Functional and Stereotactic Neurosurgery Stereotactic neurosurgery requires accuracy, a steady hand, and sound judgment. Functional and Stereotactic Neurosurgery Edward I. Kandel Professor, Doctor of Medical Sciences Director, Neurosurgical Clinic Institute of Neurology Academy of Medical Sciences of the USSR Moscow, USSR Translated from Russian by George Watts Translation edited by A. Earl Walker Professor Emeritus of Neurosurgery The Johns Hopkins University School of Medicine Baltimore, Maryland Adjunct Professor, Neurosurgery/Surgery University of New Mexico School of Medicine Albuquerque, New Mexico Plenum Medical Book Company New York and London Library of Congress Cataloging in Publication Data Kandel, E. I. (Eduard Izrailevich) [Funktsional'naia i stereotaksicheskaia neirokhirurgiia. English) Functional and stereotactic neurosurgery I Edward I. Kandel; translated from Rus sian by George Watts; translation edited by A. Earl Walker. p. cm. Translation of rev. and updated ed. of: Funktsional'nafa stereotaksicheskafa neiro khirurgifa. 1981. Includes bibliographies and index. 1. Nervous system-Surgery. 2. Stereoencephalotomy. I. Walker, A. Earl (Arthur Earl), 1907- . II, Title. [DNLM: 1. Nervous System-surgery. WL 368 K16f] RD593.K2613 1989 617'.48 DNLM/DLC 88-39617 for Library of Congress CIP ISBN-l3: 978-1-4612-8040-8 e-ISBN-13: 978-1-4613-0703-7 DOl: 10.1007/978-1-4613-0703-7 Softcover reprint of the hardcover 18t edition 1989 This translation is published under an agreement with the Copyright Agency of the USSR (V AAP). This volume is based on Funktsional'naya i stereotaksicheskaya neirokhirurgiya by E. I. Kandel, published in 1981 by Meditsina, Moscow. The original Russian work has been completely revised and updated by the author for this edition. © 1989 Plenum Publishing Corporation 233 Spring Street, New York, N.Y. 10013 Plenum Medical Book Company is an imprint of Plenum Publishing Corporation All rights reserved No part of this book may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, microfilming, recording, or otherwise, without written permission from the Publisher In memory of my parents To my wife, Helen Foreword Soon after neurosurgery had advanced past the stage of that older neurosurgeons will consider their cra removing lesions on the surface of the brain, it became niotomies quite adequate for the relief of many neu apparent that subcortical diseased tissue could not be rological disorders that Professor Kandel shows so excised safely by the usual surgical techniques because clearly to be amenable to stereotactic intervention, of the risk of damaging overlying normal structures. there are many lesions that undoubtedly can be reached Various means of reaching deep-seated lesions were more easily and with less risk to life and limb by ster devised, most of which attempted to approach the eotactic than by open procedures. pathological tissue through "silent areas" of the brain. This book is not just a description of operative However, these operations often resulted in serious procedures, although it does give clear accounts of neurological deficits. Spiegel and Wycis's modifica surgical techniques. It presents the postoperative histo tion of the Horsley-Clarke apparatus to reach targets ries of patients who have been cured or markedly re deep in the human brain introduced a new approach to lieved of longstanding afflictions; these persons have subcortical surgery. True, as Professor Edward Kandel been followed for 10 to 15 or more years, so that the relates, Russian surgeons had pioneered in the field, results may be considered more or less permanent. but it was the persistent endeavors of Spiegel and Thus, Professor Kandel has presented a chronicle of Wycis that popularized the technique in the various the benefits or, alas, in some cases, failures that may countries of the world. In the 1950s and 1960s, ster be expected as the result of modem refined stereotactic eotactic surgery began to be used by many neu surgery for the relief of afflictions, particularly of the rosurgeons for the treatment of movement disorders, deep-seated nuclei of the brain. uncontrollable aggression, inaccessible or difficult to Certainly he has broadened the scope of stereotac reach tumors, and vascular lesions. The subject was tic surgery and has improved the traditional techniques sufficiently popular that a journal was founded to pub for operations on the basal ganglia and thalami. Util lish the advances. izing stereotactic principles and his new methods for It was at this time that Professor Kandel began his eradicating deep-seated tumors, aneurysms, and an work with stereotactic neurosurgery. He realized that giomas with a permissible mortality, he has given the stereotactic instrumentation then in use was either long-term benefit to patients formerly considered to be too complicated or too simple to adjust to brains of suffering from inoperable conditions. Such novel tech various sizes and shapes. To correct these discrepan niques have promise of further application in neurolog cies, he devised a stereotactic instrument based on ical practice. novel principles. With this new technique he has treat All who have to deal with patients suffering from ed many conditions with exceptionally good results. diseases of the nervous system will find the insight that In this book Professor Kandel gives a detailed this book gives into the treatment of some neurological account of his experiences with stereotactic operations diseases by stereotactic surgery a very enlightening and reviews the work of brain surgeons in different experience. countries of the world. He has produced a unique re cord of the advances made by neurosurgeons of inter A. Earl Walker, M.D. national stature. Although stereotactic surgery may not Division of Neurosurgery replace open operative procedures, Professor Kandel University of New Mexico has shown that it has an important place in the neu School of Medicine rosurgical armamentarium for the treatment of many Albuquerque, New Mexico conditions previously considered inoperable. Granted vii Preface Albert Einstein once said that the most amazing thing currents flowing from various branches of science. The about this world is that it is comprehensible. It is no less merging of this trend became possible through the inte amazing that we comprehend the human brain, which gration of the achi vements of present-day engineering not only perceives this world but also remakes it. (stereotactic apparatuses, x-ray machines, computed It is necessary to understand the structures and tomography, nuclear magnetic resonance equipment, functions of the brain in order to treat its disorders. The and instruments for various methods of destruction), modem methods of diagnosis and treatment represent a neurophysiology (stereotactic method and the study of most powerful and effective stimulus for the develop the functions of subcortical structures), neuromorphol ment of medicine in general and neurosurgery in par ogy (stereotactic atlases, the study of interrelation ticular. Over the course of several decades, hardly any ships, spatial localization, and variability of subcortical one expected that the experimental stereotactic method structures), neurology (the study of the etiology, patho would become an effective instrument in the hands of genesis, and clinical aspects of hyperkinesias, pain surgeons in their fight against many grave diseases of syndromes, epilepsy, vascular lesions of the brain, and the brain. Approximately a half century was needed for other disorders), and neurosurgery (the development of stereotaxis to emerge from the neurophysiological lab techniques and methods of surgical operations on deep oratory and embark on a fruitful path in the neu seated cerebral structures). rosurgical clinic. The indisputable credit for introduc Tens of thousands of stereotactic operations have ing this method in modem neurosurgery belongs to two been performed in many countries of the world during American scientists, neurologist Spiegel and neu these 35 years. This trend proved to be a principally rosurgeon Wycis, who in the 1950s designed a ster new and highly effective method in the management of eotactic apparatus for operating on the human brain many neurological diseases for which there is either no and were the first to perform stereotactic operations on conservative treatment or the current treatment is of subcortical structures in man. little effect. By its success, stereotactic surgery cannot More than 35 years have gone by since the first be compared to any of the previously employed meth stereotactic operation on deep-seated cerebral struc ods. The list of diseases in which stereotactic opera tures was performed. Just like angiography, radioac tions are very effective today includes more than 30 tive isotopes, or microsurgery, the stereotactic method nosological forms, which is reflected in contents of this instantly raised neurosurgery to a qualitatively new book. The' 'sphere of action" of the stereotactic meth level of development. od is continuing to expand steadily and gradually to This new method, which initially, as so often is embrace more and more nosological forms. One can the case, was met with a certain distrust, has since then not but note that the "objective" of stereotaxis in not only confirmed its right to existence but has be cludes such pathological processes so different and come a generally acknowledged breakthrough in mod seemingly far from each other as parkinsonism and em neurosurgery. This method brought neurosurgery pain, cerebral palsy and cerebral aneurysms, and brain substantially closer to its coveted goal-the most ef tumors and temporal lobe epilepsy. fective operation with the least damage to the brain. To The stereotactic method in neurosurgery is rapidly a great extent, stereotaxis meets the main requirements and steadfastly advancing. Stereotactic operations on for neurosurgical operations as formulated by N. N. the cerebellum and the spinal cord have appeared quite Burdenko-"anatomically accessible, technically fea recently and are being successfully performed. New sible, and physiologically permissible." and improved stereotactic apparatuses are being tested. The stereotactic trend in neurosurgery was the re Cryosurgery-a turbulently developing "offspring" sult of a synthesis of several scientific and research of stereotaxis-is being employed more extensively in ix x PREFACE many branches of clinical medicine. Stereotactic biop their etiology and pathogenesis. Many operations are sy of tumors and other deep-seated pathological pro performed under local anesthesia, making it possible to cesses in the brain is coming in for broader application. observe various effects of stimulation and destruction Microelectrode equipment, electronic amplifiers, com of discrete structures of the CNS as well as to obtain a puters, and, first and foremost, computed tomography, verbal account from the patient about his sensations. positron emission tomography, and nuclear magnetic Therefore, according to the "feedback" principle, resonance have become important elements of the ster these operations contribute greatly to the study of the eotactic technique. pathogenesis of many neurological diseases, and this in The International Society for Research in Ste turn offers greater possibilities and enhances the effi reoencephalotomy was founded in 1961, and in 1975 it cacy of new surgical techniques. became the World Society for Stereotactic and Func During the past two decades, one other term tional Neurosurgery. Altogether, the Society held nine "functional neurosurgery" -has acquired, as it were, World Congresses, the last in Toronto in'1985. "citizenship rights." As far back as almost a century ago, John Hughlings Jackson emphasized that the term "functional" was synonymous with "physiological." Consequently, "functional neurosurgery" is a method in the management of physiological disorders caused by various pathological processes. The term "func tional surgery" was first proposed by Rene Leriche in reference to operations on the sympathetic nervous sys tem in pain and vascular disorders. Subsequently, Wertheimer introduced the term "functional neu rosurgery. " Today, this generally acknowledged term is used for designating a trend that, over the course of several decades, had been gradually developing within the framework of general neurosurgery but only in re The emblem of the World Society for Stereotactic and Functional Neurosurgery cent years has evolved as a separate branch from that specialty. Functional neurosurgery may be defined as It should be stressed that all the great therapeutic an aggregate of methods for surgical action on roots, achievements of the stereotactic method have not ex pathways, and neuronal structures of the CNS based on hausted its significance and unique possibilities. This the anatomophysiological properties of pathological method also plays an exceptionally important part in processes in the CNS and having as its purpose to the advancement of human neurophysiology. The de change these processes to obtain a therapeutic effect. velopment of stereotactic neurosurgery has primarily At this moment, it is still too early to speak about opened up new prospects for neurophysiology. One of the total merging of the two trends-stereotactic and the most important tasks of functional and stereotactic functional neurosurgery; this, in all likelihood, is a neurosurgery is to study the structures and functions of matter for the future. Nevertheless, it is quite apparent the human CNS. Undoubtedly, this task cannot be re that the concept "functional neurosurgery" is much solved only by extrapolating the data obtained in neu broader, for it includes, as is shown in this book, a rophysiological experiments on animals. The stereotac great number of surgical methods not directly related to tic method, which has dovetailed with many electro stereotaxis. At the same time, there can be no doubt physiological methods, has today become one of the that stereotactic neurosurgery represents the main com main and most fruitful ways of understanding the func ponent of the concept of functional neurosurgery. tions of the human brain. This method has yielded A tremendous number of publications has accu much new information about the functional organiza mulated in literature over the past quarter of a century. tion of subcortical structures, the interaction and func That is why the main goal of this book is to systematize tions of which have been studied far too insufficiently. and critically analyze this huge wealth of world liter The clinical application of stereotactic and func ature and to review the current state of the art, i.e., to tional operations has made it possible to obtain a present the state of knowledge and development in the wealth of new and very useful data on the pathophysio field of stereotactic and functional neurosurgery. The logical mechanisms of many cerebral disorders and on second objective of this book is to summarize the 30 PREFACE xi years of experience of the author and his associates in of these chapters, the main emphasis is placed on ques the area of functional and stereotactic neurosurgery. tions of surgical treatment-indications for functional Besides covering the experience gained from per operations, their methods and techniques, and long forming more than 2000 operations, the book sums up term results. the results of the scientific and research work of the The monograph is addressed, first of all, to neu author in collaboration with representatives of many rosurgeons and neuropathologists; however, it may theoretical and clinical SUbjects. prove interesting to representatives of other profes This volume consists of two parts. The first part sions-neurophysiologists, electrophysiologists, x-ray (Chapters 1-5) offers contemporary data on the ster specialists, psychiatrists, endocrinologists, and neuro eotactic anatomy of the central nervous system, on the oncologists. neurophysiological mechanisms of the main patholog The author expresses cordial appreciation to his ical phenomena and processes, on the fundamentals of associates and many representatives of other medical the stereotactic technique, on the main stages of ster and technical branches with whom joint work was done eotactic operations, on the methods of destruction of over the course of many years and thanks to whom the deep cerebral structures, and so on. appearance of this book became possible. The second part (Chapters 6-20) presents descrip The author also expresses his profound apprecia tions of various diseases of the brain and spinal cord in tion to the esteemed Professor A. Earl Walker for his which functional and stereotactic operations are indi vital and valuable advice in the preparation of this book cated and have been shown to be effective. On each of for print. these nosological forms, there is brief but, in the main, updated information on their pathogenesis, patholog- E. Kandel ical anatomy, clinical aspects, and diagnosis. In each Moscow. USSR Contents Foreword .......................................................... Vll Preface.. . . . .... . . . . ... . ... . .. . . ... . . ... . .. . . .. . . ... . . ... . . . . . . . . . . lX Abbreviations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. xxv 1 Anatomy of Subcortical Structures Related to Stereotaxy ....... . 1 1. Extrapyramidal System ............................................ . 1 1.1. Thalamus ................................................... . 4 1.1. 1. Ventrolateral Nucleus ................................... . 8 1.1.2. Posterior Ventrolateral and Ventromedial Nuclei .............. . 9 1.1.3. Centrum Medianum ..................................... . 10 1.1.4. Pulvinar .............................................. . 10 1. 2. Capsula Intema .............................................. . 10 1.3. Subthalamic Region .......................................... . 10 1.4. Globus Pallidus .............................................. . 12 1.5. Striatum .................................................... . 13 1.5.1. Nucleus Caudatus ....................................... . 13 1.5.2. Putamen .............................................. . 14 1.6. Substantia Nigra ............................................. . 14 1.7. Subthalamic Nucleus .......................................... . 14 1.8. Nucleus Ruber ............................................... . 15 2. Limbic System ................................................... . 15 2.1. Amygdaloid Nucleus .......................................... . 16 2.2. Hippocampus ................................................ . 16 2.3. Hypothalamic Region ......................................... . 17 3. Cerebellum ...................................................... . 18 4. Pain Structures and Pain-Conducting Pathways of the CNS ............... . 20 2 Extrapyramidal Mechanisms ................................. . 27 1. General Remarks ................................................. . 27 1.1. Regulation of Motor Activity ................................... . 29 1.2. The Pathogenesis of Extrapyramidal Syndromes .................... . 30 xiii
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