PREFACE This book is based on notes developed for a one-semester course offered at Berkeley. Typically, this serves graduate engineering students studying Mechanics, but also occasion- ally attracts interest on the part of students studying Mathematics and Physics. For this reason, and to suit my own predilections, the level of mathematical rigor is appropriate for readers possessing a relatively modest background. This has the pedagogical advantage of allowing time to make contact with physical phenomena, while providing context for such mathematical concepts as are needed to support their modeling and analysis. Advanced readers seeking more than this should consult the books by Antman (2005), Ciarlet (1998), and Silhavy (1997), for example. My expectation, and part of the motivation for this work, is that books and treatises of the latter kind may be more fully appreciated by students after reading an introductory course. Throughout the book, we focus on the purely mechanical theory. However, extensive reference will be made of the notions of work, energy, and, in the final chapter, dissipation. The emphasis here is on developing a framework for the phenomenological theory. Despite what contemporary students are often taught, such theories remain the best hope for the quantitative study of physical phenomena occurring on human (macroscopic) scales of length and time. This is perhaps best illustrated by our own subject, which developed rapidly after the introduction ofa clear and concise framework for phenomenological mod- eling. Thus, researchers began to exploit the predictive potential of the theory of nonlinear elasticity only after constitutive relations derived from statistical mechanics were largely abandoned in favor of those of phenomenological origin, which could be fitted to actual data. In turn, nonlinear elasticity, because of its secure logical, physical, and mathemat- ical foundations, has served as a template for the development of theories of inelasticity, continuum electrodynamics, structural mechanics, thermodynamics, diffusion, rheology, biophysics, growth mechanics, and so on. The final chapter, consisting of a brief introduc- tion to plasticity theory, illustrates how elasticity interacts with and informs other branches of solid mechanics. In short, the study of nonlinear elasticity is fundamental to the under- standing of those aspects of modern mechanics research that are of greatest interest and relevance. These notes are mainly about the conceptual foundations of nonlinear elasticity and the formulation of problems, occasionally including a worked-out solution. The latter are quite rare, due the nonlinearity of the equations to be solved, and so recourse must usually be made to numerical methods, which, however, lie outside the scope of this book. Explicit solutions are of great importance, however, because they offer a means of establishing a dir- ect correlation between theory and experiment, and thus extracting definitive information about the constitutive equations underpinning the theory for use in computations. viii | PREFACE Although elasticity theory is inherently nonlinear, courses on the purely linear theory, treating the equations obtained by formally linearizing the general theory, are quite preva- lent. This is due to the great utility of the linear theory in solving problems that arise in engineering and physics. To a large degree, and mainly for historical reasons, such courses are delivered independently of courses of the present kind. The explanation for this schism is that the nonlinear theory did not come into its own until the latter half of the last cen- tury and, by then, the linear theory had matured into a major discipline in its own right, on par with classical fluid dynamics, heat transfer, and other branches of the applied and engineering sciences. This fueled research on applications of the theory relying on and, in turn, advancing techniques for treating elliptic linear partial differential equations. The word Finite in the title refers to the possibly large deformations covered by the nonlin- ear theory, as distinct from the infinitesimal deformations to which the linear theory is limited. Elasticity theory is, nevertheless, nonlinear and the use of the linear approximation to it should always be justified, in the circumstances at hand, by checking its predictions against the assumptions made in the course of obtaining the equations. However, this is inconvenient and, thus, almost never done in practice. Unfortunately, all this is somewhat disquieting from the standpoint of contemporary stu- dents, who must grapple not only with the question of whether or not a problem may be modeled using elasticity theory, but may also feel obliged to categorize it as either linear or nonlinear at the outset. Those more interested in concepts and in the formulation of new theories of the kind mentioned above will derive much value from an understanding of non- linear elasticity, whereas my view is that linear elasticity has virtually nothing to offer in this regard, due to the severe restrictions underpinning its foundations. The book collects what I think students should know about the subject before embarking on research, including my interpretations of modern works that have aided me in refin- ing my own understanding. Those seeking to grasp how and why materials work the way they do may be disappointed. For them I recommend Gordon (1968, 1978) as an en- gaging source of knowledge that should ideally be acquired, but which rarely, if ever, is, before reading any textbook on the mechanics of materials. In particular, these may be read in lieu of an undergraduate course on Strength of Materials, which is to be avoided at all costs. If the present book comes to be regarded as a worthy supplement to, say, Ogden’s modern classic Nonlinear Elastic Deformations (1997), then I will regard the writing of it to have been worthwhile. Readers having a grasp of continuum mechanics, say at the level of Chadwick's pocketbook Continuum Mechanics: Concise Theory and Problems (1976), will have no trouble getting started. Reference should be made to that excellent text for any con- cept encountered here that may be unfamiliar. The reader is cautioned that current fashion in continuum mechanics is to rely largely on direct notation. Indeed, while this invariably serves the interests of clarity when discussing the conceptual foundations of the subject, there are circumstances that call for the use of Cartesian index notation, and we shall avail ourselves of it when doing so proves to be helpful. We adopt the usual summation con- vention for repeated subscripts together with the rule that subscripts preceded by commas always indicate partial differentiation with respect to the Cartesian coordinates. Direct no- tation is really only useful to the extent that it so closely resembles Cartesian index notation, PREFACE | ix while the latter, being operational in nature, is invariably the setting of choice for carrying out the more involved calculations. Some topics are given more attention than others, in accordance with my personal views about their relative importance and the extent to which they are adequately covered, or more often not, in the textbook and monograph literatures. My intention to use these notes in my future teaching of the material leads me to buck the current trend and not include answers to the exercises. The latter are sprinkled throughout the text, and an honest at- tempt to solve them constitutes an integral part of the course. The book is definitely not self-contained. Readers are presumed to have been exposed to a first course on continuum mechanics, and the standard results that are always taught in such a course are frequently in- voked without derivation. In particular, readers are expected to have a working knowledge of tensor analysis in Euclidean three-space and the reason why tensors are used in the for- mulation of physical theories—roughly, to ensure that the predictions of such theories are not dependent on the manner in which we coordinatize space for our own convenience. The contemporary books by Liu (2002), and by Gurtin, Fried and Anand (2010) can be heartily recommended as a point of departure for those wishing to understand the foundations for modern applications of continuum mechanics. A vast amount of important material is also contained in Truesdell and Noll’s Nonlinear Field Theories of Mechanics (1965) and Rivlin’s Collected Works (Barenblatt and Joseph, 1997), which should be read by anyone seeking a firm understanding of nonlinear elasticity and continuum theory in general. David Steigmann, Berkeley 2016 REFERENCES Antman, S.S. (2005). Nonlinear Problems of Elasticity. Springer, Berlin. Barenblatt, G.I. and Joseph, D.D. (Eds) (1997). Collected Papers of R.S. Rivlin, Vols. 1 and 2. Springer, NY. Chadwick, P. (1976). Continuum Mechanics: Concise Theory and Problems. Dover, NY. Ciarlet, P.G. (1988). Mathematical Elasticity. North-Holland, Amsterdam. Gordon, J.E. (1968), The New Science of Strong Materials, or Why You Don't Fall Through the Floor. Princeton University Press, Princeton, NJ. Gordon, J.E. (1978). Structures, or Why Things Don’t Fall Down. Penguin, London. Gurtin, M.E., Fried, E. and Anand, L. (2010). The Mechanics and Thermodynamics of Continua. Cambridge University Press, Cambridge. I-Shih Liu (2002). Continuum Mechanics. Springer, Berlin. Ogden, R.W. (1997). Non-Linear Elastic Deformations. Dover, NY. Silhavy, M. (1997). The Mechanics and Thermodynamics of Continuous Media. Springer, Berlin. Truesdell, C. and Noll, W. (1965). The nonlinear field theories of mechanics. In: S. Fligge (Ed.), Handbuch der Physik HI/1. Springer, Berlin. CONTENTS Concept of an elastic material 6.1... 6... cece eee ee ees Observers and invariance ...c.c cec.e ee. cve.cce.nerv.cve es Mechanical power and hyperelasticity... 0.0.0.00.0. .e e.ee 3.1 Elasticity and energy 3.2. Work inequality Material symmetry... 0... ee eee eee ee eee eee 4.1 Stress response 4.2. Strain energy 43 Isotropy Fiber symmetry 20... 0. ccc ccc eee eee eee eee tenn eees Stress response in the presence of local constraints onthe deformation...... 0.0.00. cence cnecacseeessevess 6.1 Local constraints 6.2 Constraint manifolds and the Lagrange multiplier rule 6.3 Material symmetry in the presence of constraints Some boundary-value problems for uniform isotropic incompressible materials... 0.0... 0... c ccc eee ene eens 7.1 Problems exhibiting radial symmetry with respect to a fixed axis 7.1.1 Pressurized cylinder 7.1.2 Azimuthal shear 7.1.3 Torsion ofa solid circular cylinder 7.14 Combined extension and torsion 7.2. Problems exhibiting radial symmetry with respect to a fixed poin 7.2.1 Integration of the equation 7.2.2 Pressurized shells, cavitation Some examples involving uniform, compressible isotropic Materials... 0. cc cc ce eee eee ete teen ences 8.1 Spherical symmetry, revisited 8.2. Plane strain 8.3 Radial expansion/compaction Material stability, strong ellipticity and smoothness of equilibria... 0... ccceee e e ee eens 9.1 Small motions superposed on finitely deformed equilibrium states 9.2 Smoothness of equilibria 9.3 Incompressibility xii | CONTENTS 10 Membrane theory... . 0... ccc eee eee eee eee e eens 10.1 General theory 10.2 Pressurized membranes 10.3 Uniqueness of the director 100 10.4 Isotropic materials 102 10.8 Axially symmetric deformations of a cylindrical membrane 104 10.6 Bulging of a cylinder 108 11 Stability and the energy criterion ©... . 0... cee cee eee eens 113 11.1 The energy norm 113 11.2 Instability 116 11.3 Quasiconvexity 121 11.4 Ordinary convexity 123 11.4.1 Objections to ordinary convexity 123 11.5 Polyconvexity 126 11.6 Rank-one convexity 128 11.7 Equilibria with discontinuous deformation gradients 131 11.8 The Maxwell—Eshelby relation 132 11.8.1 Example: alternating simple shear 133 12 Linearized theory, the second variation and bifurcation of equilibria... ce ec eee eee ee ee eee eee ee enes 137 13 Elements of plasticity theory .. 1.0... cece eee eee eee eens 142 13.1 Elastic and plastic deformations 143 13.2 Constitutive response 146 13.3 Energy and dissipation 148 13.4 Invariance 152 13.$ Yielding, the work inequality and plastic flow 183 13.6 Isotropy 156 13.7 Rigid-plastic materials 160 13.8 Plane strain of rigid-perfectly plastic materials: slip-line theory 161 13.8.1 State of stress, equilibrium 161 13.8.2 Velocity field 163 Supplemental notes 0.0... 0... eee ee eee ee eee eee eee e eee 1 The cofactor 167 Gradients of scalar-valued functions of tensors 168 N Chain rule 169 W A Gradients of the principal invariants of a symmetric tensor 169 Relations among gradients 171 A NA Extensions 172 Korn’s inequality 174 N O Poincaré’s inequality 174 Index 177 Concept of an elastic material One would think this would be the easiest chapter to write, but alas such is not the case. Thus, we will have to settle for the present, rather superficial substitute, which may be skipped over by anyone—and thus presumably everyone reading this book—who has some passing acquaintance with the concept of elasticity. When attempting to define the property we call elasticity, and how to recognize it when we see it, we encounter certain non-trivial obstacles, not least among these being the fact that elastic materials per se do not actually exist. That is, there are no known examples of materials whose responses to stimuli conform to conventional notions of elasticity in all circumstances. In fact, even the concept of ideal elastic response is open to a wide range of interpretations. Rather than delve into the under- lying philosophical questions, for which I am not qualified, I defer to the thought-provoking account contained in a contemporary article by Rajagopal (2011). For our purposes, the idea of elasticity may by abstracted from the simplest observations concerning the extension of a rubber band, say, to a certain length. Naturally, one finds that a force is required to do so and, if the band is left alone for a period of time, that this force typically settles to a more-or-less fixed value that depends on the length. This is not to say that the force remains at that value indefinitely, but often there is a substantial interval of time, encompassing the typical human attention span, during which it does. More often, one fixes the force,f say, by hanging a weight of known amount from one end; the length of the band adjusts accordingly, reaching a corresponding value that is sensibly fixed over some time interval. If one has a graph of force vs. length, then usually one can read off the force corresponding to a given length and vice versa. The situation for a typical rubber band is shown in Figure 1.1, where the abscissa is scaled by the original (unforced) length of the band. This scaling, denoted by A, is called the stretch. If one looks closely one may observe a slight hysteresis on this graph. This is due to small- scale defects or irregularities among the long-chain molecules of which the rubber is made. They have the effect of impeding attainment of the optimal or energy minimizing state of the material under load, and are usually reduced to the point of being negligible by sub- jecting the rubber to a cyclic strain, which effectively “works the kinks out.” This is known as the Mullins effect. Studies of it in the mechanics literature are confined mostly to its description and prediction, based on phenomenological theory (see Ogden’s paper, 2004), rather than its explanation. A notable exception is the book by Miiller and Strehlow (2010), Finite Elasticity Theory. DavidJ . Steigmann. © DavidJ. Steigmann, 2017. Published 2017 by Oxford University Press. 2 | CONCEPT OF AN ELASTIC MATERIAL fA a= y aal 1/1, Figure 1.1 Uniaxial force-extension relation for rubber. Stiffening is due to straightening of long- chain molecules which offers an interesting explanation in terms of microstructural instabilities and associ- ated thermodynamics. For the most part these subjects will not be covered, although we will devote considerable attention later to the notion of stability and its connection to energy minimization. Ignoring hysteresis, then, we can expect to extract a relation of the form f = F(A) from a graph of the data. Here, F is a constitutive function; i-e., a function that codifies the nature of the material in terms of its response to deformation. We are justified in attributing the function to material properties—and not just the nature of the experiment—provided that the material is uniform and no other forces are acting, In this case, equilibrium consider- ations yield the conclusion that the forces acting at the ends of an arbitrary segment of the band are opposed in direction, but equal in magnitude, the common value of the latter be- ing given by the force f. If the stretch, which is really a function defined pointwise, is also uniform, then it can be correlated with the present value of the length of the band. That is, the stretch is really a local property of the deformation function describing the config- urations of the band, and may be correlated with the end-to-end length provided that it is uniformly distributed. Because the length of a segment is arbitrary in principle, we may pass to the limit and associate the response with a point of the material, defined as the limit of a sequence of intervals whose lengths tend to zero. In this way, we associate the global force-extension response with properties of the material per se, presumed to be operative on an arbitrarily small length scale. This is one of the premises of continuum theory; namely, that the prop- erties of the material are assigned to points of the continuum. These days, thanks to the rise of computing, it is often augmented by the notion of a hierarchy of continua that operate at length scales smaller than the unaided eye would associate with a point. In some cases, the smaller scale continua are replaced by discrete or finite-dimensional, systems. Some form of