CHAPTER 1 Regulations and Theory The purpose of this field guide is to provide water treatment plant shift operators with the basic tools for use at the job site. The guide is designed to be carried in the shirt or hip pocket and is divided into general sections describing the regulatory, theoretical, opera- tional, inspection, and maintenance issues of filtra- tion. The guide is primarily directed to operators who employ granular filter media configurations. Granular media filters are used in water treatment plants (WTPs) to store particulate contaminants for eventual waste disposal. These particulates are made up of the naturally occurring suspended particles in the source water as well as the particulates that are created through the use of coagulants. Operation and maintenance of filters is a pri- mary pursuit of a plant operator with low turbidity output being one of the goals. Periodic and judi- cious use of these guidelines should provide the operator with the ability to produce low turbidity water on a consistent basis. FILTER REGULATIONS The regulatory framework for filtration will con- tinue to evolve. This means that this guide may 1 become out of date with respect to applicable regu- lations. Additionally, local regulators may require performance goals and reporting that go beyond federal rules, and the operator is cautioned to check with the local regulators for guidance. The Interim Enhanced Surface Water Treat- ment Rule (IESWTR) is the primary driver for filter operation requirements. It states that com- bined filter effluent (CFE) turbidity levels for con- ventional and direct filtration plants must be less than or equal to 0.3 nephelometric turbidity units (ntu) in at least 95% of the samples analyzed each month, and no samples shall exceed one (1) ntu. Samples must be collected at 4-hr intervals or less. CFE turbidity levels for slow sand filtration plants must be less than or equal to 0.5 ntu in at least 95% of the samples analyzed each month, and no samples shall exceed one (1) ntu. The IESWTR also states that each filter in production must be monitored continuously for turbidity levels and that measurement must be recorded at no less than 15-min intervals. These results must be archived for three years. Operators must report turbidity values that exceed 1.0 ntu in two consecutive 15-min samples if they occur in the first four hours of the filter run. Thereafter, the recording of any two consecutive 15-min samples that exceed 0.5 ntu will trigger a need for reporting. 2 This pertains to filters in production, not those off- line or in the process of backwash. A graphical representation of the filter per- formance (filter profile) is required when filters produce poor quality water such as previously described. The regulator will need to see the filter profile as a function of turbidity (or particle counts) versus time for the entire length of the run. The IESWTR places an emphasis on timely fil- ter ripening and the responsiveness of operators to the problem. It is aimed at reducing the frequency, the duration, and the magnitude of particle passage (spiking) in filter effluent water. THEORETICAL CONSIDERATIONS FOR OPERATORS Granular media filtration is a unit process that is intended to remove particulate contamina- tion from processed water and store the particles for eventual disposal. The particulates that filters remove are usually those found in the source water along with particles created through coagulation, softening, and oxidation processes. Filtration may employ the concept of depth filtration, where par- ticles are filtered by the mechanism of attachment. Properly pretreated particles will attach or adhere to the media grains if the filter is operating within certain parameters. 3 Gravity filter operation, which repeats continu- ously, consists of filter start-up, ripening, unit fil- ter volume production (during which head loss is incurred), optimization, effluent turbidity mea- surement, and perhaps particle count measurement. Operation may also include goal-setting, terminal breakthrough, and backwashing (or cleaning). The important factors that operators can con- trol are filter loading rates and run times, pretreat- ment of the water that is applied to the filter, and filter maintenance. In general, operators should understand that filters may not perform well if they are overloaded beyond their design capacity or if they are loaded with poorly pretreated water (see Chapter 2). Poorly maintained filters will also fail in time. The most important tasks related to filtration revolve around these three factors: (1)Water applied to filters must receive the proper conditioning (pre- treatment); (2) filters must be operated at or near the design or approved loading rate; and (3) filters need to be maintained and inspected for problems before they arise. Most operationally induced turbidity spiking events—those that result in noncompliance—can usually be traced to one or more of these three factors. 4 CHAPTER 2 Operations OPERATIONAL TECHNIQUES Filter operations depend on operators who can make good judgments and who can perform hands-on techniques in a timely fashion. A good understand- ing of the workings of a filter allows an operator to make these judgments. Plants that have few filters should employ an operational strategy that provides staggered filter runs so that no two washes come due at the same time. Plants that have many filters and adequate spent filter backwash water storage can backwash with a more random schedule, but they should understand the impact that any given backwash event may have on other processes. Every filter ought to be equipped with a contin- uously recording turbidimeter even if not required by regulation. Filters that need attention from the operator may go unnoticed if they are not moni- tored continuously. Operators should become familiar with the control console at each filter and with the SCADA readouts from the consoles if present. Each filter will normally be equipped with readouts and trending capability for hours of service, effluent turbidity, loss of head, flow rate, and the associated data for backwash. 5 The filters should be operated at the design capacity where possible, and operators should start and stop them to achieve this. Operators should understand the effect that placing filters into ser- vice has on all upstream and downstream pro- cesses. Operators should understand the effects that upstream and downstream processes have on filter operations. An operator should never make a change to a plant flow rate, a chemical feed rate, or a backwash rate without knowing what effect it will have on the filters. No maintenance of any sort should be sched- uled until it is studied for its possible deleterious effect on the filtration process. LOADING RATES The rate at which water flows through the filter bed is called the loading rate and is usually expressed as gallons per minute per square foot (gpm/ft2). Example 1: A filter with a surface dimension of 10 ft by 12 ft is filtering 360 gpm. What is the filter loading rate? The surface area of a filter 12 ft × 10 ft = 120 ft2. The 360 gpm 10 ft flow rate through the filter is 360 gpm, and if it is divided by the 120 ft2 surface area, it yields 12 ft a loading rate of 3 gpm/ft2. 6 Filter loading rates should be determined and recorded every day for every filter. Excessive load- ing rates can lead to elevated turbidity output and noncompliance. Loading rates that are too low can increase the solids retention in the top media lay- ers, which may cause poor performance. Therefore, there is a range at which filters should be loaded: these optimum loading rate ranges should be deter- mined and maintained by all operators as closely as possible. Operators at WTPs with many filters may have an easier time accomplishing this strategy. RATE OF FLOW CONTROL The ability to control the rate that water flows through a filter is important. In plants with mul- tiple filters, head loss buildup can allow unequal loading of filters. This can cause excessive filter rates in some filters with the accompanied high turbidity output. Water treatment plants are usually equipped with rate of flow control mechanisms in one of two categories: equal rate filtration or declining rate filtration. Equal rate filtration is a misnomer in that it is rarely seen. In this scheme, rate control valves are placed on each individual filter effluent. The valve modulates flow in an attempt to keep a relatively 7 constant flow rate. All of the on-line filters are thus kept at the preset rate. However, when one filter is taken off-line for backwash, the rates of flow of all of the other filters must increase to keep pace. Rate of flow is influenced by the level of the water coming into the filters. Therefore, WTPs are usu- ally designed to keep a preset level in the channel that feeds the filters. If this level is closely modu- lated, the filter rate of flow control valves will do an acceptable job of keeping pace. If there is a wide tolerance (too much level fluctuation) in the chan- nel level, the filter rate of flow control valves may “hunt” or modulate over a wide range, and the fil- ters will show some sloughing of floc. Declining rate filtration allows the pretreated water to enter the filter at a level below the nor- mal water level in each filter and discharges to the clearwell at a level above the filter media. In this way, the filters operate with the same available head at any instant. Therefore, the cleanest filters will operate at the highest flows, and the dirtiest filters will slow down. All filter rates decline in step-wise fashion after each backwash. When a clean filter is placed into service, it assumes the highest flow. FILTER RUN TIMES The length of time from the instant that a filter is placed into service to the time that it is taken 8 out of service for backwash is called the filter run time. There should be no interruption in the filter run time. That is, once a filter is put into service it should not stop until backwashing is necessary before returning to service. Filter run times should be recorded for each filter and for each cycle. Short run times indicate potential pretreatment difficul- ties. Excessively long run times can lead to tur- bidity and particle breakthrough. Optimum run times should be established for each treatment plant. Some plants do not operate 24 hours per day. This is often the case at smaller installations where perhaps one or two shifts are sufficient to supply enough drinking water for the users’ requirements. These plants shut down at night and resume opera- tions the next morning. The filters should be back- washed before they go into service in the morning. It is left to the operator to determine if they are best washed at night before shutting the plant or in the morning at startup. That decision is often a result of the amount of clearwell volume available for backwash supply and of the space required for the spent filter backwash to be stored or discharged. UNIT FILTER RUN VOLUME The amount of water that is filtered during the filter run time is called the unit filter run volume 9