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Foundations of Behavioral Neuroscience Neil R. Carlson Ninth Edition ISBN 10: 1-292-02196-9 ISBN 13: 978-1-292-02196-6 Pearson Education Limited Edinburgh Gate Harlow Essex CM20 2JE England and Associated Companies throughout the world Visit us on the World Wide Web at: www.pearsoned.co.uk © Pearson Education Limited 2014 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, without either the prior written permission of the publisher or a licence permitting restricted copying in the United Kingdom issued by the Copyright Licensing Agency Ltd, Saffron House, 6–10 Kirby Street, London EC1N 8TS. All trademarks used herein are the property of their respective owners. The use of any trademark in this text does not vest in the author or publisher any trademark ownership rights in such trademarks, nor does the use of such trademarks imply any affi liation with or endorsement of this book by such owners. ISBN 10: 1-292-02196-9 ISBN 13: 978-1-292-02196-6 British Library Cataloguing-in-Publication Data A catalogue record for this book is available from the British Library Printed in the United States of America 1112222332580360369371111757357311 P E A R S O N C U S T O M L I B R AR Y Table of Contents 1. Origins of Behavioral Neuroscience Neil R. Carlson 1 2. Structure and Functions of Cells of the Nervous System Neil R. Carlson 21 3. Structure of the Nervous System Neil R. Carlson 51 4. Psychopharmacology Neil R. Carlson 81 5. Methods and Strategies of Research Neil R. Carlson 107 6. Vision Neil R. Carlson 135 7. Audition, the Body Senses, and the Chemical Senses Neil R. Carlson 167 8. Sleep and Biological Rhythms Neil R. Carlson 203 9. Reproductive Behavior Neil R. Carlson 235 10. Emotion Neil R. Carlson 267 11. Ingestive Behavior Neil R. Carlson 293 12. Learning and Memory Neil R. Carlson 331 13. Human Communication Neil R. Carlson 371 I 444503705735 14. Neurological Disorders Neil R. Carlson 405 15. Autistic, Attention-Deficit, Stress, and Substance Abuse Disorders Neil R. Carlson 437 16. Schizophrenia, Affective Disorders, and Anxiety Disorders Neil R. Carlson 473 Index 505 II OUTLINE ■ Understanding Human Consciousness: A Physiological Origins of Behavioral Approach Split Brains Neuroscience ■ The Nature of Behavioral Neuroscience The Goals of Research Biological Roots of Behavioral Neuroscience ■ Natural Selection and Evolution Functionalism and the Inheritance of Traits Evolution of the Human Brain ■ Ethical Issues in Research with Animals ■ Careers in Neuroscience ■ Strategies for Learning nc. ers, I h arc e es R o ot h P e/ urc o S e nc e Sci L/ LEARNING OBJECTIVES N R O 1. Describe the behavior of people with split brains and explain what 5. Describe the evolution of the human species. study of this phenomenon contributes to our understanding of 6. Discuss the value of research with animals and ethical issues self-awareness. concerning their care. 2. Describe the goals of scientific research. 7. Describe career opportunities in neuroscience. 3. Describe the biological roots of behavioral neuroscience. 4. Describe the role of natural selection in the evolution of behavioral traits. From Chapter 1 of Foundations of Behavioral Neuroscience, Ninth Edition. Neil R. Carlson. Copyright © 2014 by Pearson Education, Inc. All rights reserved. 1 PROLOGUE | René’s Inspiration René, a lonely and intelligent young man of eighteen years, had an imposing statue of Neptune rose in front of him, barring the way secluded himself in Saint-Germain, a village to the west of Paris. He with his trident. had recently suffered a nervous breakdown and chose the retreat René was delighted. He had heard about the hydraulically oper- to recover. Even before coming to Saint-Germain, he had heard of ated mechanical organs and the moving statues, but he had not the fabulous royal gardens built for Henri IV and Marie de Médicis, expected such realism. As he walked back toward the entrance to and one sunny day he decided to visit them. The guard stopped the grotto, he saw the plates buried in the ground that controlled him at the gate, but when he identified himself as a student at the the valves operating the machinery. He spent the rest of the after- King’s School at La Flèche, he was permitted to enter. The gardens noon wandering through the grottoes, listening to the music and consisted of a series of six large terraces overlooking the Seine, being entertained by the statues. planted in the symmetrical, orderly fashion so loved by the French. During his stay in Saint-Germain, René visited the royal gardens Grottoes were cut into the limestone hillside at the end of each again and again. He had been thinking about the relationship be- terrace; René entered one of them. He heard eerie music accompa- tween the movements of animate and inanimate objects, which nied by the gurgling of water but at first could see nothing in the had concerned philosophers for some time. He thought he saw in darkness. As his eyes became accustomed to the gloom, he could the apparently purposeful, but obviously inanimate, movements of make out a figure illuminated by a flickering torch. He approached the statues an answer to some important questions about the rela- the figure, which he soon recognized as that of a young woman. tionship between the mind and the body. Even after he left Saint- As he drew closer, he saw that she was actually a bronze statue Germain, René Descartes revisited the grottoes in his memory. of Diana, bathing in a pool of water. Suddenly, the Greek goddess He even went so far as to name his daughter Francine after their fled and hid behind a bronze rosebush. As René pursued her, designers, the Francini brothers of Florence. T he last frontier in this world—and perhaps the greatest one—lies within us. The human nervous system makes possible all that we can do, all that we can know, and all that we can experience. Its complexity is immense, and the task of studying it and understanding it dwarfs all previous explorations our species has undertaken. One of the most universal of all human characteristics is curiosity. We want to explain what makes things happen. In ancient times, people believed that natural phenomena were caused by animating spirits. All moving objects—animals, the wind and tides, the sun, moon, and stars— were assumed to have spirits that caused them to move. For example, stones fell when they were dropped because their animating spirits wanted to be reunited with Mother Earth. As our ances- tors became more sophisticated and learned more about nature, they abandoned this approach (which we call animism) in favor of physical explanations for inanimate moving objects. But they still used spirits to explain human behavior. From the earliest historical times, people have believed that they possessed something intan- gible that animated them—a mind, a soul, or a spirit. This belief stems from the fact that each of us is aware of our own existence. When we think or act, we feel as though something inside us is thinking or deciding to act. But what is the nature of the human mind? We have physical bodies with muscles that move them and sensory organs such as eyes and ears that perceive information about the world around us. Within our bodies the nervous system plays a central role, receiving information from the sensory organs and controlling the movements of the muscles. But what is the mind, and what role does it play? Does it control the nervous system? Is it a part of the ner- vous system? Is it physical and tangible, like the rest of the body, or is it a spirit that will always remain hidden? Behavioral neuroscientists take an empirical and practical approach to the study of human nature. Most of us believe that the mind is a phenomenon produced by the workings of the ner- vous system. We believe that once we understand the workings of the human body—especially the workings of the nervous system—we will be able to explain how we perceive, how we think, how we remember, and how we act. We will even be able to explain the nature of our own self- awareness. Of course, we are far from understanding the workings of the nervous system, so only time will tell whether this belief is justified. 2 Origins of Behavioral Neuroscience Scientists and engineers have developed research methods that enable neuroscientists to study activity of the human brain. AJ Photo/Photo Researchers, Inc. Understanding Human Consciousness: A Physiological Approach How can behavioral neuroscientists study human consciousness? First, let’s define our terms. The word consciousness can be used to refer to a variety of concepts, including simple wakefulness. Thus, a researcher may write about an experiment using “conscious rats,” referring to the fact that the rats were awake and not anesthetized. By consciousness, I am referring to something else: the fact that we humans are aware of—and can tell others about—our thoughts, perceptions, memories, and feelings. We know that brain damage or drugs can profoundly affect consciousness. Because con- sciousness can be altered by changes in the structure or chemistry of the brain, we may hypoth- esize that consciousness is a physiological function, just as behavior is. We can even speculate about the origins of this self-awareness. Consciousness and the ability to communicate seem to go hand in hand. Our species, with its complex social structure and enormous capacity for learning, is well served by our ability to communicate: to express intentions to one another and to make requests of one another. Verbal communication makes cooperation possible and permits us to establish customs and laws of behavior. Perhaps the evolution of this ability is what has given rise to the phenomenon of consciousness. That is, our ability to send and receive messages with other people enables us to send and receive our own messages inside our own heads—in other words, to think and to be aware of our own existence. (See Figure 1.) FIGURE 1 Studying the Brain. Will the human brain ever completely Split Brains understand its own workings? A sixteenth- century woodcut from the first edition of De Studies of humans who have undergone a particular surgical procedure demonstrate dramatically humani corporis fabrica (On the Workings of how disconnecting parts of the brain that are involved with perceptions from parts involved with the Human Body) by Andreas Vesalius. verbal behavior also disconnects them from consciousness. These results suggest that the parts of National Library of Medicine. the brain involved in verbal behavior may be the ones responsible for consciousness. The surgical procedure is one that has been used for people with very severe epilepsy that cannot corpus callosum (core pus ka low be controlled by drugs. In these people, nerve cells in one side of the brain become overactive, and sum) A large bundle of nerve fibers that the overactivity is transmitted to the other side of the brain by a structure called the corpus callosum. connects corresponding parts of one side of the brain with those of the other. The corpus callosum is a large bundle of nerve fibers that connects corresponding parts of one side of the brain with those of the other. Both sides of the brain then engage in wild activity and stimulate split-brain operation Brain surgery that is occasionally performed to treat each other, causing a generalized epileptic seizure. These seizures can occur many times each day, a form of epilepsy; the surgeon cuts the preventing the person from leading a normal life. Neurosurgeons discovered that cutting the corpus corpus callosum, which connects the two callosum (the split-brain operation) greatly reduced the frequency of the epileptic seizures. hemispheres of the brain. 3 Origins of Behavioral Neuroscience Figure 2 shows a drawing of the split-brain operation. We see the brain being sliced down the middle, from front to back, dividing it into its two sym- Cutting device metrical halves. A “window” has been opened in the left side of the brain so that we can see the corpus callosum being cut by the neurosurgeon’s special knife. (See Figure 2.) Sperry (1966) and Gazzaniga and his associates (Gazzaniga and LeDoux, Top 1978; Gazzaniga, 2005) have studied these patients extensively. The largest part of the brain consists of two symmetrical parts, called the cerebral hemispheres, Corpus callosum which receive sensory information from the opposite sides of the body. They also control movements of the opposite sides. The corpus callosum enables the two hemispheres to share information so that each side knows what the other side is perceiving and doing. After the split-brain operation is performed, the Front two hemispheres are disconnected and operate independently. Their sensory mechanisms, memories, and motor systems can no longer exchange informa- tion. The effects of these disconnections are not obvious to the casual observer, for the simple reason that only one hemisphere—in most people, the left— controls speech. The right hemisphere of an epileptic person with a split brain appears to be able to understand verbal instructions reasonably well, but it is incapable of producing speech. Because only one side of the brain can talk about what it is experiencing, FIGURE 2 The Split-Brain Operation. A “window” has been people who speak with a person with a split brain are conversing with only one opened in the side of the brain so that we can see the corpus hemisphere: the left. The actions of the right hemisphere are more difficult to callosum being cut at the midline of the brain. detect. Even the patient’s left hemisphere has to learn about the independent existence of the right hemisphere. One of the first things that these patients say they notice after the operation is that their left hand seems to have a “mind of its own.” For example, patients may find themselves putting down a book held in the left hand, even if they have been reading it with great interest. This conflict occurs because the right hemisphere, which controls the left hand, cannot read and therefore finds the book boring. At other times, these cerebral hemispheres The two symmetrical halves of the brain; they patients surprise themselves by making obscene gestures (with the left hand) when they do not constitute the major part of the brain. intend to. A psychologist once reported that a man with a split brain had attempted to beat his wife with one hand and protect her with the other. Did he really want to hurt her? Yes and no, I guess. Left hand One exception to the crossed representation of sen- chooses sory information is the olfactory system. That is, when a a rose Perfume with person sniffs a flower through the left nostril, only the left Left nostril aroma of rose brain receives a sensation of the odor. Thus, if the right is plugged is presented to right nostril nostril of a patient with a split brain is closed, leaving Person only the left nostril open, the patient will be able to tell us denies Olfactory what the odors are (Gordon and Sperry, 1969). However, smelling information if the odor enters the right nostril, the patient will say that anything he or she smells nothing. But, in fact, the right brain has Control of perceived the odor and can identify it. To show this, we speech ask the patient to smell an odor with the right nostril and then reach for some objects that are hidden from view by Control a partition. If asked to use the left hand, controlled by the of left hemisphere that detected the smell, the patient will select hand the object that corresponds to the odor—a plastic flower for a floral odor, a toy fish for a fishy odor, a model tree for the odor of pine, and so forth. But if asked to use the right hand, the patient fails the test because the right hand Left hemisphere Right hemisphere is connected to the left hemisphere, which did not smell the odor. (See Figure 3.) The effects of cutting the corpus callosum reinforce Corpus callosum the conclusion that we become conscious of something has been cut only if information about it is able to reach the parts of FIGURE 3 Smelling with a Split Brain. Identification of an object occurs in response the brain responsible for verbal communication, which to an olfactory stimulus by a person with a split brain. are located in the left hemisphere. If the information does 4 Origins of Behavioral Neuroscience not reach these parts of the brain, then that information does not reach the consciousness associ- ated with these mechanisms. We still know very little about the physiology of consciousness, but studies of people with brain damage are beginning to provide us with some useful insights. SECTION SUMMARY Understanding Human Consciousness: A Physiological Approach The concept of the mind has been with us for a long time—probably from Thought Questions the earliest history of our species. Modern science has concluded that the 1. Could a sufficiently large and complex computer ever be pro- world consists of matter and energy and that what we call the mind can be grammed to be aware of itself? Suppose that someone someday explained by the same laws that govern all other natural phenomena. Studies claims to have done just that. What kind of evidence would you of the functions of the human nervous system tend to support this position, need to prove or disprove this claim? as the specific example of the split brain shows. Brain damage, by discon- 2. Is consciousness found in animals other than humans? Is the abil- necting brain functions from the speech mechanisms in the left hemisphere, ity of some animals to communicate with each other and with reveals that the mind does not have direct access to all brain functions. humans evidence for at least some form of awareness of self and When sensory information about a particular object is presented only others? to the right hemisphere of a person who has had a split-brain operation, 3. Clearly, the left hemisphere of a person with a split brain is conscious the person is not aware of the object but can, nevertheless, indicate by of the information it receives and of its own thoughts. It is not con- movements of the left hand that the object has been perceived. This phe- scious of the mental processes of the right hemisphere. But is it pos- nomenon suggests that consciousness involves operations of the verbal sible that the right hemisphere is conscious too, but is just unable to mechanisms of the left hemisphere. Indeed, consciousness may be, in talk to us? How could we possibly find out whether it is? Do you see large part, a matter of us “talking to ourselves.” Thus, once we understand some similarities between this issue and the one raised in the first the language functions of the brain, we may have gone a long way to question? understanding how the brain can be conscious of its own existence. The Nature of Behavioral Neuroscience The modern history of behavioral neuroscience has been written by psychologists who have com- bined the experimental methods of psychology with those of physiology and have applied them to the issues that concern all psychologists. Thus, we have studied perceptual processes, control of movement, sleep and waking, reproductive behaviors, ingestive behaviors, emotional behaviors, learning, and language. In recent years we have also begun to study the physiology of pathological conditions, such as addictions and mental disorders. The Goals of Research The goal of all scientists is to explain the phenomena they study. But what do we mean by ex- plain? Scientific explanation takes two forms: generalization and reduction. Most psychologists deal with generalization. They explain particular instances of behavior as examples of general laws, which they deduce from their experiments. For instance, most psychologists would explain a pathologically strong fear of dogs as an example of a particular form of learning called classi- cal conditioning. Presumably, the person was frightened earlier in life by a dog. An unpleasant stimulus was paired with the sight of the animal (perhaps the person was knocked down by an exuberant dog or was attacked by a vicious one), and the subsequent sight of dogs evokes the earlier response: fear. generalization Type of scientific Most physiologists deal with reduction. They explain complex phenomena in terms of sim- explanation; a general conclusion based on many observations of similar pler ones. For example, they may explain the movement of a muscle in terms of the changes in phenomena. the membranes of muscle cells, the entry of particular chemicals, and the interactions among reduction Type of scientific explanation; protein molecules within these cells. By contrast, a molecular biologist would explain these events a phenomenon is described in terms in terms of forces that bind various molecules together and cause various parts of the molecules of the more elementary processes that to be attracted to one another. In turn, the job of an atomic physicist is to describe matter and underlie it. 5

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