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FOR THE BENEFIT OF CHILDREN ALONE? A DISCOURSE ANALYSIS OF POLICYMAKING RELATING TO CHILDREN’S INSTITUTIONS IN INDONESIA, 1999-2009 Brian Keith Babington A thesis submitted for the degree of Doctor of Philosophy of The Australian National University December 2015 Declaration I declare that, except where acknowledged, this dissertation is my own original work and has not been submitted for a higher research degree at any other university or institution. Brian Keith Babington 16 December 2015 2 Preface and acknowledgements The origins of this dissertation lay in three interrelated concerns that have preoccupied much of my professional life over the past decade. First, as a participant in the non- government campaign that helped to establish the National Framework for Protecting Australia’s Children 2009-2020—Australia’s first-ever national policy to reduce rates of child abuse and neglect—I observed how policy change resulted from the complex interplay of short and longer-term factors, such as agitation for policy change from the non-government sector, the accumulated weight of research findings, and compelling media coverage (Babington 2011, pp. 11-20). Building on my involvement with policymaking at the national level, I wished to know more about how and why change occurs in national public policy, especially with regard to social issues. The second impulse behind this research project lay in my involvement with a campaign to assist a group of adults who, as children, had been placed in orphanages and other forms of out-of-home care in Australia during the twentieth century. Their compelling, and often tragic, stories alerted me to the plight of children in institutions and the range of possible adverse consequences for them in later life. I found myself asking: Why did official government policy that supported these institutions change only decades after high-profile scientific studies had demonstrated the detrimental effects of institutionalisation on many children? Why did government policies to end the use of children’s institutions, or to ‘deinstitutionalise’, take so long to be put in place by Australian and other governments? As discussed in this study, I realised that the literature on the deinstitutionalisation of children’s institutions had not developed satisfactory explanations about why, how and under what conditions governments made policy changes in this area. Finally, my involvement with children’s rights advocacy at the international level alerted me to the fact that, while almost all large-scale children’s institutions had been closed in countries such as the US, UK, Ireland and Australia by the 1980s, in the present day millions of children live in orphanages and other forms of institutions away from their families in many other parts of the world. A number of questions arose for me from these experiences. For example, in the face of research findings about the adverse effects of these places for many children, why had policy change taken so long to accomplish in some countries? What explained the 3 apparent difficulty that some governments faced in devising deinstitutionalisation policies that, at least for many researchers and children’s rights advocates, seemed so plainly sensible and humane? This dissertation is an attempt to delve more deeply into policymaking processes relating to the deinstitutionalisation of children’s institutions. Specifically, it explores how and why one country, Indonesia, came to adopt a policy during the 2000s that aimed to reduce the number of children in a particular form of institution called panti asuhan. My research journey has been nurtured by many people. I wish to record my sincere appreciation to the members of my supervisory panel at the Australian National University—Associate Professor Sharon Bessell (chair), Professor Kathryn Robinson, and Dr Ann Nevile. I am especially grateful to Associate Professor Sharon Bessell for her invaluable advice and encouragement. In addition to the many people who were interviewed in the course of my research, I wish to thank Amrullah, Karen Flanagan, Jennifer Horsfield, Elizabeth Hunter, Bill Kerley, Heath McMichael, Jayne Meyer Tucker, Tata Sudrajat, and Bianca Williams. Special appreciation goes to Stella Conroy for her generous advice and support throughout this project. I wish to thank the Chairperson and Board of Families Australia, as well as Plan International Australia, Plan International Indonesia, Save the Children Australia, and Save the Children Indonesia. I wish to pay particular tribute my first teacher of Asian studies, the late Vic Divola of Newington College, Sydney. My deep appreciation goes to my wife, Rhonda Babington, for her unstinting encouragement and patience. This work is dedicated to the memory of my maternal grandmother, Thelma Katie Peek, a believer in life-long education. 4 Abstract It is estimated that between two and eight million children live in orphanages or other residential institutions in the developing world (the Global South) and in the former Eastern Bloc. In recent decades the UN and international non-government organisations have called upon governments in these countries to develop and implement policies to ‘deinstitutionalise’, or reduce substantially the number of children who live in institutions. Despite this heightened interest, research into how and why deinstitutionalisation policy change occurs remains in its infancy, especially with regard to the Global South. Using a discourse analysis methodology advanced by Hajer this dissertation sheds light on deinstitutionalisation policymaking in Indonesia. Specifically, it asks: What factors led Indonesia to adopt a policy during the 2000s to reduce reliance on a type of children’s institution known as panti asuhan? The prevailing explanation for Indonesia’s policy change has been that it decided in the mid-2000s to comply more fully with the 1989 UN Convention on the Rights of the Child which opposes the separation of children from their parents except in special circumstances. Through field interviews and other analysis I show, however, that political, economic, cultural, and religious discourses—rather than concerns about children’s rights only—predominated in shaping new policy. I identify three phases in developing the new panti asuhan policy. First, from the late 1990s, a pro-reform group (or ‘discourse-coalition’) began to agitate for policy change. Second, in the mid-2000s, a ‘status quo’ discourse-coalition which supported panti asuhan opposed prospective policy change. Finally, the Indonesian Government’s wish to signal its adherence to international children’s rights standards, align policy with changed national economic, social and administrative directions, and avoid conflict with pro-panti asuhan forces generated the final policy outcome under which panti asuhan would continue to play a central, if somewhat changed, role while appearing to comply with Indonesia’s children’s rights obligations. Rather than designed only to benefit children, final policy thus attempted to appease both pro-reform and pro-panti asuhan groups. 5 The study provides important messages for practice and research. For policymakers and advocates, employing Hajer’s methodology can improve understandings about factors that impede or advance progress on deinstitutionalisation policymaking in other countries of the Global South. The study also contributes new understandings to literatures on deinstitutionalisation, public policy, and on panti asuhan themselves. It extends research into the deinstitutionalisation of children’s institutions by being the first to apply Hajer’s methodology to understand how this type of policymaking occurred in the Global South. As well as shedding further light on Indonesian social policy in general, it also provides new understandings about attitudes towards, and the operations of, panti asuhan. 6 Contents Declaration ....................................................................................................................... 2 Preface and acknowledgements ..................................................................................... 3 Abstract ............................................................................................................................ 5 List of tables ..................................................................................................................... 9 List of figures ................................................................................................................... 9 List of appendices ............................................................................................................ 9 PART I: CONTEXT, LITERATURES, AIMS AND METHOD ............................. 11 Chapter 1: Context and overview ................................................................................... 12 1.1 Children living without parental care ............................................................ 12 1.2 Purpose and central argument ....................................................................... 17 1.3 Structure ........................................................................................................ 20 Chapter 2: Literature review .......................................................................................... 22 2.1 Definitions ..................................................................................................... 22 2.2 Deinstitutionalisation: the former Eastern Bloc and the Global South ......... 23 2.3 Deinstitutionalisation: the Global North ....................................................... 32 2.4 Implications for research, policy and practice .............................................. 43 2.5 Conclusions ................................................................................................... 45 Chapter 3: Aims and methodology ................................................................................ 46 3.1 Introduction ................................................................................................... 46 3.2 Social constructionism and discourse analysis ............................................. 46 3.3 Principal research question and techniques................................................... 63 3.4 Boundaries .................................................................................................... 66 3.5 Conclusions ................................................................................................... 67 PART II: POLICY MEANINGS: SCENE-SETTING AND STORY LINES IN INDONESIA .................................................................................................................. 68 Chapter 4: The panti asuhan policy change story ........................................................... 69 4.1 Indonesia: an overview of recent developments ........................................... 70 4.2 Panti asuhan: key characteristics and research ............................................. 71 4.3 The new panti asuhan policy and its depiction ............................................. 81 4.4 Conclusions ................................................................................................... 88 Chapter 5: Field research and main story lines ............................................................... 90 5.1 The case study: a preview ............................................................................. 90 5.2 Interview selection ........................................................................................ 91 5.3 Main story lines: a synopsis .......................................................................... 98 7 5.4 Conclusions ................................................................................................. 100 Chapter 6: The ‘pro-reform’ story line (i): international factors ................................... 101 6.1 Findings from the field ................................................................................ 101 6.2 Analysis and discussion .............................................................................. 106 6.3 Conclusions ................................................................................................. 125 Chapter 7: The ‘pro-reform’ story line (ii): new policy directions ............................... 126 7.1 Findings from the field ................................................................................ 126 7.2 Analysis and discussion .............................................................................. 134 7.3 Conclusions ................................................................................................. 145 Chapter 8: The ‘pro-reform’ story line (iii): escalating costs ....................................... 146 8.1 Findings from the field ................................................................................ 146 8.2 Analysis and discussion .............................................................................. 150 8.3 Conclusions ................................................................................................. 168 Chapter 9: The ‘status quo’ story line: ‘the friend of orphans’.................................... 169 9.1 Findings from the field ................................................................................ 169 9.2 Analysis and discussion .............................................................................. 177 9.3 Conclusions ................................................................................................. 205 PART III: MAKING POLICY, CONCLUSIONS AND IMPLICATIONS .......... 207 Chapter 10: From story lines to discourse institutionalisation ..................................... 208 10.1 Identifying a ‘discursive order’ ................................................................. 209 10.2 Three phases of panti asuhan policymaking ............................................. 211 10.3 Conclusions ............................................................................................... 236 Chapter 11: Conclusions and implications for practice and research .......................... 239 11.1 A triumph for children’s rights or ‘old wine in new bottles’? .................. 239 11.2 Practice implications for policymakers and advocates ............................. 242 11.3 Contributions to research .......................................................................... 244 Epilogue ........................................................................................................................ 248 Appendix A .................................................................................................................. 250 Appendix B .................................................................................................................. 252 Appendix C .................................................................................................................. 255 Appendix D .................................................................................................................. 258 Appendix E .................................................................................................................. 267 References .................................................................................................................... 269 8 List of tables Table 3.1 Hajer’s ten steps for policy discourse analysis Table 5.1 Interviewee summary, 2012-14 Table 5.2 Key findings: a typology of panti asuhan story lines Table 6.1 Children’s homes in six provinces by year of establishment, 1930-2006 Table 6.2 Parental status of children in 36 panti asuhan in six provinces, 2006 Table 8.1 Panti asuhan, children in panti asuhan and children in Indonesia, 1990-98 Table 8.2 Fuel subsidy reduction compensation to panti asuhan and children in panti asuhan, and children in Indonesia, 2001-09 Table 8.3 Panti asuhan and children in panti asuhan, 1990-2006 (numbers) Table 8.4 Dekon disbursements to panti asuhan in Aceh, 2000-06 Table 8.5 Fuel subsidy reduction compensation to panti asuhan, 2001-09 Table 10.1 Key phases in the development of panti asuhan policy, 1999-2009 List of figures Figure 7.1 Indonesian population living in poverty, 1976-2002 (per cent) Figure D.1 Fuel subsidy reduction compensation to panti asuhan, 2001-07 Figure D.2 Panti asuhan in receipt of fuel subsidy reduction compensation, 2001-07 (number) Figure D.3 Children living in panti asuhan supported through fuel subsidy reduction compensation, 2001-07 (estimated number) Figure D.4 Panti asuhan, 1990-91 to 2006-07 (estimated number) Figure D.5 Number of panti asuhan, 1991-92 to 2006-07 (estimated growth rates) Figure D.6 Children in panti asuhan, 1990-91 to 2006-07 (estimated number) Figure D.7 Number of children in panti asuhan, 1991-92 to 2006-07 (estimated growth rates) List of appendices Appendix A Organisations consulted, 2012-14 Appendix B Summary of interviews, 2012-14 Appendix C Indonesia: key laws, decrees and regulations relating to children and reports to the UN Committee on the Rights of the Child Appendix D Panti asuhan: prevalence and subsidisation 9 Appendix E Location and number of panti asuhan receiving fuel subsidy reduction compensation, 2007 10

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The issue of children being raised in residential institutions has become a particular focus of international public, governmental and academic attention over the past few decades. Within that broad the publication of Asylums, a landmark study by American sociologist Goffman (1968). This study dre
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