Foreign Affairs Federalism Foreign Affairs Federalism The Myth of National Exclusivity z MICHAEL J. GLENNON ROBERT D. SLOANE 1 1 Oxford University Press is a department of the University of Oxford. It furthers the University’s objective of excellence in research, scholarship, and education by publishing worldwide. Oxford New York Auckland Cape Town Dar es Salaam Hong Kong Karachi Kuala Lumpur Madrid Melbourne Mexico City Nairobi New Delhi Shanghai Taipei Toronto With offices in Argentina Austria Brazil Chile Czech Republic France Greece Guatemala Hungary Italy Japan Poland Portugal Singapore South Korea Switzerland Thailand Turkey Ukraine Vietnam Oxford is a registered trademark of Oxford University Press in the UK and certain other countries. Published in the United States of America by Oxford University Press 198 Madison Avenue, New York, NY 10016 © Michael J. Glennon and Robert D. Sloane 2016 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitted by law, by license, or under terms agreed with the appropriate reproduction rights organization. Inquiries concerning reproduction outside the scope of the above should be sent to the Rights Department, Oxford University Press, at the address above. You must not circulate this work in any other form and you must impose this same condition on any acquirer. Library of Congress Cataloging-in-Publication Data Names: Glennon, Michael J., 1947- author. | Sloane, Robert D., author. Title: Foreign affairs federalism : the myth of national exclusivity / Michael J. Glennon, Robert D. Sloane. Description: New York : Oxford University Press, 2016. | Includes bibliographical references and index. Identifiers: LCCN 2015039708 | ISBN 9780199941490 ((hardback) : alk. paper) Subjects: LCSH: United States—Foreign relations—Law and legislation. | International relations—United States—States. | Federal government—United States. | Constitutional law—United States—States. | Treaty-making power—United States—States. Classification: LCC KF4651 .G595 2016 | DDC 342.73/0412—dc23 LC record available at http://lccn.loc.gov/2015039708 1 3 5 7 9 8 6 4 2 Printed in the United States of America on acid-free paper Note to Readers This publication is designed to provide accurate and authoritative information in regard to the subject matter covered. It is based upon sources believed to be accurate and reliable and is intended to be current as of the time it was written. It is sold with the understanding that the publisher is not engaged in rendering legal, accounting, or other professional services. If legal advice or other expert assistance is required, the services of a competent professional person should be sought. Also, to confirm that the information has not been affected or changed by recent developments, traditional legal research techniques should be used, including checking primary sources where appropriate. (Based on the Declaration of Principles jointly adopted by a Committee of the American Bar Association and a Committee of Publishers and Associations.) You may order this or any other Oxford University Press publication by visiting the Oxford University Press website at www.oup.com For Joanna, William, Fiona, Miranda, and Alice Summary Table of Contents Preface xv Acknowledgments xxv 1. Why Empower States? 1 2. States, Cities, and Globalization 35 3. Constitutional Methodology and the Role of the Courts 77 4. Dormant Foreign- Affairs Preemption 87 5. Dormant Foreign Commerce Preemption 147 6. The Treaty Power 185 7. Federal Common Law and State Power 247 8. Federal Approval: The Compact Clause 277 9. Federal Disapproval: Preemption 291 10. A Case Study: States as Cyber- Defenders 319 11. Conclusion 351 Table of Cases 371 Index 385 Detailed Table of Contents Preface xv Acknowledgments xxv 1. Why Empower States? 1 I. The Origins of American Federalism 2 II. Federalism in the New Constitution 16 III. The Functional Rationale for Federalism 22 A. The Case for the States 22 1. Freedom 23 2. Efficiency 24 3. Innovation 25 B. The Case against the States 26 1. The Inapplicability of the Traditional Federalist Rationales 27 2. The Danger of Retaliation against the Entire Nation 29 IV. Assessment 31 2. States, Cities, and Globalization 35 I. The Globalization Driver 36 II. Federal Incapacity 45 III. State Capacity 55 IV. State Activities in the International Realm 60 A. Compacts and Agreements with Foreign Countries 60 B. Adoption of International Standards 62 C. State Offices in Foreign Countries 64 D. State Representatives to Foreign Countries 67 E. State Incentives to Attract Foreign Business 68
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