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Xiujian Li · Zhengzheng Shao  Mengjun Zhu · Junbo Yang Fundamentals of Optical Computing Technology Forward the Next Generation Supercomputer Fundamentals of Optical Computing Technology Xiujian Li Zhengzheng Shao (cid:129) Mengjun Zhu Junbo Yang (cid:129) Fundamentals of Optical Computing Technology Forward the Next Generation Supercomputer 123 Xiujian Li MengjunZhu Collegeof LiberalArts andSciences Collegeof LiberalArts andSciences National University ofDefense Technology National University ofDefense Technology Changsha Changsha China China ZhengzhengShao JunboYang Collegeof LiberalArts andSciences Collegeof LiberalArts andSciences National University ofDefense Technology National University ofDefense Technology Changsha Changsha China China ISBN978-981-10-3847-1 ISBN978-981-10-3849-5 (eBook) https://doi.org/10.1007/978-981-10-3849-5 JointlyPublishedwithNationalDefenseIndustryPress TheprinteditionisnotforsaleinChinaMainland.CustomersfromChinaMainlandpleaseorderthe printbookfrom:NationalDefenseIndustryPress. LibraryofCongressControlNumber:2018932526 ©NationalDefenseIndustryPressandSpringerNatureSingaporePteLtd.2018 Thisworkissubjecttocopyright.AllrightsarereservedbythePublishers,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. Thepublishers,theauthorsandtheeditorsaresafetoassumethattheadviceandinformationinthis book are believed to be true and accurate at the date of publication. Neither the publishers nor the authorsortheeditorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinor for any errors or omissions that may have been made. The publishers remains neutral with regard to jurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. Printedonacid-freepaper ThisSpringerimprintispublishedbytheregisteredcompanySpringerNatureSingaporePteLtd. partofSpringerNature Theregisteredcompanyaddressis:152BeachRoad,#21-01/04GatewayEast,Singapore189721, Singapore Preface As the advanced stage of the thriving information age, the first half of the twenty-firstcenturyisdestinedtobeadramaticleapinthecharacteroftechnology. Obviously, the principle driving force behind this leap is the development of the digitalcomputer,especiallythehigh-performancecomputers.Whileimpressive,the technological capabilities of electronic digital computers are impossible infinite. Surely, the physical bottleneck limitation of the electronic computing technology will slow down the development of electronic digital computer. However,asthebottleneckoftheelectroniccomputers,thedevelopmentprocess is subjected to more and more restrictions. How to continuously push forward the computer performance by effective but creative means is the bottleneck problem thatthesupercomputerdevelopmentfacesatpresent.Particularly,howtosolvethe bottleneck problem that the supercomputer development faces by multiple tech- niques involved is an important challenge. With the combining of the optical technique and other realm techniques mutu- ally, new optics and optoelectronics components are matured day by day, which bring bright applied prospects for the computer realm. Along with the rapid development of new optics and optoelectronics components, the technical break- through of optical switch, optical interconnect, optical storage pushed the expanding of application realm of optical information technique and the corre- sponding application realm largely. Among of all, the ultra-fast optical switching technology makes the very short periodofopticalinformationtransmissionandcontrolpossible,andthecontroltime isreducedgreatly.Thesuccessfulapplicationofopticalinterconnectiontechnology in the super-performance computer such as Sunway TaihuLight will speed up the peak performance of a single super-performance computer system up to beyond thousands of PFlops in the near future. And the large capacity development of optical storage makes possible the processing and storage of massive data. Furthermore, as the rapid development of related technologies has caused our infinite imagination, the integration of optical technology can be considered to v vi Preface improve the performance of supercomputer remarkably. We can image that, a real optical computer with the settlement processing aspects of ultra-high speed and largecapacityinformationshouldbeenoughforustostaretongue-tied. Therefore, a large number of applications of optical technology in the computer will be the inevitable trend, and someday it will replace the status of electronic technology. Aboveall,thedevelopmentofparallelopticalcomputingtechnologyisconsidered tobethebestwaytosolvetheproblemofthecurrentsuper-performancecomputer continuing to improve. Since optical processing has remarkable advantages of high speed and large capacity, it is a natural thing to introduce optics and related technologies into computing technology. According to the successful experience of electronic com- puting, the system structure of the optical computer will still need to have the processor, memory and controller, and other parts. Basically, as long as these components can work together, with the corresponding information coding, soft- ware algorithm, I/O interface, as well as other auxiliary components, the devel- opment of optical computer can become possible. However, from the objective law of the development of things, the appearance of the optical computer will not be achieved overnight. The realization of optical computerrequiresnotonlytheappearanceoftypicalfunctionaldevices,butalsothe successfuldockingofotherparts,suchasopticalprocessor,opticalmemory,optical routing switch, and so on. Furthermore, the realization of these subsystems needs laseranddetector,converter,memory,anddevelopmentofvariouskindsofgrating and lens in principle, method, technology, material and device integration, and it will also need the data encoding theory and method, optical information model expression, optical computer architecture, and other aspects of a breakthrough. Opticalcomputinghasbeenstudiedextensivelyformanyyears,anditsresearch fields include structural theory, device principle and fabrication, structure and realization offunctional devices, and so on. However, the system structure theory hasnotyetachievedabreakthrough,andtheprincipleandfabricationofthedevice arenotsystematic.Andmostofall,thereisstillalargegapbetweenthefunctional device performance and the application expectation. This book, by aiming at the above problems, according to the composition of optical computing hardware development, will mainly focus on the hardware structuresandtheprinciplesofnewopticalmaterialsanddeviceswiththeprevious research experience technology, which lay the foundation for the researcher in relevant fields for the future construction of optical computing system. Based on multi-perspectives of physics, optical engineering, and computer sci- ence, this book attempts to provide the principle and technology of hardware and functional materials applied to the future optical computing systems, covering the optical computing unit, the optical switching and the optical interconnection, the optical storage, the optical buffer and synchronization. Preface vii Structure of the Book Chapter 1, Summary of Optical computing Technology: Mainly to review the historyofcomputing,describethedefinitionandconnotationofopticalcomputing, and a simple description of the basis for analog optical computing and digital optical computing, as well as the possible model of optical computer architecture. Chapter 2, Semiconductor MQWs Photo-electronic Logic Devices: Mainly on semiconductor quantum wells structure, the basic principle and characteristics of semiconductor self-electro-optical effect and vertical surface principle, working principle, characteristic and application method of SEEDs, and the integration methodfor SEEDsandcircuit aredescribed,and thequantumpoint ofnew theory and technology are discussed. Chapter 3, Minitype Light Source for Optical Computing: Including the main concept and connotation of vertical surface-emitting optoelectronic devices, LD mode vertical surface-emitting light device structure and principle, design and performance analysis of VCSELs laser, optoelectronic devices and the application and prospect of vertical surface are described. Chapter 4, Micro- and Diffractive Optical Elements: Mainly the concept and connotation, structure and characteristics, classification and principle, design and preparation technology of the micro-lens array and diffractive optical element are introduced, and the analysis of description and performance analysis method for opticalcomponentsandthedesignandapplicationofmicro-lensarrayandthetwo elements are described. Chapter 5, Optical Storage: Main progress of optical storage materials and devices, the principle of two-photon interactions, using two-photon interaction of 3D optical information storage method of photorefractive effect and its application in optical storage, and the development trend of the optical storage devices are analyzed. Chapter 6, Parallel Optical Interconnections: Including the concept of parallel optical interconnect and optical switching, developments and applications of par- allel optical interconnection and optical switching, typical optical interconnection principles and optical implement, optical cross principle of diffractive optical ele- ments in parallel optical interconnect applications, design and implementation of free-space optical interconnection, development trend analysis of parallel optical interconnection. Chapter 7, Optical Buffer and Full-Optical Synchronization: Including optical bufferingconceptandcontent,theopticalbufferandthefull-opticalsynchronization based on slow light, and looking forward to the future development trend of the field. viii Preface Thisbookcombinesworldwidescientificresearchachievementsinrecentyears andsomepartofthecontents,somecontentsevendirectlyquotedsomepartsofthe relevant literatures. Specially, we give thanks to Jiankun Yang, Ju Liu, Hui Jia, Juncai Yang, Di Kong, Wenhua Hu, Rui Zhang, Jiannan Zhang, Xiaoguang Hou, Yongming Nie, Wenchao Sun, Yuanda Zhang, Jiali Liao and SHishang Luo for their significant and helpful research for this book. Anyway, the authors acknowledge all the people and institutes sincerely. Changsha, China Xiujian Li Zhengzheng Shao Mengjun Zhu Junbo Yang Contents 1 Summary of Optical Computing Technology . . . . . . . . . . . . . . . . . . 1 1.1 Phylogeny and Trend of Computing . . . . . . . . . . . . . . . . . . . . . . 1 1.1.1 Primal Computing Age . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.1.2 Handwrought Computing Age . . . . . . . . . . . . . . . . . . . . . 1 1.1.3 Mechanical and Electromechanical Computing Age. . . . . . 3 1.1.4 Electronic Computing Age. . . . . . . . . . . . . . . . . . . . . . . . 6 1.1.5 Status and Trend of Super Parallel Computer . . . . . . . . . . 9 1.1.6 Prospect of Future Computer . . . . . . . . . . . . . . . . . . . . . . 11 1.2 Concept of Optical Computing . . . . . . . . . . . . . . . . . . . . . . . . . . 13 1.2.1 Basic Operation of Optics for Computing . . . . . . . . . . . . . 15 1.2.2 Basic Models for Optical Computer Framework . . . . . . . . 16 1.3 Background in Optical Operation . . . . . . . . . . . . . . . . . . . . . . . . 18 1.3.1 Holographic Grating . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 1.3.2 Optical Fourier Transform . . . . . . . . . . . . . . . . . . . . . . . . 21 1.3.3 Abbe Imaging Principle and Spatial Filtering . . . . . . . . . . 23 1.3.4 Optical Correlator . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 1.3.5 Optical Numerical Processing. . . . . . . . . . . . . . . . . . . . . . 27 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 2 Semiconductor MQWs Photo-Electronic Logic Devices . . . . . . . . . . 35 2.1 Basic Principle of Semiconductor MQWs . . . . . . . . . . . . . . . . . . 35 2.1.1 Micro- and Nano-Materials and Quantum-Limited Effect. . . . . . . . . . . . . . . . . . . . . . . 35 2.1.2 Semiconductor MQWs and Self-electro-Optical Effect . . . . 37 2.2 Principle and Properties of SEEDs. . . . . . . . . . . . . . . . . . . . . . . . 43 2.2.1 How to Achieve Self-electro-Optic Effect . . . . . . . . . . . . . 43 2.2.2 Diode-Biased SEEDs to Achieve Bistability . . . . . . . . . . . 45 2.2.3 Symmetry SEEDs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46 2.2.4 Symmetry SEEDs to Achieve Boolean Operation . . . . . . . 48 ix x Contents 2.3 Optimization and Characteristics of MQW’s Modulator . . . . . . . . 51 2.3.1 Reflective SEEDs Modulator . . . . . . . . . . . . . . . . . . . . . . 51 2.3.2 Asymmetry Reflective F-P SEEDs Modulator . . . . . . . . . . 51 2.3.3 Performance of MQW’s SEEDs Modulator. . . . . . . . . . . . 55 2.4 Flat Integration of SEEDs. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59 2.4.1 Multi-Quantum Wells Modulator and Electronic Circuit Integration—Smart Pixels . . . . . . . . . . . . . . . . . . . 59 2.4.2 MQW’s Spatial Light Modulator . . . . . . . . . . . . . . . . . . . 61 2.5 Summary and Prospect . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67 3 Minitype Light Source for Optical Computing . . . . . . . . . . . . . . . . . 69 3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69 3.2 Wedge-Emitting Photoelectric Elements. . . . . . . . . . . . . . . . . . . . 71 3.2.1 LED and LD. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71 3.2.2 Functional Optical Interconnect and Semiconductor Light Source . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79 3.3 StructureandPrincipleofLEDandLDModeVertical-to-Surface Transmission Light Source . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83 3.3.1 LED Mode Vertical-to-Surface Transmission Light Source . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83 3.3.2 LD Mode Vertical-to-Surface Transmission Light Source . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85 3.3.3 Integration of Vertical-to-Surface Transmission Light Source . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87 3.4 VCSELs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 88 3.4.1 Structure of VCSELs. . . . . . . . . . . . . . . . . . . . . . . . . . . . 88 3.4.2 Characteristics of VCSELs. . . . . . . . . . . . . . . . . . . . . . . . 95 3.4.3 Optimum Design of VCSELs. . . . . . . . . . . . . . . . . . . . . . 100 3.4.4 Current State and Development Trend of VCSELs . . . . . . 101 3.5 Applications of Minitype-Laser . . . . . . . . . . . . . . . . . . . . . . . . . . 104 3.5.1 Optical Logic Elements . . . . . . . . . . . . . . . . . . . . . . . . . . 104 3.5.2 Serial–Parallel Data Transform . . . . . . . . . . . . . . . . . . . . . 106 3.5.3 Parallel Optical Data Link . . . . . . . . . . . . . . . . . . . . . . . . 107 3.6 Summary and Prospect . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111 4 Micro- and Diffractive Optical Elements. . . . . . . . . . . . . . . . . . . . . . 113 4.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 113 4.2 Design of Micro-Optical Elements. . . . . . . . . . . . . . . . . . . . . . . . 116 4.2.1 Geometric Optical Design . . . . . . . . . . . . . . . . . . . . . . . . 116 4.2.2 Scalar Analysis for Design. . . . . . . . . . . . . . . . . . . . . . . . 122 4.2.3 Vector Analysis for Design . . . . . . . . . . . . . . . . . . . . . . . 123

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