements, and empowered leadership to effectuate change. • The bare minimum is no longer enough • Solidifying the relationship with members • Taking a cue from CMS feedback Copyright © 2015, Gorman Health Group, LLC 2 WHAT WE’RE GOING TO DISCUSS • Fear of Complaints • The Basics of Grievance and Appeal Regulations • What They’ve Said, What We’ve Seen • CMS Conditions and the Effect on Star Ratings • Quality Service Copyright © 2015, Gorman Health Group, LLC 3 FEAR OF COMPLAINTS • Why do we fear them? • How do we change our perception? • Dealing with those who complain - EXPLORE • Building trust Copyright © 2015, Gorman Health Group, LLC 5 A COMPLAINT IS A GIFT By Janelle Barlow and Claus Møller • Misunderstanding of complaints • Complaining customers are still engaging with us • Think of it as description of a business process that is not working, such as: Restrictive scripts o Procedural breakdowns o Insufficient onboarding o Copyright © 2015, Gorman Health Group, LLC 7 QUESTIONS AND ANSWERS • Standard time frame • Quality of Care response • Expedited time frame • Grievance rights communication • CTM • Lastly: Filing methods? Copyright © 2015, Gorman Health Group, LLC 10 HIGHLIGHTS OF G&A HISTORY It’s not fashionable or trendy – it’s a classic Copyright © 2015, Gorman Health Group, LLC 11 PASSAGE OF TIME History and Evolution of Regulations and Guidance • 1997 – BBA • 2001 – G&A regulations released Distinguished from organization determinations and appeals. o Grievance procedures are separate and distinct from organization determinations and appeal procedures, which address organization determinations. • 2003 – Chapter 13, Medicare Managed Care Manual (MMCM) • 2003 – Medicare Modernization Act (MMA) • 2004 – Four updates to Ch. 13 • 2005 – Part D audit guide released for review and comment Guess what – little has changed o Copyright © 2015, Gorman Health Group, LLC 12 PASSAGE OF TIME History and Evolution of Regulations and Guidance • 2006 – Significant Ch. 13 changes including change to Medicare Advantage (MA), implementation of 30-day time frame; release of Prescription Drug Benefit Manual (PDBM) Chapter 18 • 2006 – Audit guides available on the Health Plan Management System (HPMS) • 2007 – Chapter update • 2008 – HPMS memo: Part D Appeals Requirements Sponsors not meeting time frames o Copyright © 2015, Gorman Health Group, LLC 13 PASSAGE OF TIME History and Evolution of Regulations and Guidance • Sept. 2010 – HPMS memo: Part D Compliance Issues – Grievances, Coverage Determinations, and Appeals Lack of adequate tracking systems resulting in missed adjudication time o frames Failure to expedite coverage determination requests o Failure to properly classify and process grievances o Deficiencies in the area of Coverage Determinations, Appeals, and o Grievances (CDAG) may constitute a significant risk to Part D enrollees to the extent such deficiencies result in denying prompt access to medically necessary covered prescription drugs • Nov. 2010 – HPMS memo: Reminders Related to Timely Adjudication of CDA .. Two months later? Copyright © 2015, Gorman Health Group, LLC 14
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