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Developments in Soil Science 9 FORMATION AND PROPERTIES OF CLAY- POLYMER COMPLEXES B.K.G. THENG Soil Bureau, Department of Scientific and Industrial Research, Lower Hutt, New Zealand ELSEVIER SCIENTIFIC PUBLISHING COMPANY Amsterdam Oxford New York 1979 ELSEVIER SCIENTIFIC PUBLISHING COMPANY 335 Jan van Galenstraat P.O. Box 211, 1000 AE Amsterdam, The Netherlands Distributors for the United Stutes and Canada: ELSEVIER/NORTH-HOLLAND INC. 52, Vanderbilt Avenue New York, N.Y. 10017 Library of Congress Cataloging in Publication Data Theng, B. K. G. Formation and properties of clay-polymer com- plexes. (Developments in soil science ; v. 9) Bibliography: p. Includes index. 1. Clay minerals. 2. organic geochemistry. 3. Soilchemistry. I. Title. 11. Series. ~~389.62.5T4 a 631.4 '17 78-13704 ISBN: 0-444-41706-0 (VO~9.) ISBN: 0-444-40882-7 (series) 0E lsevier Scientific Publishing Company, 1979. All rights reserved. No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any means, electronic, mechanical, photocopy- ing, recording or otherwise, without the prior written permission of the publisher, Elsevier Scientific Publishing Company, P.O. Box. 330, Amsterdam, The Netherlands. Printed in The Netherlands To the memory of MORICE FIELDES In appreciation of his integrity and vision ix PREFACE This book has been in planning since 1968 when I first began to search and abstract the literature on clay-organic systems. The intention then was to produce a critical and comprehensive account of the many and varied aspects of clay-organic chemistry, embracing those reactions in which organic polymers were involved. I still had this idea in mind when the oppor- tunity for writing such a review arose in 1971 with the announcement (by the London publishing house of Adam Hilger Ltd) of a competition for the Adam Hilger Prize 1972. It would not have been possible, however, for me to enter the competition without the active support and enthusiastic encour- agement from the late Dr. M. Fieldes who was then Director of the Soil Bureau. It seems fitting, therefore, that I should dedicate this book to his memory. On sifting through the published material, it soon became evident that the reactions of clays with organic polymers should not be discussed concur- rently with those involving small, well-defined organic species. To do so would not only lead to excessive length but would also result in a certain loss of perspective since, although both systems share a great many features, complex formation between clays and polymers is controlled by variables which are essentially different from those encountered in the adsorption of organic micromolecules. Once the decision was taken to treat each system separately, it seemed only logical to begin with summarising the extensive data on the behaviour of small organic compounds at clay mineral surfaces. This work came out in the form of a monograph (Theng, 1974) in which I stated that the clay- polymer interaction would form the subject of a separate book. What I have done here, therefore, is simply to complete the task I set out to do and keep the promise I made to myself. In writing the present review, I have been much encouraged by the kind comments which my peers have expressed with regard to my previous effort. Also, the fact that a synthesis of the data on clay-polymer systems has not been previously attempted, has provided me with the necessary inspiration at moments when I would have preferred to be in the laboratory. The systematic study of clay-organic reactions, as a whole, is a young science since the essential crystallinity of the main groups of clay minerals and the macromolecular concept have not become generally accepted until relatively recently. However, complex formation between clays and the organic constituents of soils, has been recognised and described for over a century (Schloesing, 1874). Indeed, the clay-organic interaction has been implicated in the very origin of life on earth; certainly, this process is ". . . as vital to the continuance of life as, and less understood than, photo- synthesis . . ." (Jacks, 1973). X Despite its late beginning much progress has been made over the last two decades in understanding the behaviour of polymeric materials at the solid/ solution interface, research being stimulated by the importance and potential of the solid-polymer interaction in agriculture, biology, and industry. It can even be said that theory has outrun practice in the case of uncharged, linear homopolymers. The picture is less clear as regards polyelectrolytes which, of course, are more relevant than their non-ionic counterparts to soil and bio- logical systems. For this reason, much of the data on the clay-polymer interaction, in general, are not amenable to a quantitative interpretation. Nevertheless, it seems timely to survey the advances that have so far been made in this subject and to outline the current state of knowledge. In this task I have been much assisted by the availability of a number of excellent reports on some of the topics under discussion. I have attempted, as much as possible, to present a balanced and coherent account of each topic, pointing out areas of discordance and uncertainty, and suggesting ways in which such discrepancies may be resolved. In doing so, I hope to have given something more than just an annotated catalogue of references. How well or otherwise I have succeeded in this direction is for the reader to judge. The growing literature on clay-polymer systems has made it necessary to be selective as to what aspects and how much, of a given topic, are to be included if the size of the book is to be kept within manageable bounds without sacrificing essential depth and detail. The practical applications of the clay-polymer interaction, for example, are not discussed at great length because much of the information on this topic is published in the form of patents which are difficult to assess and collate. The rapid growth of the sub- ject has also meant that some parts of the book, at least, will become out of date in a very short time. One also had to draw a line as regards the selection of published material which, apart from the few last minute additions, does not go beyond the end of 1976. For the sake of clarity and convenience, I have divided the contents of the book into three parts. Part I gives an outline of clay minerals structures, the properties of aqueous clay suspensions, and the behaviour of polymers at clay and mineral surfaces. Part I1 describes the reactions of clays with syn- thetic polymers and Part I11 deals with complex formation between clays and various classes of naturally occurring polymers. I have tried to write each chapter in Parts I1 and I11 in the form of a review paper ending with a rather comprehensive list of references to the original literature. This was done for the benefit of those readers who may wish only to get quickly acquainted with the state of the art in a topic of their own specialty. Although this book is directed primarily to soil scientists and agronomists, it may also appeal and be of interest to a variety of chemists who, at some time in their respective professional careers, have to deal with “environmen- tal” problems in which clays, polymers, and their reaction products feature. Besides serving as a work of reference, the book may be found useful for xi teaching at the graduate and higher levels of agricultural and soil science courses. It goes without saying that the reliance of a book of this type on previous publications extends to illustrated and tabulated data. In this connection, I wish to acknowledge the many authors, councils of scientific societies, and publishers who have kindly permitted me to reproduce figures and tables. Thanks are also due to the draughting staff of the Science Information Division of D.S.I.R. for drawing up the numerous diagrams. I am indebted to the library and typing staff of the Soil Bureau for their unstinting assis- tance, respectively, in procuring journal articles from other libraries and in converting a long stream of untidily written drafts into neat typescripts. I am very grateful to Dr. R.B. Miller, Director of the Soil Bureau, for allowing me to devote myself entirely to bringmg this book to completion over an extended period of time. Lastly, I would like to thank my family for their forbearance and understanding. Lower Hutt B.K.G. THENG December 1977 REFERENCES Jacks, G.V., 1973. The biological nature of soil productivity. Soils and Fertilizers, 26: 14 7 -1 50. Schloesing, Th., 1874. Determination de l’argile dans la terre arable. Comptes Rendus Hebdomadaires des Seances de 1’Academie des Sciences, 78: 1276-1279. Theng, B.K.G., 1974. The Chemistry of Clay-Organic Reactions. Adam Hilger Ltd, London, 343 pp. 3 Chapter 1 THE CLAY MINERALS 1 .l.S TRUCTURAL ASPECTS Clays are hydrous silicates or alumino silicates and may broadly be de- fined as those minerals which dominantly make up the colloidal fraction of soils, sediments, rocks, and waters. The crystalline nature of the majority of clay minerals is now generally accepted. It should be recalled, however, that this is a relatively recent concept, dating from the late nineteen-thirties. By this time the crystallinity and structures of the main groups of layer sili- cates related to clay minerals had been established, largely through the pioneering studies of such workers as Ross (1927), Hendricks (1929), Hen- dricks and Fry (1930), and Pauling (1930a, b). In the soils literature, the term clay or clay fraction denotes a textural class of minerals consisting of particles with an equivalent spherical diam- eter of less than 2 pm, not all of which may be crystalline. Indeed, the finely divided, highly disordered minerals in soil are probably the most active in terms of their behaviour towards plant nutrients and organic constituents. For a detailed discussion of the structures and properties of layer silicate minerals together with their identification by X-ray diffraction, infrared spectroscopy, and differential thermal analysis, the reader should consult the series of monographs written or edited by Brown (1961), Marshall (1964), Carroll (1970), Mackenzie (1970), Farmer (1974), Gieseking (1975), and Thorez (1975). A number of books dealing with some particular aspect of clay chemistry are also mailable, notably that by Van Olphen (1963) on the colloid chemistry, by Weaver and Pollard (1973) on the miner- al chemistry, and by Theng (1974) on the clay-organic interaction. The majority of the clay minerals belong to the class of layer silicates or phyllosilicates because their structural framework is basically composed of layers comprising silica and alumina sheets, joined together in varying pro- portions and stacked on top of each other in a certain way. A silica sheet has two planes of oxygen/hydroxyl ions, one of which consists of the bases and the other of the tips or apices of linked Si(0, OH)4 tetrahedra. Similarly, an alumina sheet has an upper and a lower plane both consisting of hydroxyl ions between which is a plane of A13+ ions, octahedrally coordinated to the hydroxyl groups (Fig. 1.1). Condensation in a 1 : 1 ratio of a silica sheet with an alumina sheet gives rise to a 1 : 1, dimorphic or two-sheet mineral as in kaolinite (cf. Fig. 1.2). Here, the tips of the silica tetrahedra project into an hydroxyl plane of the octahedral sheet, replacing two-thirds of the hydroxyl ions. In a 2 : 1, tri- morphic or three-sheet mineral, two silica sheets condense with an alumina 4 w 0 oxyga @ Hydroxyl o Aluminium a Silicon Fig. 1.1. Schematic representation of a silica tetrahedral sheet and an alumina octahedral sheet. The mode of condensation between the two sheets is indicated by the rectangles. sheet. The resultant layer structure is such that the alumina sheet is sand- wiched between two sheets of inward-pointing, linked silica tetrahedra, as exemplified by pyrophyllite (cf. Fig. 1.4). The possibility also exists that a trimorphic layer alternates regularly with an hydroxide sheet to form a 2 : 1 : 1, tetramorphic or four-sheet mineral, such as in chlorite. In the so- called pseudo-layer silicates (“chain-lattice silicates”), the trimorphic layers are arranged in chains or bands which are linked together through oxygen ions. Here, the silica sheets are continuous but the apices of the tetrahedra in adjacent chains point in opposite directions. The structures so formed have a corrugated surface with channels running parallel to the chain as in palygorskite (cf. Fig. 1.9). The clay fraction of soils, derived from volcanic ash, is mainly composed of highly disordered or non-crystalline hydrous alumino-silicates collectively termed allophane. In many instances, a gel- like material consisting of bundles of fine tubes, called imogolite, occurs in conjunction with allophane (Quantin, 1972). Since the type of cation occupying tetrahedral and octahedral sites is lim- ited more by ionic size and coordination than by valency, there is consider- able scope for isomorphous replacement or substitution in these structures. The site and extent of this substitution are at the basis for distinguishing between groups, series, species, and varieties of the phyllosilicates. As indi- cated above, where A13+ ions occupy octahedral positions, two out of three sites are filled, giving rise to dioctahedral minerals. In the trioctahedral min- erals, 3 Mg2+r eplace 2 A13+t hereby filling all octahedral positions. The more common situation is the partial substitution of Si4+a nd A13+ in tetrahedral and octahedral sites, respectively, for cations of similar size and coordina- tion but of different (usually lower) valency. Such a process gives rise to structures with a permanent net negative charge. Apart from the small com- pensating effect of internal substitution, this positive charge deficiency is 5 balanced by sorption of extraneous cations which may or may not be ex- changeable. The charge (x) per formula unit or half layer-unit-cell which ranges from -0 to -2 electron charges, is therefore an important parameter in the classi- fication of the phyllosilicate and related minerals. Another criterion enter- ing the scheme is the manner in which successive layers are stacked within a crystal. Thus, many of the groups listed in Table 1.1, have a number of polymorphs or structural varieties depending on the relative order or disor- der of layer stacking. As might be expected, a crystal may also consist of different types of layers which are either randomly or regularly interstrati- fied. Many pedogenic clay materials have this kind of structural arrange- ment. In the structures just described, the symmetry is basically hexagonal. In practice, however, there is some departure from this ideal. Thus, the arrange- ment of the surface oxygens of the silica sheet, for example, is more ditrigo- nal than hexagonal (e.g. Radoslovich, 1975). This is ascribed to the opposed rotation of alternate silica tetrahedra which, in addition, may be slightly tilted with respect to the plane of surface oxygens. The extent of rotation and tilting is influenced by such factors as the geometric fit between the larger tetrahedral and the smaller octahedral sheets, the amount and site of isomorphous substitution, and the nature of the charge-balancing cation. The classification scheme for the phyllosilicates proposed by the Nomen- clature Committee of the Clay Minerals Society (Bailey et al., 1971) is now widely accepted. However, we shall adopt the earlier scheme of Mackenzie and Mitchell (1966) here because it seems more appropriate to our purposes. Thus, this scheme, set out in Table 1.1, includes the pseudo-layer silicates (Pedro, 1970) and also allots a place for illite or hydromica, a group of min- erals which have been used as adsorbents of organic polymers. Of the other minerals listed, those belonging to the kaolinite and smectite (or mont- morillonite) groups are of particular relevance. Indeed, the bulk of the data on the clay-polymer interaction relates to montmorillonite. Allophane and imogolite which are not included in the phyllosilicate class, have also featured as adsorbents mainly of proteins (Milestone, 1971) and humic substances (Wada and Inoue, 1967; Inoue and Wada, 1971). Refer- ences to chlorite, mica, vermiculite and the palygorskitesepiolite group of minerals are rare (Orlov et al., 1973; Kodama and Schnitzer, 1974). Only brief mention will therefore be made of these minerals here. 1.1. l.T he kaolinite group The layer structure of kaolinite is shown in Fig. 1.2. The indicated layer thickness of -0.72 nm also represents the basal or d(001) spacing of kaoli- nite. When viewed under the electron microscope kaolinite appears as more or less well-defined, hexagonal platelets, ranging in thickness from 0.05 to TABLE 1.1 Classification scheme for the crystalline clay minerals and related phyllosilicates (from Mackenzie and Mitchell, 1966) - Class Type Formula unit Group Series charge (x) Phyllosilicates 1:l -0 Kaolinite Dioctahedral or layer silicates Serpentine Trioctahedral 2:l -0 Pyrophyllite- Dioctahedral talc Trioctahedral - 0.2 5-0.6 Smectite or Dioctahedral Montmorillonite Trioctahedral -0.64.9 Vermiculite Dioctahedral Trioctahedral - 0.9 Illite Dioctahedral Trioctahedral -1.0 Mica Dioctahedral Trioctahedral -2.0 Brittle mica Dioctahedral Trioctahedral 2 : I : 1 Variable Chlorite Dioc tahedral Di-tri-octahedral Trioctahedral Pseudo-layer (2:l) -0.1 Palygorskite- Di-tri-octahedral silicates sepiolite Trioctahedral a Only the more common are listed. The nature of isomorphous substitution indicated refers to the predominant cation types involved. This is the name, recommended by the Nomenclature Committee of Association Inter- national pour I’Etude des Argiles (AIPEA), Pedro (1970),r eplacing the term “chain- lattice silicates”. The name “hormite” for this subdivision has been rejected by the AIPEA Nomenclature Committee. d See text.

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