Firearms Law and the Second Amendment Regulation, Rights, and Policy Online Chapters Nicholas J. Johnson Professor of Law Fordham University David B. Kopel Adjunct Professor of Law University of Denver George A. Mocsary Assistant Professor of Law Southern Illinois University Michael P. O’Shea Professor of Law Oklahoma City University Copyright #2014 CCHIncorporated Published byWolters Kluwer Law& Businessin New York. Wolters Kluwer Law & Business serves customers worldwide with CCH, Aspen Publishers, andKluwer LawInternational products. (www.wolterskluwerlb.com) Nopartofthispublicationmaybereproducedortransmittedinanyformorbyanymeans, electronic or mechanical, including photocopy, recording, or utilized by any information storage or retrieval system, without written permission from the publisher. For information aboutpermissionsortorequestpermissionsonline,visitusatwww.wolterskluwerlb.com,ora writtenrequestmaybefaxedtoourpermissionsdepartmentat212-771-0803. CasebookISBN: 978-1-4548-0511-3 Contents 12 Social Science 1 A. Challenges of Empirical Assessments of Firearms Policy 2 B. American Gun Ownership 6 1. Gun Ownership by State 7 2. Gun Ownership by Type 9 Lydia Saad, Self-Reported Gun Ownership in U.S. Is Highest Since 1993: Majority of Men, Republicans, and Southerners Report Having a Gun in Their Households 9 C. Defensive Gun Use: Frequency and Results 13 1. Self-Defense and Victim Welfare: The Risk of Armed Self-Defense 14 2. The Frequency of Defensive Gun Use 15 a. The National Crime Victimization Survey 15 Assessment of the NCVS as a Measure of DGUs 15 b. Kleck & Gertz Survey 17 c. Other Surveys 18 D. Firearm Accidents 20 1. Why Have Fatal Gun Accident Rates—Including Rates for Children—Plunged? 21 2. How Common Are Gun Accidents Compared to Other Accidents? 23 E. Firearm Suicide 25 F. Firearm Violent Crime 28 1. Homicides 28 2. Aggravated Assaults and Robberies 32 G. How Do Criminals Obtain Guns? 37 Gary Kleck & Shun-Yung Kevin Wang, The Myth of Big-Time Gun Trafficking and the Overinterpretation of Gun Tracing Data 38 H. Race, Gun Crime, and Victimization 55 William Oliver, The Structural-Cultural Perspective: A Theory of Black Male Violence in Violent Crime 55 iii iv Contents 1. Experience in Washington, D.C. 64 Claire Johnson, Public Information Specialist, Homicide in the District of Columbia 64 2. Problem of Intra-Racial Violent Crime 67 3. Firearms Policy and the Black Community 68 I. Youth Crime 70 J. Recent Downward Trend of Violent Crime and Growth of the American Firearms Inventory 75 1. Some Statistics on the Decline in Violent Crime 75 2. Some Theories about the Cause of the Decline in Violent Crime 81 K. Does Gun Ownership Reduce Crime? 86 1. Firearms Ownership as a Factor Reducing Home Invasion Burglary 87 2. Studies of Criminals and Deterrence 89 3. Real-World Experiments in Gun Possession as a Deterrent to Crime 90 4. Police Response as a Factor in the Decision to Own a Firearm 91 5. Lawful Defensive Carry of Firearms 92 a. Crime outside the Home 92 b. Do Concealed-Carry Laws Affect the Crime Rate? 92 James Q. Wilson, Dissent 93 Committee Response to Wilson’s Dissent 95 L. Does Gun Control Reduce Crime? 99 1. The Argument for Disarming the Law-Abiding 99 2. National Research Council Metastudy of Gun Control 102 National Research Council, Firearms and Violence: A Critical Review 102 M. Polling Dara about Gun Control and Gun Rights 110 1. Public Opinion 110 Jeffrey M. Jones, Record-Low 26% in U.S. Favor Handgun Ban Support for Stricter Gun Laws in General Is Lowest Gallup Has Measured 110 2. Police Attitudes about Firearms and Gun Control 115 Appendix Firearms and Violent Crime Measures by State 117 13 International Law 197 A. Modern Treaties and the United Nations 198 1. Modern Human Rights Conventions and Other Documents 198 a. Universal Declaration of Human Rights 198 b. Resolution on the Definition of Aggression 199 c. African Charter on Human and Peoples’ Rights 199 d. European Convention on Human Rights (ECHR) 199 2. Modern International Gun Control Treaties and Documents 201 Programme of Action to Prevent, Combat and Eradicate the Illicit Trade in Small Arms and Light Weapons in All Its Aspects 201 Contents v U.N. Human Rights Council Prevention of Human Rights Violations Committed with Small Arms and Light Weapons 213 The Frey Report 213 The Nairobi Protocol for the Prevention, Control and Reduction of Small Arms and Light Weapons in the Great Lakes Region and the Horn of Africa 220 Inter-American Convention Against the Illicit Manufacturing of and Trafficking in Firearms, Ammunition, Explosives, and Other Related Materials (CIFTA) 224 B. Classical International Law 234 1. Francisco de Vitoria 235 2. Francisco Sua´rez 238 3. Hugo Grotius 239 4. Samuel Pufendorf 241 5. Emmerich de Vattel 245 6. Jean-Jacques Burlamaqui 247 C. Resistance to Genocide 252 Convention on the Prevention and Punishment of the Crime of Genocide, opened for signature Dec. 9, 1948 252 David B. Kopel, Paul Gallant, & Joanne D. Eisen, Is Resisting Genocide a Human Right? 252 Antonio Cassese, The Various Aspects of Self-Defence Under International Law 260 D. Bringing International Law Home, or a Global Second Amendment? 262 Harold Hongju Koh, A World Drowning in Guns 262 14 Comparative Law 269 A. National Constitutions 269 1. Constitutional Rights to Arms 269 a. Mexico 270 b. Haiti 270 c. Guatemala 270 2. Constitutional Right of Self-Defense 270 3. Constitutional Self-Defense against Tyranny 271 4. Constitutional Security against Home Invasion 272 B. Multinational Comparative Studies of the Effects of Private Gun Ownership on Crime and Violence 278 Martin Killias, John van Kesteren, & Martin Rindlisbacher, Guns, Violent Crime, and Suicide in 21 Countries 282 Don B. Kates & Gary Mauser, Would Banning Firearms Reduce Murder and Suicide? A Review of International and Some Domestic Evidence 297 vi Contents Irshad Altheimer & Matthew Boswell, Reassessing the Association between Gun Availability and Homicide at the Cross-National Level 315 Nicholas J. Johnson, Imagining Gun Control in America: Understanding the Remainder Problem 333 David Kopel, Carlisle Moody, & Howard Nemerov, Is There a Relationship between Guns and Freedom? Comparative Results from 59 Nations 339 C. Gun Control and Gun Rights in Selected Nations 357 1. United Kingdom 357 David B. Kopel, United Kingdom—History of Gun Laws since 1900, in 3 Guns in American Society: An Encyclopedia of History, Politics, Culture, and the Law 842 357 2. Japan 364 David B Kopel, Japan, Gun Laws, in 2 Guns in American Society: An Encyclopedia of History, Politics, Culture, and the Law 449 364 3. Mexico 371 Ernesto Villanueva & Karla Valenzuela, Security, Firearms and Transparency: Myths and reality of the right to own and bear firearms in Mexico (ebook excerpt) 371 4. Switzerland 376 Stephen P. Halbrook, Remarks at the introduction of his book, Target Switzerland: Swiss Armed Neutrality in World War II 378 5. Canada 381 Parliament of Canada, 41st Parliament, 1st Session, Ending the Long-gun Registry Act (Feb. 13, 2012) 381 6. Kenya 396 David B. Kopel, Paul Gallant & Joanne D. Eisen, Human Rights and Gun Confiscation 396 15 In-Depth Explanation of Firearms and Ammunition 401 A. Introduction to the Parts of a Firearm 401 B. Ammunition 403 1. Bullet 404 2. Case 406 3. Primer 408 4. Gunpowder 409 C. Firearm Features 410 1. Firing Mechanism 410 2. Magazine 410 3. Safety Devices 411 4. Firearms Safety Rules and Education 414 Contents vii 5. Eye and Ear Protection 415 6. The Major Types of Firearms 416 D. Handguns 417 1. Semi-Automatic Pistols 417 2. Revolvers 421 a. Single-Action Revolvers 422 b. Double-Action Revolvers 422 3. Legitimate Uses of Handguns 423 4. Criminal Uses of Handguns 424 E. Rifles 425 1. Bolt-Action 425 2. Semi-Automatic 426 3. Lever-Action 430 4. Single-Shot 430 5. Characteristics of Rifles 430 6. Legitimate Uses of Rifles 432 7. Crime with Rifles 432 F. Shotguns 432 1. Shotgun Shells 433 2. Shotgun Gauges 434 3. Types of Shotguns 434 4. Legitimate Uses of Shotguns 435 5. Crime with Shotguns 436 G. Specialty Types of Firearms and Accessories 437 1. Muzzleloaders 437 2. Machine Guns 438 3. Silencers or Suppressors 439 4. Armor-Piercing Ammunition 440 5. Air Guns 441 6. Paint Guns 441 H. Nongun Arms 442 1. Swords, Knives, and Other Edged Weapons 442 2. Bows 443 3. Sprays 444 4. Electric Devices 445 5. Blunt Weapons 445 6. Martial Arts Weapons 445 7. Knuckles 446 12 SOCIAL SCIENCE This is online Chapter 12 of the law school casebook Firearms Law and the Second Amendment:Regulation,Rights,andPolicy,byNicholasJ.Johnson,DavidB.Kopel, George A. Mocsary, and Michael P. O’Shea. The printed book, consisting of Chapters 1 through 11, is available at the website of Aspen Publishers. The printed book is also available from Amazon.com and Barnes & Noble (bn.com). The public website for this casebook,firearmsregulation.org,containsthefouronlinechapters(Chapters12through15), pluspodcastsoneachchapter,resourcesforstudentresearchpapers, andmore. Note to teachers: Chapter 12, like all of the online chapters (and like the printed Chapters1through11),iscopyrighted.YoumayusethisonlineChapter12withoutcharge foraclass,andyoumayhaveitprintedforstudentswithoutcharge—providingthatyou notifytheauthorsofsuchuseviaoneoftheemailaddressesprovidedonthepublicwebsite for this textbook. Of course, you may choose to use only selected pages, and you may supplement this chapter with materials of your own. However, this chapter may not be electronically altered or modified in any way. Chapter12presentsempiricaldataandstudiesonfirearmuseandmisuse. Mostofthechapterinvolvescriminologicalissueslikegunuseincrime,resisting crime,andgunsasdeterrentstocrime.Thechapteralsocoversmanyfacetsof the debates about gun control or gun ownership as strategies for reducing crime. In addition to the strictly criminological issues, we present information on suicide and accidents. The chapter is divided into the following sections: A. Challenges of Empirical Assessments of Firearms Policy B. American Gun Ownership C. Defensive Gun Use: Frequency and Results D. Firearm Accidents E. Firearm Suicide F. Firearm Violent Crime G. How Do Criminals Obtain Guns? H.Race, Gun Crime, and Victimization I. Youth Crime J. RecentDownwardTrendofViolentCrimeandGrowthoftheAmerican Firearms Inventory 1 2 12. SocialScience K. Does Gun Ownership Reduce Crime? L. Does Gun Control Reduce Crime? M.Polling Data about Gun Control and Gun Rights Appendix: Firearms and Violent Crime Measures by State Forstudentswritingpolicy-orientedresearchpapers,thismaterialandthe workcitedherewillbeagoodresource.Inadditiontothesectionssummarized above,thechapterendswithanAppendixthatpresentsavarietyofdatabystate. Thesedatadonotshowcauseandeffect.Buttheydopermitinteresting,rough comparisonsbetweenstatesthathavedifferentformsofguncontrol. A. Challenges of Empirical Assessments of Firearms Policy Almostallempiricalassessmentsofsocialissuesinvolvesomedatachallenges,and this is certainly true of empirical studies of gun policy. A good place to start in appreciatingthechallenges,andagoodsourceofanalysisofthefullrangeofempir- icalclaimsaffectingthegundebate,isthe2005metastudybytheNationalResearch Council,FirearmsandViolence:ACriticalReview(2004).Thisbook-lengthreportwas developed by the National Academies at the request of a consortium of federal agencies and private foundations, including the Centers for Disease Control and the Joyce Foundation (both of which have taken positions strongly favoring increasedguncontrol). The federal Centers for Disease Control (CDC) conducted its own metas- tudy, ‘‘First Reports Evaluating the Effectiveness of Strategies for Preventing Violence:FirearmsLaws,’’publishedintheCDC’s(memorablynamed)Morbid- ity and Mortality Weekly Report (Oct. 3, 2003). Both the National Research Council and CDC studies are agnostic on the effectiveness of existing gun controls. That is, each metastudy concluded that existing data and studies were not sufficient to draw solid conclusions about whether gun control (in its variousforms) reduces or increases crime, nor did theypermitconclusionsaboutwhethergunownershiporguncarrying(intheir various forms) reduces or increases crime. When the American gun control debate becamea major national issue in thelate1960s,therewasalmostnosocial-scienceresearchonthetopic.Butsince thelate1970s,therehavebeenmanystudies,someofthemofveryhighquality. Thatthesumtotalofthesestudiesleadtoagnosticismindicatesthedifficultyof drawingsolidconclusionsabouttheeffectofpublicpolicyinterventionsaimed atacomplicatedsetofbehaviors.Inlegislatures,itiscommonforstatisticsand studiestobebandiedaboutbybothsides,butusuallyforthepurposeofreinfor- cing the intuitions of whichever side is doing the bandying. A good illustration of the complexity of the field—even in areas where excellent data are available—appears in Section B of this chapter. It begins by asking a simple question: How many guns are owned by civilians in the United States? (That is, all guns in the United States excluding those owned by the military but including guns owned by individual police officers and by police departments.)
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