Fundamentals of Forensic Science Second Edition This page intentionally left blank Fundamentals of Forensic Science Second Edition Max M. Houck Director, Forensic Science Initiative, Research Office Director, Forensic Business Development, College of Business and Economics West Virginia University Morgantown, West Virginia Jay A. Siegel Chair, Department of Chemistry and Chemical Biology Director, Forensic and Investigative Sciences Program Indiana University Purdue University Indianapolis, Indiana AMSTERDAM • BOSTON • HEIDELBERG • LONDON NEW YORK • OXFORD • PARIS • SAN DIEGO SAN FRANCISCO • SINGAPORE • SYDNEY • TOKYO Academic Press is an imprint of Elsevier Academic Press is an imprint of Elsevier 30 Corporate Drive, Suite 400, Burlington, MA 01803, USA Elsevier, The Boulevard, Langford Lane, Kidlington, Oxford, OX5 1GB, UK © 2010 ELSEVIER Ltd. All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any information storage and retrieval system, without permission in writing from the publisher. Details on how to seek permission, further information about the Publisher’s permissions policies and our arrangements with organizations such as the Copyright Clearance Center and the Copyright Licensing Agency, can be found at our website: www.elsevier.com/permissions. This book and the individual contributions contained in it are protected under copyright by the Publisher (other than as may be noted herein). Notices Knowledge and best practice in this field are constantly changing. As new research and experience broaden our understanding, changes in research methods, professional practices, or medical treatment may become necessary. Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any information, methods, compounds, or experiments described herein. In using such information or methods they should be mindful of their own safety and the safety of others, including parties for whom they have a professional responsibility. To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability for any injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any methods, products, instructions, or ideas contained in the material herein. Library of Congress Cataloging-in-Publication Data Houck, Max M. Fundamentals of forensic science / Max M. Houck, Jay A. Siegel. – 2nd ed. p. cm. Includes bibliographical references and index. ISBN 978-0-12-374989-5 (hardcover : alk. paper) 1. Forensic sciences. 2. Criminal investigation. I. Siegel, Jay A. II. Title. HV8073.H77 2010 363.25--dc22 2009037955 British Library Cataloguing-in-Publication Data A catalogue record for this book is available from the British Library. ISBN: 978-0-12- 374989-5 For information on all Academic Press publications visit our Web site at www.elsevierdirect.com Printed in China. 09 10 11 12 9 8 7 6 5 4 3 2 1 Dedication For my father, Max W. Houck (1917-2008), my biggest fan. —M. M. Houck To my mother, Mae Siegel (1918-2009) and my wife Margaret Wilke, my life partner and inspiration. —J. A. Siegel This page intentionally left blank Contents Foreword ..........................................................................................................ix Acknowledgments ..........................................................................................xi Preface to the Second Edition ......................................................................xiii Preface to the First Edition ............................................................................xv I. Criminal Justice and Forensic Science .....................................................1 1. Introduction ...............................................................................................3 2. Crime Scene Investigation .....................................................................29 3. The Nature of Evidence ..........................................................................49 II. Analytical Tools ......................................................................................75 4. Microscopy ..............................................................................................77 5. Light and Matter .....................................................................................99 6. Separation Methods ............................................................................123 III. Biological Sciences ...............................................................................155 7. Pathology ..............................................................................................157 8. Anthropology and Odontology ..........................................................181 9. Entomology ..........................................................................................211 10. Serology and Bloodstain Pattern Analysis ........................................229 11. DNA Analysis ........................................................................................255 12. Forensic Hair Examinations ................................................................283 IV. Chemical Sciences ................................................................................303 13. Illicit Drugs ...........................................................................................305 14. Forensic Toxicology ..............................................................................341 15. Textile Fibers.........................................................................................369 16. Paint Analysis .......................................................................................391 17. Soil and Glass .......................................................................................409 18. Fires and Explosions ............................................................................431 V. Physical Sciences ..................................................................................471 19. Friction Ridge Examination ................................................................473 20. Questioned Documents.......................................................................501 21. Firearms and Tool Marks .....................................................................529 22. Impression Evidence ............................................................................559 vii Contents VI. Law and Forensic Science ....................................................................577 23. Legal Aspects of Forensic Science ......................................................579 Glossary ........................................................................................................613 Index .............................................................................................................633 viii Foreword Whether it is a small town in Middle America or one of the world’s largest cities, forensic science continues to play a vital role in providing scientific and technical information to assist the judge, jury, prosecutor, defense attorney, investigator, and/or intelligence analyst. From burglaries to bombings, forensic science—and the multitude of disciplines that provide the foundation to forensic science—is not only fast becoming a resource used after a crime has been committed, but now is contributing greatly to the body of intelligence that will prevent future crimes and acts of terrorism. Such investigations require expertise in many different fields, and the authors have brought their knowledge and experience to meet a changing and challenging focus on crime and its prevention. Fundamentals of Forensic Science provides a much needed resource for those beginning an education in forensic science and its intersection with solving crime and acts of terrorism and contributing to a body of intelligence to prevent such acts. Although popular television provides the quick and glamorous side of forensic science, forensic science education today does not create anyone resembling Abby Sciuto, the fictional forensic scientist capable of doing it all in the NCIS television series by CBS Television. Instead, forensic science education is a broad array of disciplines based on the fundamentals of art, biology, chemistry, digital evidence, evidence collection, footwear impressions, gunshot residue, hairs, and so on. Forensic science education is changing to meet the need of an evolving set of broad disciplines comprising the very popular and critical field of forensic science. Fundamentals of Forensic Science is an excellent example of both the breadth of forensic science and the amalgamation of science, art, technology, and law. Forensic science in institutions of higher education can no longer remain sequestered in one department. Rather, forensic science education is as broad as the entire university or college, and its focus should be interdisciplinary in nature just as this book portrays. I have known and worked with the authors for a number of years, and their contributions as forensic scientists, caseworkers, administrators, and academicians provide substantial credibility to this work. The authors, with their years of experience, have expertly configured the textbook to begin at a crime scene (after a brief historical tour) followed by thorough descriptions of the myriad of disciplines that make forensic science a remarkable career for today’s students. In addition to traditional forensic science disciplines like fingerprints, DNA, and trace evidence, Fundamentals of Forensic Science also includes less common topics (e.g., forensic anthropology, forensic entomology, and the legal aspects of forensic science), but nonetheless critical in today’s forensic science laboratories. Fundamentals of Forensic Science will contribute greatly ix
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