Foundations of Public Administration A Comparative Approach Peter Harris Foundations of Public Administration: A Comparative Approach Other books by the same author: Studies in African Politics, Hutchinson, London, 1970. The Commonwealth: Political Realities, Longman, London, 1975. Foundations of Political Science, Hutchinson, London, 1976. Second Edition 1986. Hong Kong: A Study in Bureaucratic Politics, Heinemann Asia, Hong Kong, 1978. Political China Observed, Croom Helm, London, 1980. Reflections on Hong Kong: Life, Work and Politics, Heinemann Asia, Hong Kong, 1981. Public Affairs and Public Administration in Hong Kong, Heinemann Asia, Hong Kong, 1983. Hong Kong: A Study in Bureaucracy and Politics, Macmillan, 1988. Foundations of Public Administration: A Comparative Approach Peter Harris Professor of Political Science Emeritus, University of Hong Kong Hong Kong University Press © Hong Kong University Press, 1990 ISBN 962 209 243 8 Typeset in Linotronic 300 by Bothwin Promotion Limited, Hong Kong Printed in Hong Kong by Elite Printing Company Limited Contents Foreword The role of administration in developed and developing states. The search for the foundations of public administration. ix FUNDAMENTAL QUESTIONS Chapter 1 The Scope and Characteristics of Public Administration Public and Private organization, similarities and differences. The Four Estates of Administration. Politics and Administration: academic and non-academic approaches. Perspectives on administration. Public administration and the problem of communications. 3 Chapter 2 The Size and Scope of Government Big and small government. The concept of government growth. Why governments grow. The problem of size. Small is beautiful. The 'surge' of welfare and its impact on government. Prospects for rolling back big government. The case for privatization and its drawbacks. 21 Chapter 3 Allocation of Functions An examination of the principles for the allocation of administrative tasks and duties. The merits and demerits of a scientific appraisal of tasks. Grouping of tasks according to clients served, function performed, geographical area and process. Optimum size of departments. The concept of 'hiving-off'. Strengths and weaknesses. 36 Chapter 4 Administration and Culture The 'Western science' of administration. Its applicability to non-Western regions. The relevance of traditional Asian methods of administration, e.g., founded on Islamic, Confucian and other cultures. Western 'tools' and Chinese 'essence'. The importance of the colonial tradition of administration. The modern world of developing states and the place of development administration. Administrators and policy-making in 'poor' states. Socialist administration and Marxist culture. The applicability of Western techniques without/with 'Westernization'. 49 Contents THE PROFESSION OF GOVERNMENT Chapter S The Administrative Profession The 'value-free' idea of 'bureaucracy'. The 'ideal' and the 'real' and the 'conflict' between 'democracy' and 'bureaucracy'. Traditional hostility to officials, Western and non-Western. The public servant and his political master. Specialists and Generalists. 69 Chapter 6 Internal Problems of Administration The balance between expansion and efficiency. The case of Parkinson's Law and the problem of the measurement of administrative time in organizations. The Peter principle and hierarchology. Administrative self-interest and the public good. Downs, Tulloch and Buchanan. Ethics in public administration, a brief analysis. Non-Western standards of administrative behaviour. 80 Chapter 7 The Problem of Bureaucratic Corruption The temptations of discretionary power and the meaning of discretion. Specific cases of abuse of discretion. Cases in the Developing World. Africa, China, India, Indonesia. Schemes of control and anti-corruption agencies. 95 COMPARATIVE PUBLIC ADMINISTRATION Chapter 8 Comparative Administration: Developed Countries — Some Approaches, Styles and Methods The country-by-country approach. The difference of ideology approach. The different types of system approach. Administration: constant themes and variations. Structures based on various and varied styles and methods, recruitment, structure, central-local relations, party politics and the administrator. 113 Chapter 9 Comparative Administrative Systems: The Developing World The role of the bureaucracy as a vehicle of development in selected countries in Africa, Latin America and South-East Asia. The African example. Natural disasters, drought, famine and administrative difficulties. Successes and failures. Military bureaucrats. 129 Chapter 10 Public Administration in Socialist States Socialists and administration, historical antecedents. Democratic centralism. The idea of administrative levers and the economy. How socialist administrators behave. Socialism and corruption. 143 Contents POLICY AND POLICY PROBLEMS Chapter 11 The Meaning of Policy Policy: the need for policy-making. The rational, incremental and related forms of policy-making. Constraints on policy-making. Interest groups and policy. The making of policy in new states. Comparative analysis. Policy making in non-democratic states. The 'Night Watchman' state and policy. The 'Welfare' state. The 'Nanny' state and its implications for policy making. 161 Chapter 12 Policy-making in the Developing World Particular policy problems in Third World states. Policy and poverty. Particular problems of politics and policy in developing states. Case studies from Africa, Asia and Latin America. 183 Chapter 13 Conclusion The methods of Western public administration are suitable, in large measure, to developing states. However, there are important cultural and historical differences between the developed and developing world. New approaches to public administration, especially new techniques appear to have much promise for new and developing states. 193 Index 203 Vll Foreword This short book seeks to explore some of the foundations of the subject known as public administration, and to consider these from a comparative perspective. In particular, the analysis includes a number of new and devel oping countries in an attempt to see where the principles of public admin istration worked out in the West may be applicable. The book follows in part the approach used by the author in Foundations of Political Science. A brief account of present Western knowledge in the field of public administration is given with examples drawn from Western, as well as non-Western, states. Some attempt will be made to see where countries can assist each other in public service organization. The approach is comparative with a bias towards new and developing countries. A difficult and serious question asks how can non-Western states benefit from Western studies in public administration. There are perhaps a number of ways. Firstly, Western studies in public administration have unearthed several issues, if not pitfalls, which newer states would do well to consider. For example, administrators need training to avoid practising the art of administration according to a set of 'proverbs' or ill-considered rules-of- thumb. Though there is much debate as to how 'rational' or 'scientific' it is possible to be in public administration, there is at least some scope for improvement almost everywhere on more rational lines. A second possible benefit lies in the utilization of a comparative approach. To put this crudely, we have much to learn in seeing what other states do as a guide to action or inaction. In all states too, both developed and developing, policy-making is a subject requiring constant thought and attention. Nowhere in the world do policy makers find it an easy matter to make, sustain and then change a policy. Even so-called 'totalitarian' states face formidable difficulties with regard to public policy, its formulation and execution. Many comments made about public sector administrators are hostile. Even the term 'civil service' is not without its detractors. The novelist Charles Dickens described a civil servant as a 'faceless mortal riding like a flea on the back of the dog — legislation'. A whole literature has grown up attacking the role of civil servants some of which will be considered in this book. Much of the criticism, though not all, is ill-informed. This book is largely about the bureaucracy so-called, but there will be relatively little use of the term 'bureaucracy'. The word 'bureaucracy' is a very useful word, but it is unfortunately also a term of abuse. The term 'bureaucracy' — literally 'rule by officials' — was taken from the French
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