UNDERSTANDING PARTICIPATION OF RACIAL AND ETHNIC GROUPS IN MULTIPLE SCLEROSIS CLINICAL TRIALS A Thesis Presented to The Faculty of the Department of Anthropology San José State University In Partial Fulfillment of the Requirements for the Degree Master of Arts By Angela Fuller May 2015 © 2015 Angela Fuller ALL RIGHTS RESERVED The Designated Thesis Committee Approves the Thesis Titled UNDERSTANDING PARTICIPATION OF RACIAL AND ETHNIC GROUPS IN MULTIPLE SCLEROSIS CLINICAL TRIALS By Angela Fuller APPROVED FOR THE DEPARTMENT OF ANTHROPOLOGY SAN JOSÉ STATE UNIVERSITY May 2015 Dr. Roberto Gonzalez Department of Anthropology Dr. Guadalupe Salazar Department of Anthropology Dr. Charlotte Sunseri Department of Anthropology ABSTRACT UNDERSTANDING PARTICIPATION OF RACIAL AND ETHNIC GROUPS IN MULTIPLE SCLEROSIS CLINICAL TRIALS By Angela Fuller Multiple sclerosis (MS) patients from different racial and ethnic groups are equally likely to participate in clinical trials despite the significant risk that experimental drugs pose to their health. This is in contrast to existing literature which points to minority group distrust of medical research as a reason for low clinical trial participation rates. Given this disparity, the purpose of this thesis is to understand the complexities surrounding MS clinical trial participation. A mixed methods approach was utilized, including: 1) review of archival data for racial and ethnic group clinical trial participation rates; 2) an electronic survey to capture MS patient exposure to and knowledge of clinical trials; and 3) semi- structured interviews to elucidate perceptions of clinical trial participation. Despite the predicted influence of distrust on clinical trial participation rates, this study identified no differences in motivations to participate among racial or ethnic groups. Focusing only on minority distrust as a reason for low clinical trial participation may overlook true patient motivations which are mediated, not by arbitrary categories of race and ethnicity, but by balancing the complicated interactions of distrust, risk perception and risk acceptance, with the perceived benefits of clinical trial participation. These motivations are situated within the context of structural barriers that can prevent clinical trial participation, such as health care access and clinician bias. ACKNOWLEDGEMENTS I would like to extend my deepest appreciation to my thesis committee, Dr. Roberto Gonzalez, Dr. Guadalupe Salazar, and Dr. Charlotte Sunseri, for their support and guidance throughout this entire thesis process. It has been such an important learning experience for which I am eternally grateful and will not soon forget. I wish to give a special thank you to the multiple sclerosis patients I was able to work with every day, who taught me so much about trust, fear, patience, and hope. It was through their endless curiosity and inspiration that I was able to finish this work. Finally, I would like to thank my family, friends, and fellow graduate students for their continuous support and encouragement. And to Micah, who never doubted that it could be done. v TABLE OF CONTENTS Chapter 1: Introduction ......................................................................................... 1 An Introduction to the Unknown ................................................................. 1 Clinical Trials 101 ...................................................................................... 2 Clinical Research Coordinator or Ethnographer? ...................................... 6 Objectives .................................................................................................. 9 Chapter 2: The Discourse of Multiple Sclerosis .................................................. 13 Multiple Sclerosis as Medical Diagnosis .................................................. 13 Multiple Sclerosis as Identity .................................................................... 17 An Epidemiological Story ......................................................................... 20 The Causation Hypotheses ...................................................................... 26 Missing Pages of the Epidemiological Story ............................................ 29 Chapter 3: Underrepresentation in Clinical Trials ............................................... 33 Reporting Rates of Clinical Trial Participants by Race and Ethnicity ....... 33 Are There Differences By Race and Ethnicity? ........................................ 36 Barriers to Clinical Trial Participation ....................................................... 40 Facilitators to Clinical Trial Participation .................................................. 44 Precautions .............................................................................................. 47 Chapter 4: The Anthropology of Clinical Trials ................................................... 52 The Inclusion-and-Difference Paradigm................................................... 52 Biopolitical Citizenship and the Illusion of Race ....................................... 54 Recruitmentology ..................................................................................... 61 vi Risk .......................................................................................................... 64 Chapter 5: Research Design .............................................................................. 68 Research Questions ................................................................................ 68 Research Methods ................................................................................... 68 Institutional Approvals .............................................................................. 75 Chapter 6: Results .............................................................................................. 76 Archival Data ........................................................................................... 76 Electronic Survey ..................................................................................... 83 Semi-Structured Interviews ...................................................................... 93 Chapter 7: Discussion ...................................................................................... 161 Underrepresentation Exists .................................................................... 161 Distrust is Real but Not Absolute ........................................................... 166 Risk Perception ...................................................................................... 170 Why Participate in Clinical Trials? .......................................................... 172 References Cited .............................................................................................. 175 vii LIST OF TABLES Table 1: Four Phases of Clinical Trials ................................................................. 3 Table 2: Estimated Prevalence Rates of MS in the United States by Race and Ethnicity ................................................................................................... 23 Table 3: MS Clinical Trial Participants in the US by Sex .................................... 77 Table 4: MS Clinical Trial Participants in the US by Race .................................. 79 Table 5: MS Clinical Trial Participants in the US by Ethnicity ............................. 80 Table 6: Demographics of MS Patients Served by BAMC MS Clinic .................. 81 Table 7: Demographics of MS Patients Participating in Clinical Trials at BAMC MS Clinic .................................................................................................. 83 Table 8: Demographics of Electronic Survey Respondents ................................ 84 Table 9: Frequency of Survey Respondents’ Primary Reasons for Accepting Participation in a Clinical Trial .................................................................. 88 Table 10: Frequency of Survey Respondents’ Primary Reasons for Declining Participation in a Clinical Trial .................................................................. 88 Table 11: Degree of Influence on Participation in a Clinical Trial by Race or Ethnicity ................................................................................................... 90 Table 12: Degree of Influence on Participation in a Clinical Trial by Sex ............ 91 Table 13: Degree of Influence on Participation in a Clinical Trial by Income Level ........................................................................................................ 91 Table 14: Demographics of Interview Participants .............................................. 95 Table 15: Interview Participants’ Primary Reasons for Accepting Participation in a Clinical Trial ........................................................................................... 109 Table 16: Interview Participants’ Primary Reasons for Declining Participation in a Clinical Trial ........................................................................................... 110 Table 17: Current MS Clinical Trials Being Conducted at BAMC ..................... 141 viii Table 18: Current FDA Approved MS Medications ........................................... 147 ix LIST OF FIGURES Figure 1: Four Clinical Courses of Multiple Sclerosis ......................................... 16 Figure 2: Percentage of Caucasian and non-Caucasian Respondents who have Discussed Clinical Trial Participation with their Doctor, Nurse, or Research Personnel ................................................................................................. 87 x
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