PERGAMON RELATED TITLES Du Brin, A.J. Casebook of Organizational Behavior Joyce, R.D. Encounters in Organizational Behavior: Situation Problems Moses, J.L. & Applying the Assessment Center Method Byham, W.C. Fundamentals of An Organizational Applied Behavior Perspective Second Edition Andrew J. DuBrin College of Business, Rochester Institute of Technology PERGAMON PRESS INC. New York . Toronto . Oxford . Sydney . Frankfurt . Paris U.S.A. Pergamon Press Inc., Maxwell House, Fairview, Park, Elmsford, New York 10523, U.S.A. U.K. Pergamon Press Ltd., Headington Hill Hall, Oxford OX3 OBW, England CANADA Pergamon of Canada Ltd., 75 The East Mall, Toronto, Ontario M82 5W3 Canada AUSTRALIA Pergamon Press (Aust.) Pty. Ltd., 19a Boundary Street, Rushcut- ters Bay, N.S.W. 2011, Australia FRANCE Pergamon Press SARL, 24 rue des Ecoles, 75240 Paris, Cedex 05, France FEDERAL REPUBLIC OF GERMANY Pergamon Press GmbH, 6242 Kronberg/Taunus, Pferdstrasse 1, Frankfurt-am-Main, West Germany Copyright ° 1978 Pergamon Press Inc. Library of Congress Cataloging in Publication Data DuBrin, Andrew J Fundamentals of organizational behavior. Includes bibliographical references. 1. Organizational behavior. I. Title. HD58.7.D8 1978 301.18'32 77-12720 ISBN 0-08-022251-X(pbk.) 0-08-022252-8 All Rights Reserved. No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any means: electronic, electrostatic, magnetic tape, mechanical, photocopying, recording or otherwise, without permission in wnting from the publishers Pnnted in the United States of Amenca To my children Douglas, Drew, and Melanie List of Figures 1.1 Relationship of Organizational Behavior to other Inter- disciplinary Fields. 5 1.2 Proportion of Three Different Occupational Groups in the United States Labor Force, 1950-1980 10 1.3 Continuum of Knowledge Work 11 1.4 Selected Journals that Contain Technical and Scholarly Articles Relevant to Organizational Behavior 15 1.5 Selected Magazines and Journals that often Contain Articles Relevant to Organizational Behavior. 16 1.6 Organizational Behavior Follows the Principles of Human Behavior 18 1.7 Determinants of Organizational Behavior 21 1.8 Organizational Behavior Is Systemic 25 1.9 Technical Changes at Biotronics Precipitate other Changes in the Organizational System 26 2.1 A Comparison of Herzberg's Two-Factor Theory and Maslow's Hierarchy of Needs 46 2.2 Basic Version of Expectancy Theory of Job Motivation 51 2.3 Principles of Vertical Job Loading and Motivators In- volved 55 2.4 A Checklist of Rewards and Punishments of Potential Use in a Job Setting 59 2.5 Work Motivation Schema 64 3.1 Three Conceptions of the Decision-making Process 76 3.2 The Decision-making Schema 78 3.3 Partial Correlations Between PDS Scores and Age, with Decision-making Experience and Management Level Re- moved 86 3.4 Rational Analysis of Decision-making Alternatives 99 4.1 A Paradigm for Analysis of the Stress Cycle. 114 4.2 A Model of Organizational and Individual Adaptation to Stress 117 5.1 Schematic Diagram for Political Maneuvering in Organi- zations 155 5.2 Political Orientation Questionnaire 185 xiii LIST OF FIGURES 6.1 A Framework for Understanding Small Groups 198 7.1 Intellectual and Personality Test Score Differences Be- tween Two Matched Groups of Top and Middle Mana- gers 236 7.2 Illustrative Relationships Between Leadership Situations and Leader Traits 237 7.3 Fiedler's Classification of Situational Favorableness Reor- ganized by Gibson, Ivancevich, and Donnelly 239 7.4 The Situational Leadership Theory 244 8.1 Factors Potentially Influencing the Individual in the Or- ganization Toward Improved Performance 270 8.2 The Control Model for Counseling and Coaching Subor- dinates 273 8.3 Data About Informal Helping Relationships in Work Or- ganizations 290 9.1 One Experimental Task Used in a Comparative Study of Unilateral and Bilateral Communication 312 9.2 An Elementary Model of the Interpersonal Communica- tion Process 313 9.3 Two Communications Networks: Wheel and All-channel 315 9.4 Barriers to the Communications Process 320 10.1 A Systems Model of Intergroup Conflict 347 10.2 A Typology of Intergroup Conflict 360 11.1 Organizations Are Part of a Larger System 386 12.1 A Taxonomy of Some Changes Taking Place Within an Organizational Unit 407 12.2 A Systems Model of Change at the Individual, Group, and Organizational Level 410 12.3 A System for Making a Successful Change 435 13.1 The Organization Development Matrix: A Method for Classifying Change Efforts 448 13.2 A Model for the Management of Change 449 13.3 The Managerial Grid ® Scientific Methods, Inc. 468 13.4 Sample Questionnaire Items from an OD Survey 478 14.1 Estimated Cost of Behaviors at One Manufacturing Plant 499 xiv PREFACE TO THE SECOND EDITION Why would anyone attempt to write another book about the behavior of people at work? Behavioral scientists, management theorists, novelists, and a host of nonfiction writers have written about this topic in the past. Many new books covering the same topic continue to proliferate. Our answer is the same as it was four years ago. Immodestly, it is stated that this book has been written because the author feels he has a perspective that can contribute new insights into the behavior of people in organiza- tions. As in the first edition, a four-part rationale underlies the writing of this book. First, colleagues in my field and students have complained that many books about organizational behavior are of relatively low reader interest. An effort has been made in preparing this book to include topics and case illustrations of intrinsic interest to students, managers, and staff specialists. For example, the text contains separate chapters about politi- cal maneuvering in organizations (office politics) and the stresses facing people in managerial and professional positions. Both the professional and trade (popular, nontechnical) literature have been consulted in pre- paring many of the chapters. Case histories collected by the author and his researchers are also used as a source of information for this book. Second, an introductory text in organizational behavior needs to be based more on recent research with professionals and managers than on older research with first-line supervisors, production workers, and cleri- cal workers. Readers of this book in vast majority are knowlege workers (managerial, technical, and professional personnel). Case illustrations and research findings presented in this text reflect this emphasis on the knowledge worker. Some mention is made of production and clerical personnel because knowledge workers interact with people at all levels in the organization. Third, many books about people in organizations are overinclusive in their attempt to cover the entire spectrum of personnel administration, organizational psychology, human relations, and the practice of man- agement. An unfortunate negative side effect of this mélange has been an overlapping of material among several courses in most business school programs. The present book is an attempt to focus attention on human behavior in organizations. Information about the practice of xv Preface to the Second Edition management, except for those processes directly involving superior-sub- ordinate interaction, is omitted from consideration. Excluded are stan- dard management topics such as planning, controlling, and organizing. Also excluded are discussions of personnel techniques such as selection testing, employment interviewing, and wage and salary administration. Only passing mention is made of older research such as the Hawthorne studies, which have already been the subject of length discussion in al- most every book written about human behavior in organizations. Fourth, organizational behavior is a difficult problem to study and teach, in part because many of the concepts appear as abstractions to the student. Convenient frames of reference are missing for such abstract concepts as organizational climate or functional analysis (often due to lack of experience in organizations). This book attempts to present con- cepts about organizational behavior at an appropriate level of abstrac- tion. This approach is implemented by presenting a conceptual framework for organizational behavior combined with numerous case illustrations and examples from live organizational settings. In short, the intent of this book has been to present material that is useful from the viewpoints of the intellectually rigorous academician and the pragmati- cally minded practitioner. A number of improvements have been made in the second edition stemming from the suggestions of students and reviewers of the first edition. Each chapter in the second edition begins with a set of learning objectives. Considerably more research findings and critical analyses (both set off in special sections throughout the book) have been in- cluded. A chapter on organizational effectiveness has been added. A list of suggested readings has been added to each chapter along with a case incident illustrating one of the major themes presented in the corres- ponding chapter. For the convenience of the student, a glossary is found at the end of the book. Items included in the glossary are those not de- fined at length in the text and not ordinarily found in a general dictio- nary. xvi Acknowledgments An author of a book of this nature acts as a synthesizer, collector, and integrator of the published and unpublished ideas of many people. Notes included in the text, however scrupulously inserted, indicate the source of only some of the ideas. Many students in the MBA program at the Rochester Institute of Technology uncovered case illustrations that have worked their way into my writings. My peers have furnished me with valuable insights about organizational behavior and so have people I have worked with in a consultant-client relationship. The scope of or- ganizational behavior is such that even people and situations I have ob- served in the process of my being a customer, visitor, student, client, traveler, writer, or vacationer have been useful to me in the preparation of this book. My primary thanks go to the marketing, editorial, and production staffs at Pergamon Press for their help in making the first edition of this book successful enough to warrant a second edition. Mrs. Sylvia M. Hal- pern, my editor, has provided me editorial support on this and three previous books for Pergamon. Jerome B. Frank, Albert Henderson, and Robert N. Miranda, all key people at Pergamon, also receive my ap- preciation. K. Lois Smith, my manuscript typist, has served me well for five years. Marcia, my wife, continues to be a source of encouragement for my writing. Drew and Douglas, my sons, receive my gratitude for their con- tinued interest in my work. Melanie, my daughter, though frequently underfoot, has contributed immensely to my enjoyment of life during the preparation of this book. Rochester, New York Andrew J. DuBrin xvii 1 Introduction to Organizational Behavior LEARNING OBJECTIVES 1. Understand the meaning of the concept "organizational behavior." 2. Define and describe the three main subareas or schools of manage- ment thought. 3. Understand the difference between knowledge work and nonknow- ledge work. 4. Recognize how research and theory contribute to an understanding of organizational behavior. 5. Understand how principles of human behavior influence organiza- tional behavior. 6. Understand how the behavior of people in organizations is contin- gent upon the situation. 7. Understand how organizational behavior follows the properties of a system. 8. Understand the difference between structure and process. * * * "This is the most screwed up place I've ever worked. Nobody seems to know what the hell they are doing," lament countless people in both profit and not-for-profit organizations. Complete answers to why organi- zations and people do not always function smoothly have yet to be found, but a field of inquiry has emerged to help unravel the com- plexities of organizations and the people in them. The study of organiza- tional behavior is a systematic attempt to understand the behavior of people in organizations of which these people are an integral part. Indi- viduals, small groups, total organizations, and the interaction of the or- ganization with the external environment comprise the units of observa- tion for organizational behavior. 3