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From Acute to Chronic Back Pain 00-Hasenbring-FM.indd i 12/14/2011 9:39:43 AM This page intentionally left blank From Acute to Chronic Back Pain Risk Factors, Mechanisms, and Clinical Implications Edited by Monika I. Hasenbring Department of Medical Psychology and Medical Sociology, Faculty of Medicine, Ruhr-University, Bochum, Germany Adina C. Rusu Department of Medical Psychology and Medical Sociology, Faculty of Medicine, Ruhr-University, Bochum, Germany, Department of Psychology, Royal Holloway, University of London, London, UK Dennis C. Turk School of Medicine, University of Washington, Seattle, Washington, USA 1 00-Hasenbring-FM.indd iii 12/14/2011 9:39:43 AM 1 Great Clarendon Street, Oxford ox2 6dp Oxford University Press is a department of the University of Oxford. It furthers the University’s objective of excellence in research, scholarship, and education by publishing worldwide in Oxford New York Auckland Cape Town Dar es Salaam Hong Kong Karachi Kuala Lumpur Madrid Melbourne Mexico City Nairobi New Delhi Shanghai Taipei Toronto With offices in Argentina Austria Brazil Chile Czech Republic France Greece Guatemala Hungary Italy Japan Poland Portugal Singapore South Korea Switzerland Thailand Turkey Ukraine Vietnam Oxford is a registered trade mark of Oxford University Press in the UK and in certain other countries Published in the United States by Oxford University Press Inc., New York © Oxford University Press, 2012 The moral rights of the authors have been asserted Database right Oxford University Press (maker) First published 2012 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitted by law, or under terms agreed with the appropriate reprographics rights organization. Enquiries concerning reproduction outside the scope of the above should be sent to the Rights Department, Oxford University Press, at the address above You must not circulate this book in any other binding or cover and you must impose the same condition on any acquirer British Library Cataloguing in Publication Data Data available Library of Congress Cataloging in Publication Data Library of Congress Control Number: 2011943637 Typeset in Minion by Cenveo, Bangalore, India Printed and bound by CPI Group (UK) Ltd, Croydon, CR0 4YY ISBN 978–0–19–955890–2 10 9 8 7 6 5 4 3 2 1 Whilst every effort has been made to ensure that the contents of this book are as complete, accurate and up-to-date as possible at the date of writing, Oxford University Press is not able to give any guarantee or assurance that such is the case. Readers are urged to take appropriately qualified medical advice in all cases. The information in this book is intended to be useful to the general reader, but should not be used as a means of self-diagnosis or for the prescription of medication. 00-Hasenbring-FM.indd iv 12/14/2011 9:39:43 AM Preface Chronic back pain has been and continues to be a major cause of distress (both to people with persistent pain and their significant others), disability, work loss, and costs to society. Moreover, with the aging population, it is becoming even more prevalent and as a consequence is having an escalating impact upon the healthcare systems and society as a whole worldwide. A significant issue concerns understanding why, although the majority of people with acute back symptoms recover in a reasonable time, a significant minority evolve into patients with chronic pain and prolonged pain-related disability. Understanding the variables that contribute to chronicity could serve as a basis for early intervention to prevent the downward spiral. A growing number of stud- ies have been conducted designed to discover predictors of chronicity and clinical trials have been initiated in an attempt to identify targets for intervention. To date there have been no volumes that have attempted to compile this research in a single source or that integrate the results of available studies in order to facilitate prevention and intervention in practice. T he identification of clinically relevant risk factors in low back pain has broad practical impli- cations for the healthcare system globally. During the past 15 years, psychosocial risk factors and psychobiological mechanisms have been identified as important risk factors and have led to the development of early screening methods (e.g. ‘yellow flag’ diagnostics) and new psychosocial interventions by targeting treatment modalities to patients’ particular characteristics and needs (risk factor-based interventions for pain and pain-related disability). Research is evolving from asking ‘What treatments work?’ to a set of inter-related questions: ‘What treatments are most effective to people with what set of characteristics, provided when, on what outcome measures, compared to what alternatives, and at what costs?’. However, substantial aspects of the pathway from acute to chronic pain still remain unexplained. Recent neurobiological paradigms investi- gating genetic, neurophysiological, and biomechanical processes elucidate important mecha- nisms of chronic back pain, which represent important pathways from acute to chronic pain. We hope that these paradigms will lead to the development of new pharmacological and non- pharmacological treatment approaches, which might establish evidence that supports a compre- hensive approach to assessment and treatment of back pain spanning the entire spectrum from acute through prevention and treatment of chronic pain and disability. Early and more appropriate interventions are needed to prevent long-term, disabling back pain with accompany- ing socioeconomic consequences. T his book was conceived following a series of discussions at international conferences and symposia about the future of evidence-based pain science and research between the three of us several years ago. We felt that there was an absence of a single volume that integrated the large but disparate body of knowledge of numerous specialties — medicine, psychology, and physiotherapy. The major aim of the symposia that preceded the development of the current publication was to present advances in basic pain research with a view to their relevance for the transition from acute to chronic pain. Thus, the meetings presented an opportunity for some of the most prominent pain scientists to present and critically discuss their current findings in an interdisciplinary set- ting. These conferences proved to be extremely stimulating to all parties and it revealed that much knowledge needs to be synthesized and transferred from research to the clinical practice. We hope that this book will fill a void by translating basic pain research to clinical practice in back pain. 00-Hasenbring-FM.indd v 12/14/2011 9:39:43 AM vi PREFACE The volume should be of equal interest to clinicians from multiple and diverse specialties who are involved in the treatment of back pain patients, as well as to pain researchers. Clinicians working with back pain patients and wanting to understand more about the basic mechanisms underlying back pain as well as novel developments in the clinical science will find a wealth of information in this book. To our knowledge, no other book has exactly this focus, and we hope that it may c ontribute to further increase the collaboration and the exchange of information between back pain experts and basic pain scientists. We focused on three main themes in conceptualizing this text: (1) the mechanisms involved in the transition from acute to persistent pain; (2) the concept of treatment-relevant subgroups; and (3) how available research evidence can inform the prevention management of acute and chronic back pain. The volume brings together an internationally renowned group of contributors who are recognized as experts in their fields. It is organized in six inter-related sections. In Part 1, we introduced current developments in pain epidemiology. We also included chapters on recent neurobiological paradigms investigating genetic, neurophysiological (Part 2), biomechanical processes (Part 3), and psychosocial mechanisms including fear-avoidance, endurance, cognitive processing, and significant others/behavioral (Part 4) that may represent important pathways from acute to chronic pain. Part 5 delineates important advances in the practitioner’s role in the process of care. Parts 6 to 9 summarize important advances to diagnostics and treatment of acute, subacute, and chronic back pain. In these final sections we extended the approach of treatment- relevant subgroups further and provide ideas on how to relate those findings to the prevention management of acute, sub-acute, and chronic back pain and disability. M ulti-author books take some years from initial conceptualization to publication. Hopefully, that wait will have been worthwhile, both for those readers who have been aware of impending completion of the text and for the authors themselves. When drafting the first outline of the c urrent edited volume, we intended to develop a book that would stimulate discussion and offers avenues of future investigation and collaboration. Publication of this volume should be viewed as a status report and serve as a stimulus for additional research as there remains much that is not understood and much needs to be learned to prevent chronic pain and pain-related disability. Clinicians should find the materials as a useful guide for approach patients with acute, subacute, and chronic pain but they need to continue to follow research developments to enhance their approaches as evidence becomes available. Monika I. Hasenbring Adina C. Rusu Dennis C. Turk Bochum, Germany and S eattle, Washington, USA March 2011 00-Hasenbring-FM.indd vi 12/14/2011 9:39:43 AM Contents List of Contributors xi List of Abbreviations xv Part 1 Current Developments in Epidemiology 1 Epidemiology of Back Pain, from the Laboratory to the Bus Stop: Psychosocial Risk Factors, Biological Mechanisms, and Interventions in Population- Based Research 3 Blair H. Smith, Nicola Torrance, and Gary J. Macfarlane 2 Defining Chronic Pain by Prognosis 21 Kate M. Dunn, Michael Von Korff, and Peter R. Croft Part 2 Risk Factors of Chronic Back Pain and Disability: Biological Mechanisms 3 Genetic Factors Modulating Chronic Back Pain 43 Julia Metzner and Irmgard Tegeder 4 Peripheral and Central Sensitization as Risk Factors of Low Back Pain 55 Hermann O. Handwerker 5 Dysfunction of the Hypothalamic–Pituitary–Adrenal Axis and Associated Stress Axes in the Development of Chronic Low Back Pain 69 John McBeth and Andrea Power 6 Central Imaging of Pain and the Process of Chronicity 89 Sandra Kamping and Herta Flor 7 Structural Brain Changes in Patients with Chronic Back Pain 105 Arne May and A. Vania Apkarian 8 The Psychophysiology of Chronic Back Pain Patients 115 Kati Thieme and Richard H. Gracely Part 3 Risk Factors of Chronic Back Pain and Disability: Biomechanical Mechanisms 9 Electromyographically-Determined Muscular Fatigue in Low Back Pain 155 Anne F. Mannion and David O’Riordan 10 Unmasking the Deconditioning Paradigm for Chronic Low Back Pain Patients 185 Jeanine Verbunt, Rob J.E.M. Smeets, and Harriet Wittink 00-Hasenbring-FM.indd vii 12/14/2011 9:39:43 AM viii CONTENTS Part 4 Risk Factors of Chronic Back Pain and Disability: Sociodemographic and Psychosocial Mechanisms 1 1 Screening of Psychosocial Risk Factors (Yellow Flags) for Chronic Back Pain and Disability 203 Chris J. Main, Nicholas A.S. Kendall, and Monika I. Hasenbring 12 Dispositional Fear, Anxiety Sensitivity, and Hypervigilance 231 R. Nicholas Carleton and Gordon J.G. Asmundson 1 3 Processes Underlying the Relation between Catastrophizing and Chronic Pain: Implications for Intervention 251 Michael J.L. Sullivan and Marc O. Martel 14 Fear-Avoidance as a Risk Factor for the Development of Chronic Back Pain and Disability 269 Linda Vancleef, Ida Flink, Steven J. Linton, and Johan Vlaeyen 1 5 Endurance-Related Pain Responses in the Development of Chronic Back Pain 295 Monika I. Hasenbring, Dirk Hallner, and Adina C. Rusu 16 Cognitive Processing and Self-Pain Enmeshment in Chronic Back Pain 315 Adina C. Rusu and Tamar Pincus 1 7 Significant Others in the Chronicity of Pain and Disability 339 Annmarie Cano and Laura Leong 18 Effects of Workers’ Compensation Systems on Recovery from Disabling Injuries 355 James P. Robinson and John D. Loeser 1 9 Work-Related Risk Factors for Transition to Chronic Back Pain and Disability 377 William S. Shaw, Glenn S. Pransky, and Chris J. Main Part 5 Practitioner’s Role in the Process of Care 2 0 The Physician as Disability Advisor for Back Pain Patients 391 James Rainville, Glenn S. Pransky, Sarah Gibson, and Pradeep Suri 2 1 The Attitudes and Beliefs of Clinicians Treating Back Pain: Do They Affect Patients’ Outcome? 405 Tamar Pincus, Rita Santos, and Steven Vogel Part 6 Clinical Implications: New Approaches to Diagnostics and Treatment 2 2 International Guidelines for the Diagnostics and Treatment of Acute, Subacute, and Chronic Back Pain 419 Maurits van Tulder and Bart Koes 00-Hasenbring-FM.indd viii 12/14/2011 9:39:43 AM CONTENTS ix Part 7 Clinical Approaches for Patients with Acute and Subacute Low Back Pain 2 3 Engaging Patients in their Own Care for Back Care: The Role of Education and Advice in the Prevention of Chronic Pain and Disability 433 Chris J. Main and Kim Burton 2 4 Motivational Issues in Pain Management 453 Robert D. Kerns, Mark P. Jensen, and Warren R. Nielson 25 Pharmacotherapy of Low Back Pain 471 Kay Brune and Bertold Renner Part 8 Subgroup-Specific Approaches for Patients at Risk For or With Chronic Pain 2 6 Reviewing the Concept of Subgroups in Subacute and Chronic Pain and the Potential of Customizing Treatments 485 Adina C. Rusu, Katja Boersma, and Dennis C. Turk 2 7 Risk Factor-Based Cognitive-Behavioural Therapy for Acute and Subacute Back Pain 513 Monika I. Hasenbring, Bernhard W. Klasen, and Adina C. Rusu Part 9 Clinical Approaches for Patients with Established Pain and Disability 2 8 Physical Exercise Interventions and Low Back Pain 531 J. Bart Staal, Chris G. Maher, and William S. Shaw 29 Contextual Cognitive-Behavioural Therapy for Chronic Pain (Including Back Pain) 547 Lance M. McCracken 3 0 Rehabilitation Programmes to Prevent Severely Disabling Chronic Back Pain 565 Michael K. Nicholas and Rob J.E.M. Smeets Index 581 00-Hasenbring-FM.indd ix 12/14/2011 9:39:43 AM

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Chronic back pain has been and continues to be a major cause of distress (both to people with persistent pain and their significant others), disability, work loss, and a huge cost to society. Moreover, with the aging population, it is becoming even more prevalent and as a consequence is having an es
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