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Forensic Biology PDF

558 Pages·2015·14.76 MB·English
by  LiRichard
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FORENSIC SCIENCE LI FORENSIC BIOLOGY F S E C O N D E D I T I O N S O E Over the last several years, new research and developments in analysis methods and practice R have led to rapid advancements in forensic biology. Identifying critical points of knowledge and C E new methodological approaches in the field, Forensic Biology, Second Edition focuses on foren- O sic serology and forensic DNA analysis. It provides students and professionals with a scientific N grounding in biological evidence—both the techniques utilized to identify it and the methodology N S to analyze it. R I C H A R D L I D I This second edition: C • Introduces the language of forensic biology, enabling students to become comfortable E B with usage and terminology D I FORENSIC • Provides clear explanations of the principles of forensic identification and analysis IO of biological evidence T L • Explains forensic serology and DNA techniques used in the field and the laboratory IO O • Discusses the benefits and limitations that apply to various forensic biology techniques G N • Includes schematic illustrations to clarify concepts Y BIOLOGY • Presents three new chapters (Chapters 2, 16, and 17) created for this edition • Adds more than two hundred new full-color figures Covering the full scope of forensic biology, the book uses an accessible, straightforward style designed to enhance students’ education and training so they are prepared, both in the laboratory and in the field. S E C O N D E D I T I O N K14098 6000 Broken Sound Parkway, NW Suite 300, Boca Raton, FL 33487 711 Third Avenue New York, NY 10017 an informa business 2 Park Square, Milton Park www.crcpress.com Abingdon, Oxon OX14 4RN, UK w w w . c r c p r e s s . c o m FORENSIC BIOLOGY S E C O N D E D I T I O N R I C H A R D L I John Jay College of Criminal Justice New York, New York, USA Boca Raton London New York CRC Press is an imprint of the Taylor & Francis Group, an informa business CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2015 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works Version Date: 20140818 International Standard Book Number-13: 978-1-4398-8972-5 (eBook - PDF) This book contains information obtained from authentic and highly regarded sources. Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the valid- ity of all materials or the consequences of their use. The authors and publishers have attempted to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this form has not been obtained. If any copyright material has not been acknowledged please write and let us know so we may rectify in any future reprint. Except as permitted under U.S. Copyright Law, no part of this book may be reprinted, reproduced, transmitted, or uti- lized in any form by any electronic, mechanical, or other means, now known or hereafter invented, including photocopy- ing, microfilming, and recording, or in any information storage or retrieval system, without written permission from the publishers. For permission to photocopy or use material electronically from this work, please access www.copyright.com (http:// www.copyright.com/) or contact the Copyright Clearance Center, Inc. (CCC), 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400. CCC is a not-for-profit organization that provides licenses and registration for a variety of users. For organizations that have been granted a photocopy license by the CCC, a separate system of payment has been arranged. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com Contents Preface .......................................................................................................................................xv Acknowledgments .................................................................................................................xvii Author ......................................................................................................................................xix Introduction ............................................................................................................................xxi SECTION I Biological Evidence Chapter 1 Crime Scene Investigation of Biological Evidence ...........................................3 1.1 Protection of Crime Scene ........................................................................3 1.2 Recognition of Biological Evidence .........................................................3 1.3 Searches .......................................................................................................7 1.4 Documentation ........................................................................................16 1.5 Chain of Custody .....................................................................................17 1.6 Collection of Biological Evidence ..........................................................18 1.7 Marking Evidence ...................................................................................20 1.8 Packaging and Transportation .............................................................20 1.9 Final Survey and the Release of the Crime Scene ..............................25 1.10 Crime Scene Reconstruction .................................................................29 Bibliography .......................................................................................................30 Chapter 2 Crime Scene Bloodstain Pattern Analysis ......................................................35 2.1 Basic Biological Properties of Human Blood .......................................35 2.2 Formation of Bloodstains .......................................................................35 2.3 Chemical Enhancement and Documentation of Bloodstain Evidence ....................................................................................................37 2.4 Analyzing Spatter Stains .........................................................................39 2.4.1 Velocity of Blood Droplets .........................................................39 2.4.2 Determining the Directionality of the Stains .........................39 2.4.3 Determining Angles of Impact ................................................40 2.4.4 Determining Area of Origin .....................................................41 2.5 Types of Bloodstain Patterns .................................................................44 2.5.1 Passive Bloodstains ....................................................................44 2.5.2 Transfer Bloodstains .................................................................46 2.5.3 Projected Bloodstains ................................................................46 Bibliography ........................................................................................................51 iii Contents Chapter 3 Forensic Biology: A Subdiscipline of Forensic Science ..................................53 3.1 Common Disciplines of Forensic Laboratory Services ......................53 3.2 Laboratory Analysis of Biological Evidence .........................................53 3.2.1 Identification of Biological Evidence .......................................53 3.2.2 Comparison of Individual Characteristics of Biological Evidence ....................................................................54 3.2.3 Reporting Results and Expert Testimony ..............................54 3.3 Forensic Science Services Related to Forensic Biology .......................57 3.3.1 Forensic Pathology ....................................................................58 3.3.2 Forensic Anthropology .............................................................58 3.3.3 Forensic Entomology .................................................................60 3.3.4 Forensic Odontology .................................................................64 3.4 Brief History of the Development of Forensic Biology ......................65 3.4.1 Antigen Polymorphism.............................................................65 3.4.2 Protein Polymorphism ..............................................................66 3.4.3 DNA Polymorphism .................................................................66 3.4.3.1 Genes and Related Sequences ...................................66 3.4.3.2 Intergenic Noncoding Sequences .............................66 3.4.3.3 Human DNA Polymorphic Markers .......................68 3.4.3.4 Forensic DNA Polymorphism Profiling .................69 Bibliography ........................................................................................................70 Chapter 4 Sources of Biological Evidence ........................................................................77 4.1 Bodily Fluids ............................................................................................77 4.1.1 Extracellular Nucleic Acids ......................................................77 4.2 Cells ...........................................................................................................81 4.2.1 Cell Surface Markers ..................................................................81 4.2.2 Nucleated Cells ............................................................................81 4.2.3 Mitochondria and Other Organelles ......................................83 4.2.4 Cytosol ........................................................................................84 4.2.4.1 Messenger RNAs ........................................................84 4.2.4.2 MicroRNAs .................................................................85 4.3 Tissues ......................................................................................................87 4.3.1 Skin ..............................................................................................87 4.3.1.1 Biology of Skin ............................................................87 4.3.1.2 Skin as Source of DNA Evidence .............................87 4.3.2 Hair ..............................................................................................88 4.3.2.1 Biology of Hair ...........................................................89 4.3.2.2 Hair as Source of DNA Evidence ..............................91 4.3.3 Bone .............................................................................................92 4.3.3.1 Biology of Bone ...........................................................92 4.3.3.2 Bone as Source of DNA Evidence ............................94 4.3.4 Teeth ............................................................................................98 4.3.4.1 Biology of Teeth ..........................................................98 4.3.4.2 Teeth as Source of DNA Evidence .........................100 Bibliography ......................................................................................................102 iv Contents SECTION II Basic Techniques in Forensic Biology Chapter 5 Nucleic Acid Extraction ...................................................................................111 5.1 Basic Principles of DNA Extraction ....................................................111 5.1.1 Cell and Tissue Disruption ......................................................111 5.1.2 Lysis of Cellular and Organelle Membranes .........................114 5.1.3 Removal of Proteins and Cytoplasmic Constituents ...........114 5.1.4 Storage of DNA Solutions ........................................................115 5.1.5 Contamination ..........................................................................115 5.2 Methods of DNA Extraction ................................................................115 5.2.1 Extraction with Phenol–Chloroform .....................................115 5.2.1.1 Cell Lysis and Protein Digestion .............................115 5.2.1.2 Extraction with Organic Solvents ...........................115 5.2.1.3 Concentrating DNA ..................................................115 5.2.2 Extraction by Boiling Lysis and Chelation ............................117 5.2.2.1 Washing ......................................................................117 5.2.2.2 Boiling .........................................................................117 5.2.2.3 Centrifugation ...........................................................117 5.2.3 Silica-Based Extraction ............................................................118 5.2.3.1 Cell Lysis and Protein Digestion .............................118 5.2.3.2 DNA Adsorption onto Silica ...................................118 5.2.3.3 Washing ......................................................................119 5.2.3.4 Elution of DNA ..........................................................119 5.2.4 Differential Extraction .............................................................121 5.3 Essential Features of RNA ...................................................................122 5.4 Methods of RNA Extraction ...............................................................124 5.4.1 RNA–DNA Coextraction .......................................................124 5.4.2 miRNA Extraction ..................................................................124 Bibliography .....................................................................................................127 Chapter 6 DNA Quantitation ............................................................................................133 6.1 Slot Blot Assay ........................................................................................133 6.2 Fluorescent Intercalating Dye Assay ..................................................134 6.3 Quantitative PCR Assay ........................................................................137 6.3.1 Real-Time Quantitative PCR...................................................137 6.3.1.1 TaqMan Method .......................................................138 Bibliography ......................................................................................................140 Chapter 7 Amplification by Polymerase Chain Reaction .............................................143 7.1 Denaturation and Renaturation of DNA ............................................143 7.2 Basic Principles of Polymerase Chain Reaction ................................143 7.3 Essential PCR Components ..................................................................145 7.3.1 Thermostable DNA Polymerases ............................................145 7.3.2 PCR Primers ..............................................................................146 7.3.3 Other Components ...................................................................147 v Contents 7.4 Cycle Parameters ....................................................................................147 7.5 Factors Affecting PCR ...........................................................................149 7.5.1 Template Quality ......................................................................149 7.5.2 Inhibitors ...................................................................................149 7.5.3 Contamination ..........................................................................149 7.6 Reverse Transcriptase PCR for RNA-Based Assays .........................150 7.6.1 Reverse Transcription .............................................................150 7.6.2 Oligodeoxynucleotide Priming ..............................................151 7.6.3 Reverse Transcriptase PCR .....................................................151 Bibliography ......................................................................................................153 Chapter 8 DNA Electrophoresis .......................................................................................159 8.1 Basic Principles ......................................................................................159 8.2 Supporting Matrices ..............................................................................159 8.2.1 Agarose .......................................................................................160 8.2.2 Polyacrylamide ..........................................................................161 8.2.2.1 Polymerization Reaction ..........................................161 8.2.2.2 Cross-Linking Reaction ...........................................161 8.2.2.3 Denaturing Polyacrylamide Electrophoresis ........163 8.3 Apparatus and Forensic Applications .................................................163 8.3.1 Slab Gel Electrophoresis ..........................................................163 8.3.1.1 Agarose Gel Electrophoresis ....................................163 8.3.1.2 Polyacrylamide Gel Electrophoresis ......................164 8.3.2 Capillary Electrophoresis .......................................................164 8.3.3 Microfluidic Devices ................................................................165 8.3.3.1 Modular Microfluidic Devices ................................167 8.3.3.2 Integrated Microfluidic Devices..............................168 8.4 Estimation of DNA Size ........................................................................168 8.4.1 Relative Mobility .......................................................................168 8.4.2 Local Southern Method ...........................................................170 Bibliography ......................................................................................................171 Chapter 9 Detection Methods ...........................................................................................175 9.1 Direct Detection of DNA in Gels ........................................................175 9.1.1 Fluorescent Intercalating Dye Staining .................................175 9.1.2 Silver Staining ...........................................................................175 9.2 Detection of DNA Probes in Hybridization-Based Assays ..............177 9.2.1 Radioisotope Labeled Probes ..................................................177 9.2.2 Enzyme-Conjugated Probe with Chemiluminescence Reporting System ................................180 9.2.3 Biotinylation of DNA with Colorimetric Reporting Systems ...................................................................180 9.2.3.1 Biotin ..........................................................................180 9.2.3.2 Enzyme-Conjugated Avidin ...................................180 9.2.3.3 Reporter Enzyme Assay ...........................................181 9.3 Detection Methods for PCR-Based Assays ........................................182 9.3.1 Fluorescence Labeling ..............................................................182 vi Contents 9.3.1.1 Fluorescent Dyes .......................................................182 9.3.1.2 Labeling Methods......................................................182 9.3.1.3 Fluorophore Detection .............................................185 Bibliography ......................................................................................................186 Chapter 10 Serology Concepts ............................................................................................189 10.1 Serological Reagents ..............................................................................189 10.1.1 Immunogens and Antigens .....................................................189 10.1.2 Antibodies..................................................................................189 10.1.2.1 Polyclonal Antibodies ...............................................191 10.1.2.2 Monoclonal Antibodies ............................................191 10.1.2.3 Antiglobulins ............................................................192 10.2 Strength of Antigen–Antibody Binding .............................................193 10.3 Antigen–Antibody Binding Reactions ................................................193 10.3.1 Primary Reactions ...................................................................194 10.3.2 Secondary Reactions ...............................................................194 10.3.2.1 Precipitation ...............................................................195 10.3.2.2 Agglutination ............................................................197 Bibliography .....................................................................................................198 Chapter 11 Serology Techniques: Past, Current, and Future .........................................199 11.1 Introduction to Forensic Serology ......................................................199 11.1.1 The Scope of Forensic Serology ..............................................199 11.1.2 Class Characteristics and Individual Characteristics of Biological Evidence .............................................................199 11.1.3 Presumptive and Confirmatory Assays ................................200 11.1.4 Primary and Secondary Binding Assays ..............................200 11.2 Primary Binding Assays ......................................................................201 11.2.1 Enzyme-Linked Immunosorbent Assay (ELISA) ...............201 11.2.2 Immunochromatographic Assays .........................................202 11.3 Secondary Binding Assays ...................................................................204 11.3.1 Precipitation-Based Assays .....................................................204 11.3.1.1 Immunodiffusion .....................................................204 11.3.1.2 Immunoelectrophoretic Methods ..........................206 11.3.2 Agglutination-Based Assays ...................................................208 11.4 DNA Methylation Assays for Bodily Fluid Identification ................210 11.5 Forensic Applications of RNA-Based Assays and RNA Profiling.....212 11.5.1 Messenger RNA-Based Assays ................................................212 11.5.2 MicroRNA-Based Assays .........................................................214 11.6 Proteomic Approaches Using Mass Spectrometry for Bodily Fluid Identification ................................................................................215 11.6.1 Mass Spectrometric Instrumentation for Protein Analysis .....................................................................215 11.6.2 Analysis Strategies for Protein Identification .......................216 11.7 Microbial DNA Analysis for Bodily Fluid Identification .................217 11.8 Nondestructive Assays for the Identification of Bodily Fluids .......220 Bibliography ......................................................................................................221 vii Contents SECTION III Identification of Biological Evidence Chapter 12 Identification of Blood .....................................................................................231 12.1 Biological Properties .............................................................................231 12.1.1 Red Blood Cells .........................................................................231 12.1.2 White Blood Cells .....................................................................231 12.1.3 Platelets .......................................................................................231 12.2 Presumptive Assays for Identification ...............................................232 12.2.1 Mechanisms of Presumptive Assays .....................................232 12.2.1.1 Oxidation–Reduction Reactions ............................234 12.2.2 Colorimetric Assays ................................................................234 12.2.2.1 Phenolphthalin Assay ..............................................234 12.2.2.2 Leucomalachite Green (LMG) Assay ....................234 12.2.2.3 Benzidine and Derivatives ......................................234 12.2.3 Chemiluminescence and Fluorescence Assays ....................236 12.2.3.1 Luminol (3-Aminophthalhydrazide).....................237 12.2.3.2 Fluorescin ..................................................................238 12.2.4 Factors Affecting Presumptive Assay Results ......................238 12.2.4.1 Oxidants ....................................................................238 12.2.4.2 Plant Peroxidases ......................................................239 12.2.4.3 Reductants .................................................................239 12.3 Confirmatory Assays for Identification .............................................239 12.3.1 Microcrystal Assays.................................................................239 12.3.1.1 Hemochromagen Crystal Assay .............................239 12.3.1.2 Hematin Crystal Assay ............................................240 12.3.2 Other Assays .............................................................................240 Bibliography .....................................................................................................241 Chapter 13 Species Identification ......................................................................................245 13.1 General Considerations .......................................................................245 13.1.1 Types of Antibodies .................................................................245 13.1.2 Titration of Antibodies ...........................................................246 13.1.3 Antibody Specificity ................................................................246 13.1.4 Optimal Conditions for Antigen–Antibody Binding .........247 13.2 Assays .....................................................................................................247 13.2.1 Immunochromatographic Assays .........................................247 13.2.1.1 Identification of Human Hemoglobin Protein ........................................247 13.2.1.2 Identification of Human Glycophorin A Protein ................................................................248 13.2.2 Double Immunodiffusion Assays ...........................................251 13.2.2.1 Ring Assay ..................................................................251 13.2.2.2 Ouchterlony Assay ....................................................251 13.2.3 Crossed-Over Electrophoresis ................................................251 Bibliography .....................................................................................................255 viii

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