Flute acoustics: measurement, modelling and design by Paul A. Dickens BSc(Hons),Syd Infulfillment oftherequirementsforthedegree DoctorofPhilosophy SchoolofPhysics UniversityofNewSouthWales November2007 Copyright©2007byPaulA.Dickens ii Iherebydeclarethatthissubmissionismyownworkandtothebestofmyknowledgeit containsnomaterialspreviouslypublishedorwrittenbyanotherperson, orsubstantialpro- portionsofmaterialwhichhavebeenacceptedfortheawardofanyotherdegreeordiploma at UNSW or any other educational institution, except where due acknowledgement is made in the thesis. Any contribution made to the researchby others, with whom I have worked at UNSWorelsewhere,isexplicitlyacknowledgedinthethesis.Ialsodeclarethattheintellectual contentofthisthesisistheproductofmyownwork,excepttotheextentthatassistancefrom othersintheproject’sdesignandconceptionorinstyle,presentationandlinguisticexpression isacknowledged. IherebygranttheUniversityofNewSouthWalesoritsagentstherighttoarchiveandto makeavailablemythesisordissertationinwholeorpartintheUniversitylibrariesinallforms ofmedia,noworhereafterknown,subjecttotheprovisionsoftheCopyrightAct1968.Iretain allproprietaryrights,suchaspatentrights.Ialsoretaintherighttouseinfutureworks(suchas articlesorbooks)allorpartofthisthesisordissertation.IalsoauthoriseUniversityMicrofilms tousethe350wordabstractofmythesisinDissertationAbstractInternational(thisisapplica- bletodoctoralthesesonly). Ihaveeitherusednosubstantialportionsofcopyrightmaterialin mythesisorIhaveobtainedpermissiontousecopyrightmaterial; wherepermissionhasnot beengrantedIhaveapplied/willapplyforapartialrestrictionofthedigitalcopyofmythesis ordissertation. IcertifythattheLibrarydepositdigitalcopyisadirectequivalentofthefinalofficiallyap- provedversionofmythesis.Noemendationofcontenthasoccurredandifthereareanyminor variationsinformatting,theyaretheresultoftheconversiontodigitalformat. iii ToRenée iv v Acknowledgements Thisthesiswouldnotbepossiblewithoutthecollaborationandassistanceofmanypeople. Firstly, many thanks to my supervisor Joe Wolfe, for well-timed encouragement, motiva- tionandunderstandingthroughoutmycandidature,especiallyregardingthevarieddemands ofhavingayoungfamily.Joe’scommitmenttointegrityinresearchisapowerfulexample,sup- portedbyhiswillingcomradeshipthroughmanylaboriouslate-nightsexperiments. Joe(with Andrew Botros) also conducted the flute tuning measurements of Chapter 7 in my absence. Thankstomyco-supervisorJohnSmithforhismanyhelpfulinsightsandforsharinghisideas astheprojectprogressed.JoeandJohncollaboratedwithmeonthewritingofpapersthatpub- lishedthematerialreportedinChapters3and5. Theircommentsonearlydraftsofthethesis aremuchappreciated. ThankstoJohnTannforinvaluableandvariedtechnicalassistance,forapositive,‘can-do’ approachtothemanyproblemsIbroughttohim,andforthemanyilluminatingdiscussions resultingfrommysometimeserraticandill-formedquestions. MuchofthesoftwarecodefortheflutemodelisderivedfromtheexcellentworkofAndrew Botros. Andrewgaveuphisowntimetohelpwithissuesofsoftwaredesignandhisgenerosity inthisisappreciated. ThankstoTerryMcGeeandMarkO’Connerforgraciouslyimpartingtheirpracticalknowl- edgeintheartandscienceofflutemaking, toTerryfortakingmeonasapprenticeforaday and for being a guinea-pig in the development of the flute design software. Terry’s insights aboutclassicalflutetuningformpartofthediscussioninChapter9.ThankstothePowerhouse Museum, Sydney and the museum’s curator of musical instruments, Michael Lee, for access totheircollectionofinstrumentsaswellasfinancialsupportoftheproject. Thecollaboration withTerryandMichaelwasmadepossiblethroughanAustralianPostgraduateAward(Indus- try)grantedbytheAustralianResearchCouncil. FlutistsJaneCavanagh,CécilevanderBurgh,CaoimheMcMillanandclarinettistCatherine Youngaddedamuch-neededhumandimensiontowoodwindmodelling.Iamgratefulforthe wayinwhicheachonecheerfullycooperatedwithuncomfortableandrepetitiveexperiments. MythankstofellowstudentsintheAcousticslab,particularlyClaudiaFritzandRaInta,for helpingtokeepmyspiritsupandformanyfascinatingdiscussions(someofwhichwereabout acoustics). Ken Jackson and Pritipal Baweja in the Physics workshop turned my hasty sketches into beautifulcreationsinbrassandaluminium—theiringenuityandcraftsmanshipisappreciated. IamsupportedbyadiversecommunityofpeoplewithwhomIamlinkedbyourcommon Christianfaith. IparticularlywishtothankIan,GinaandAmandafortheirhopeful,frequent andsincereencouragementinthisendeavour, andforhelpingprovideperspectivewhenthe treesgotinthewayoftheforest. vi Iamgratefultomyparents,RossandValerie,andtomysiblingsandsiblings-in-lawforthe giftofconstantlove,whichfrequentlytooktheformofweeknightdinners. Finally,myhumblethankstomywifeRenée. Hersupportandtrustthroughmycandida- turehasbeenagreatblessingandsourceofstrength. AndtomysonOliver,forhisone-year- old’ssenseoffun. vii Abstract A well-made flute is always a compromise and the job of flute makers is to achieve a musicallyandaestheticallysatisfyingcompromise; ataskthatinvolvesmuchtrial-and-error. Thepracticalaimofthisthesisistodevelopamathematicalmodelofthefluteandacomputer programthatassistsintheflutedesignprocess. Manymusicalqualitiesofawoodwindinstrumentmaybecalculatedfromtheacousticim- pedancespectrumoftheinstrument. Atechniqueforfastandaccuratemeasurementofthis quantity is developed. The technique is based on the multiple-microphone technique, and usesresonance-freeimpedanceloadstocalibratethesystemandspectralshapingtoimprove theprecisionatimpedanceextrema.Theimpedancespectraofthefluteandclarinetaremea- sured over a wide range of fingerings, yielding a comprehensive and accurate database. The impedance properties of single finger holes are measured using a related technique, and fit- formulaearederivedforthelengthcorrectionsofclosedfingerholesforatypicalrangeofhole sizesandlengths. Theboresurfaceofwoodeninstrumentscanchangeovertimewithplayingandthiscan affecttheacousticimpedance,andthereforetheplayingquality.Suchchangesinacousticim- pedanceareexploredusingwoodentestpipes. Toaccountfortheeffectofatypicalplayeron flutetuning,anempiricalcorrectionisdeterminedfromthemeasuredtuningofbothmodern andclassicalflutesasplayedbyseveralprofessionalandsemi-professionalplayers. Bycom- biningthemeasuredimpedancedatabasewiththeplayereffectsandvariousresultsinthelit- eratureamathematicalmodeloftheinputimpedanceofflutesisdevelopedandimplemented incommand-lineprogramswritteninthesoftwarelanguageC. Auser-friendlygraphicalinterfaceiscreatedusingthefluteimpedancemodelforthepur- poses of flute acoustical design and analysis. The program calculates the tuning and other acousticalpropertiesforanygivengeometry. Theprogramisappliedtoamodernfluteanda classicalflute. Thecapabilitiesandlimitationsofthesoftwarearetherebyillustratedandpos- siblecontributionsoftheprogramtocontemporaryflutedesignareexplored. viii ix Contents Dedication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iii Acknowledgements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . v Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vii CHAPTERS I Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.1 Introductiontofluteacoustics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.2 Theflutemaker,thecuratorandthesoftwareengineer . . . . . . . . . . . . . . . . . . 2 1.3 ‘FluteCAD’:takingtheguessworkoutofflutedesign . . . . . . . . . . . . . . . . . . . . 3 1.4 Howfluteswork . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 1.5 Acousticimpedance: predictingtheplayingqualitiesofaflute . . . . . . . . . . . . . . 6 1.6 Tuning,traditionandthe‘standardflutist’ . . . . . . . . . . . . . . . . . . . . . . . . . . 6 1.7 Softwareimplementation: goalsandlimitations. . . . . . . . . . . . . . . . . . . . . . . 8 1.8 Guidetothethesis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 II Theoryandliteraturereview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 2.1 Flutesandflutemaking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 2.2 Acousticsofwoodwindinstruments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 2.3 Computermodels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 III Measuringacousticimpedance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 3.2 Reviewofmeasurementtechniques . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 3.3 Theoryofacousticimpedancemeasurements . . . . . . . . . . . . . . . . . . . . . . . 32 3.4 Calibrationofimpedanceheads . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36 3.5 Errors. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 3.6 Optimisationoftheoutputsignal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 3.7 Materialsandmethods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 3.8 Resultsanddiscussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47 IV Fingerholeimpedancespectraandlengthcorrections . . . . . . . . . . . . . . . . . . 53 4.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 4.2 Materialsandmethods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55 4.3 Resultsanddiscussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59 x 4.4 Conclusionsandfurtherdirections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66 V Impedancespectraofthefluteandclarinet . . . . . . . . . . . . . . . . . . . . . . . . . 69 5.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69 5.2 Materialsandmethods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69 5.3 Resultsanddiscussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72 VI Materialandsurfaceeffects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97 6.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97 6.2 Materialsandmethods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97 6.3 Resultsanddiscussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98 6.4 Furtherinvestigations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .102 VII Theembouchureholeandplayercorrections . . . . . . . . . . . . . . . . . . . . . . . . 103 7.1 Playerimpedancecorrections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .103 7.2 Modernflutetuning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .104 7.3 Correctionfactor. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .106 7.4 Applicationtotheclassicalflute . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .107 7.5 Conclusionsandfurtherdirections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .108 VIII Softwareimplementation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111 8.1 Theimpedancemodel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .111 8.2 Theuserinterface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .119 IX Applicationsandfurtherdirections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127 9.1 Addinganewholetothemodernflute . . . . . . . . . . . . . . . . . . . . . . . . . . .127 9.2 Eight-keyflutebyRudall&Rose . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .132 9.3 Conclusionsandfurtherdirections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .138 AppendixA—Impedancespectra . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 141 AppendixB—Programlistings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 195 AppendixC—Quantifyingmusic . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 337 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 339
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