Formation and migration histories of giant exoplanets in multi-stellar systems Thesisby Henry Hoang Khoi Ngo InPartialFulfillmentoftheRequirementsforthe Degreeof DoctorofPhilosophy CALIFORNIAINSTITUTEOFTECHNOLOGY Pasadena,California 2017 Defended19May2017 ii ©2017 HenryHoangKhoiNgo ORCID:0000-0001-5172-4859 Allrightsreserved iii ForMom,Dad, Lauraandourlittlechip iv “Decide in your heart of hearts what really excites and challenges you, and start moving your life in that direction. Every decision you make, from what you eat to what you do with your time tonight, turns you into who you are tomorrow, and the day after that. Look at who you want to be, and start sculpting yourself into that person. You may not get exactly where you thought you’d be, but you will be doing things that suit you in a profession you believe in. Don’t let life randomly kick you intotheadultyoudon’twanttobecome.” —ChrisHadfield,Commander,Expedition35,InternationalSpaceStation v ACKNOWLEDGEMENTS I am grateful for everyone who has supported me as I worked towards this disser- tation. I want to thank my advisor, Heather Knutson, for her scientific advice and mentorship during the past five years. She encourages her students to pursue inter- estingresearchopportunities,tobecomeexcellentcolleagues,andtohaveahealthy work-lifebalance. Heatherwillcontinuetobearolemodelformeinyearstocome. IalsowanttothankDimitriMawet,whoagreedtojoinmythesiscommitteeduring his first weeks at Caltech, for providing an opportunity to work with the vortex coronagraphandforentrustinganexcitingnewplanetfindingprojectwithme. I have benefited from the Planetary Science faculty’s open-door policy, which has made it easy to build a mentoring network. I am thankful for the advice from my committee members: Mike Brown, Geoff Blake and Konstantin Batygin. I appreciate the friendship and mentorship from the postdocs, especially Courtney Dressing, Gary Ruane, Björn Benneke, Brendan Bowler, and Sasha Hinkley. I am also thankful for friends, collaborators and advisors at the University of British ColumbiaandQueen’sUniversity. ManypeopleintheGPSDivisionandPlanetaryScienceDepartmenthaveimproved mygraduatestudentlife. Iamproudtobeamemberofthe“CaptainsPlanet”,with Lu Pan, Mike Wong, Danielle Piskorz, and Joe O’Rourke. Thank you for working with me on homework, studying with me for quals and providing moral support. I alsoappreciatescientificandlifeadvicefromgradstudentsthatwentthroughbefore me: AlexLockwood,AaronWolf,JoshKammer,andMikiNakajima. Ihaveenjoyed fun scientific and not-so-scientific discussions with Peter Buhler, Chris Spalding, Nancy Thomas, and Peter Gao. Extra thanks to Peter Gao for your friendship over the last 10 years over two academic programs. Although I cannot name all the awesomestudentsinourDivisionhere,Iamthankfulforourdodgeballteam(“The Late Heavy Bombardment”), our softball team (“Strike-slip”), and all the social events we do together. Special thanks to Mike Wong for collaborating with me on many of these projects. Finally, I am extremely grateful for the wonderful and caring staff members that have helped me along the way, both in the Division and the department, especially Dian Buchness, Liz Boyd, Julie Lee, Julia Zuckerman, AleenBoladian,MargaretCarlos,UlrikaTerrones,IrmaBlack,andMikeBlack. MovingtoCaltechwasabigchangeforLauraandme,butthereweremanywonderful vi people that helped us feel at home. Thank you to Laura Flower Kim and Daniel Yoder at the International Student Office; Natalie Gilmore, Felicia Hunt, and Kate McAnulty at the Graduate Office; and Kurt Murdoch and Kevin Lee at Human Resources. I am also grateful for the opportunity to improve graduate student life withtheGraduateStudentCouncil. ThankyoutoallofmycolleaguesontheBoard ofDirectorsoverthepastfouryears. Iamverygratefulformyparents’loveandsupportoverthepast30years. Afterthe Vietnam War, they took great risks and made huge sacrifices. They left everything they knew behind to immigrate to Canada as refugees to create a better life for themselves and their future children. They taught me the importance of education andhardwork,whichhashelpedmebecomethepersonIamtoday. Finally,andmostimportantly,noneofthiswouldhavebeenpossiblewithoutLaura. Thankyouforalwaysbeingthereforme. WhenIfeeloverwhelmedbyachallenge, I know I can always count on your unconditional love and support. No words can capture how much love I have for you and how fortunate I feel to have you as my life partner in every sense of the word. Over the past 15 years, we have had many adventuresandIamlookingforwardtomanymoreintheyearstocome. vii ABSTRACT Thefirstplanetsdiscoveredoutsideofoursolarsystemwereverydifferentfromthe solar system planets. These discoveries raised new challenges to planet formation models,whichweredesignedtoexplaintheoriginofthesolarsystemplanets. One particularly intriguing population, the “hot Jupiters” were some of the first planets discovered. These gas giant planets have masses similar to Jupiter and Saturn, however, they were found on orbits 100 times closer to their star than Jupiter is to the sun. Proposed formation scenarios involve models that argue for formation at presentlyobservedlocations,butthesearechallengedbythelackofplanet-building materialssoclosetothehoststar. Othermodelsassumetheseplanetsformatmore moderate locations, perhaps in a manner similar to Jupiter and Saturn, followed by inward migration via some other mechanism. These models are challenged by the lackofaknownmigrationmechanism. This dissertation compiles three studies conducted over the past five years to in- vestigate the formation and migration histories of gas giant exoplanets. After the discovery of the first hot Jupiter, additional discoveries revealed some population characteristics that could provide evidence for certain formation or migration sce- narios. A large fraction of hot Jupiters were found to have eccentric orbits and/or misaligned orbits relative to the star’s spin axis. These properties suggest that a gravitationalinteractionwithanadditionalmassiveobjectmayhaveplayedarolein thedynamicalhistoryofthesehotJupiters. Studiesofstellarmultiplicityfornearby, sun-likestarshavealsorevealedthatmulti-stellarsystemsarecommon. The studies presented in this dissertation investigate whether stellar companions to giant planet systems influence the planets. In the first and second study, we conduct a survey for stellar companions around stars that host hot Jupiters detected bythetransitingmethod. Thefirststudyexamineswhetherstarshostingmisaligned planets are more likely to host a companion star. We found no such correlation, suggestingthatstellarcompanionsdonotplayadominantroleincausingplanetary misalignment. Inthesecondstudy,welookatthepopulationofstellarcompanions as a whole to quantify the fraction of hot Jupiters that might have migrated due to stellar interactions. We find that less than 20% of hot Jupiters might have experiencedthismigrationscenario. However,wedofindthathotJupitersarethree timesmorelikelytobeinawidemulti-stellarsystemcomparedtonearbystarsthat do not host hot Jupiters, suggesting some other connection between the companion viii starandthegiantplanet. Inthethirdstudy,wesearchforstellarcompanionsaroundstarsthathostgiantplanets over a wide range of separations, from the close-in hot Jupiters to giant planets as far away as Jupiter is to our sun. These planets were found via the radial velocity method. We compare the giant planets’ orbital properties for single- and multi- stellar systems to determine whether planets in multi-stellar systems show some evidence for star-planet interactions. With the current dataset, we find no evidence tosupportthehypothesisthatplanetsinmulti-stellarsystemshaveadifferentsetof orbitalproperties. Finally, we present preliminary results of an ongoing survey to understand giant planetformationontheotherextremeend. InsteadofhotJupitersonclose-inorbits, thissurveyseekstoexplaintheoriginoftheverydistantgiantplanetarymassobjects found by direct imaging surveys. These objects are often found on separations that are ten to one hundred times farther away than Neptune is to our sun. Due to their distance and size, it’s not certain if these objects are some of the biggest planets in existence or if they are the smallest stars. This new survey will search for planets to serve as the link between known giant exoplanets and these unknown directly imagedobjects. ix PUBLISHED CONTENT AND CONTRIBUTIONS Ngo,H.,H.Knutson,S.Hinkley,etal.(2015).TheAstrophysicalJournal800,138. doi:10.1088/0004-637X/800/2/138. H. Ngo conducted the observations, processed the data, analyzed the results and wrote the manuscript. H. Knutson advised this project. Reproduced with permissionfromtheAmericanAstronomicalSociety(copyrightholder). Ngo, H., H. A. Knutson, S. Hinkley, et al. (2016). The Astrophysical Journal 827, 8.doi:10.3847/0004-637X/827/1/8. H. Ngo conducted the observations, processed the data, analyzed the results and wrote the manuscript. H. Knutson advised this project. Reproduced with permissionfromtheAmericanAstronomicalSociety(copyrightholder). Ngo,H.,H.A.Knutson,M.L.Bryan,etal.(2017).TheAstronomicalJournal153, 242.doi:10.3847/1538-3881/aa6cac. H. Ngo conducted the observations, processed the data, analyzed the results and wrote the manuscript. H. Knutson advised this project. Reproduced with permissionfromtheAmericanAstronomicalSociety(copyrightholder). x TABLE OF CONTENTS Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . v Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vii PublishedContentandContributions . . . . . . . . . . . . . . . . . . . . . . ix TableofContents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . x ListofIllustrations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xii ListofTables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xiii ChapterI:Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.1 Exoplanetdiscoverieschallengeplanetformationmodels . . . . . . . 1 1.2 Exoplanetdetectionmethods . . . . . . . . . . . . . . . . . . . . . . 2 1.3 Populationpropertiesofgasgiantexoplanets . . . . . . . . . . . . . 6 1.4 FindingstellarcompanionsthroughKeckdirectimaging . . . . . . . 9 1.5 Organizationofthisdissertation . . . . . . . . . . . . . . . . . . . . 11 Chapter II: No correspondence between hot-Jupiter spin-orbit misalignment andtheincidenceofdirectlyimagedstellarcompanions . . . . . . . . . . 14 2.1 Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 2.2 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 2.3 Observations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 2.4 Analysisofcompanionproperties . . . . . . . . . . . . . . . . . . . 23 2.5 Systemswithdetectedcompanions . . . . . . . . . . . . . . . . . . 40 2.6 Companionfraction . . . . . . . . . . . . . . . . . . . . . . . . . . 48 2.7 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54 2.8 Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 Chapter III: Stellar companions beyond 50 au might facilitate giant planet formation,butmostareunlikelytocauseKozai-Lidovmigration . . . . . 68 3.1 Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68 3.2 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69 3.3 Sampleselectionandobservations . . . . . . . . . . . . . . . . . . . 71 3.4 Analysisofcompanionproperties . . . . . . . . . . . . . . . . . . . 75 3.5 Notesondetectedcompanions . . . . . . . . . . . . . . . . . . . . . 87 3.6 Surveyresults . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92 3.7 Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100 3.8 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105 3.9 Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . 106 Chapter IV: No difference in orbital parameters of RV-detected giant planets between0.1and5auinsinglevsmulti-stellarsystems . . . . . . . . . . . 114 4.1 Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 114 4.2 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115 4.3 Observations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 117 4.4 Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 124
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